The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 No. 701

SCHEDULE 2 U.K. Amendments to the Financial Services and Markets Act 2000

Amendments to Part 27 (offences) U.K.

48.  In section 398(1A) M1 (Misleading FCA or PRA: residual cases)—

(a) after paragraph (b) insert—

“(ba) the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/[F1 701]);”;

(b) at the end of paragraph (e) M2 omit “or”; and

(c) after paragraph (e) insert—

“(ea) any directly applicable EU regulation made under the markets in financial instruments directive;

(eb) the markets in financial instruments regulation and any directly applicable EU regulation made under it; or”.

Textual Amendments

F1 Word in Sch. 2 para. 48(a) substituted (2.1.2018) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (No.2) Regulations 2017 (S.I. 2017/1255), regs. 2(a), 36

Marginal Citations

M1 Section 398(1A) was inserted by S.I. 2013/1733.

M2 Paragraph (e) was amended by S.I. 2015/1882 and S.I. 2016/680.