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17. In section 474(1) (minor definitions)(1)—
(a)in the definition of “MiFID investment firm”—
(i)in the opening words, for “Article 4.1.1 of Directive 2014/65/EU” substitute “Article 2.1A of Regulation (EU) No. 600/2014”; and
(ii)in paragraph (a), for the words from “to which that Directive” to the end substitute “which is exempted from the definition of “investment firm” by Schedule 3 to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (S.I. 2001/544)(2),”; and
(b)in the definition of “traded company”, before “regulated market” insert “UK”.
Section 474(1) was amended by S.I. 2915/980; there are other amending instruments but none is relevant.
S.I. 2001/544, amended by S.I. 2017/488 and 2018/1403; there are other amending instruments but none is relevant.