- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Gwreiddiol (a wnaed Fel)
Dyma’r fersiwn wreiddiol (fel y’i gwnaed yn wreiddiol).
59.—(1) Commission Regulation (EU) 2010/583 of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards key investor information and conditions to be met when providing key investor information or the prospectus in a durable medium other than paper or by means of a website is amended as follows.
(2) For “UCITS”, in each place where it appears, except in Articles 19(1)(b), 28, 31, 32, 33, 34 and 35, substitute “UK UCITS”.
(3) In Article 1, for “for the implementation of Articles 75(2), 78(2) to (5) and 81(1) of Directive 2009/65/EC” substitute “as regards key investor information and conditions to be met when providing key investor information or the prospectus in a durable medium other than paper or by means of a website”.
(4) After Article 1 insert—
For the purposes of this Regulation, the following definitions shall apply:
(a)‘Collective Investment Schemes sourcebook’ means the Collective Investment Schemes sourcebook made under the Financial Services and Markets Act 2000 by the Financial Conduct Authority, as it has effect on exit day;
(b)‘feeder UCITS’ has the meaning given in section 237(3) of the Financial Services and Markets Act 2000(1);
(c)‘management company’ has the meaning given in section 237(2) of the Financial Services and Markets Act 2000(2);
(d)‘master UCITS’ has the meaning given in section 237(3) of the Financial Services and Markets Act 2000(3);
(e)‘UCITS’ has the meaning given in section 236A of the Financial Services and Markets Act 2000(4);
(f)‘UK UCITS’ has the meaning given in section 237(3) of the Financial Services and Markets Act 2000.”.
(5) In Article 2, in paragraph 2, for “authorised pursuant to Directive 2009/65/EC” substitute “that has permission under Part 4A of the Financial Services and Markets Act 2000 to carry on the regulated activity specified in article 51ZA of the Regulated Activities Order 2001(5)”.
(6) In Article 4, in paragraph 12—
(a)for “[name of Member State] and regulated by [identity of competent authority]” substitute “the United Kingdom and regulated by the Financial Conduct Authority”;
(b)for “exercising rights under Article 16 of Directive 2009/65/EC” substitute “that is a qualifying EEA firm for the purposes of regulation 73 of the Collective Investment Schemes (EU Exit) (Amendment etc.) Regulations 2019”.
(7) In Article 8(5)(e), for “Article 50(1)(g) of Directive 2009/65/EC” substitute “rule 5.2.19 of the Collective Investment Schemes sourcebook”.
(8) In Article 9, for “Directive 2010/43/EU” substitute “section 6.12 of the Collective Investment Schemes sourcebook”.
(9) In Article 19—
(a)in paragraph 3—
(i)omit “but remaining established in the same Member State”;
(ii)for “competent authority of the Member State” substitute “Financial Conduct Authority”;
(b)in paragraph 4, for “mergers referred to in Article 2(1)(p)(i) and (iii) of Directive 2009/65/EC” substitute “a merger, as defined in regulation 7 of the Undertakings for Collective Investment in Transferable Securities Regulations 2011”.
(10) In Article 20, in paragraph 1—
(a)in the opening words, for “every Member State in which the UCITS is marketed” substitute “the United Kingdom”;
(b)in point (d)—
(i)for “UCITS’ home Member State” substitute “United Kingdom”;
(11) In Article 27, in the second paragraph, for “their own Member State” substitute “the United Kingdom”.
(12) In Article 28—
(a)after “Where the” insert “UK”;
(b)for “Article 50(1)(e) of Directive 2009/65/EC” substitute “rule 5.2.13 of the Collective Investment Schemes sourcebook”;
(13) In Article 31(1), omit “, as defined in Article 58 of Directive 2009/65/EC,”.
(14) In Article 34, in paragraph 2(b), for “Article 63(5) of Directive 2009/65/EC” substitute “rules 4.2.3A and 4.5.15 of the Collective Investment Schemes sourcebook”.
(15) In Article 38(1) omit “, for the purposes of Directive 2009/65/EC,”.
(16) After Article 39 omit “This Regulation shall be binding in its entirety and directly applicable in all Member States.”.
The definition of ‘feeder UCITS’ in section 237(3) of the Financial Services and Markets Act 2000 is substituted by regulation 7(3)(b) of these regulations.
The definition of ‘management company’ in section 237(2) of the Financial Services and Markets Act 2000 is substituted by regulation 7(2)(a) of these regulations.
The definition of ‘master UCITS’ in section 237(3) of the Financial Services and Markets Act 2000 is substituted by regulation 7(3)(b) of these regulations.
The definition of ‘UCITS’ is inserted at section 236A of the Financial Services and Markets Act 2000 by regulation 6 of these regulations.
S.I. 2001/544. Article 51ZA is substituted for Article 51 as originally enacted by S.I. 2013/1773.
Y Diweddaraf sydd Ar Gael (diwygiedig):Y fersiwn ddiweddaraf sydd ar gael o’r ddeddfwriaeth yn cynnwys newidiadau a wnaed gan ddeddfwriaeth ddilynol ac wedi eu gweithredu gan ein tîm golygyddol. Gellir gweld y newidiadau nad ydym wedi eu gweithredu i’r testun eto yn yr ardal ‘Newidiadau i Ddeddfwriaeth’.
Gwreiddiol (Fel y’i Deddfwyd neu y’i Gwnaed): Mae'r wreiddiol fersiwn y ddeddfwriaeth fel ag yr oedd pan gafodd ei deddfu neu eu gwneud. Ni wnaed unrhyw newidiadau i’r testun.
Mae Memoranda Esboniadol yn nodi datganiad byr o ddiben Offeryn Statudol ac yn rhoi gwybodaeth am ei amcan polisi a goblygiadau polisi. Maent yn ceisio gwneud yr Offeryn Statudol yn hygyrch i ddarllenwyr nad oes ganddynt gymhwyster cyfreithiol, ac maent yn cyd-fynd ag unrhyw Offeryn Statudol neu Offeryn Statudol Drafft a gyflwynwyd ger bron y Senedd o Fehefin 2004 ymlaen.
Gallwch wneud defnydd o ddogfennau atodol hanfodol a gwybodaeth ar gyfer yr eitem ddeddfwriaeth o’r tab hwn. Yn ddibynnol ar yr eitem ddeddfwriaeth sydd i’w gweld, gallai hyn gynnwys:
Impact Assessments generally accompany all UK Government interventions of a regulatory nature that affect the private sector, civil society organisations and public services. They apply regardless of whether the regulation originates from a domestic or international source and can accompany primary (Acts etc) and secondary legislation (SIs). An Impact Assessment allows those with an interest in the policy area to understand:
Defnyddiwch y ddewislen hon i agor dogfennau hanfodol sy’n cyd-fynd â’r ddeddfwriaeth a gwybodaeth am yr eitem hon o ddeddfwriaeth. Gan ddibynnu ar yr eitem o ddeddfwriaeth sy’n cael ei gweld gall hyn gynnwys:
liciwch ‘Gweld Mwy’ neu ddewis ‘Rhagor o Adnoddau’ am wybodaeth ychwanegol gan gynnwys