- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Gwreiddiol (a wnaed Fel)
Dyma’r fersiwn wreiddiol (fel y’i gwnaed yn wreiddiol).
62.—(1) If the appropriate conditions in regulation 63 are satisfied, a stand-alone scheme or sub-fund is to be a recognised scheme for the purposes of Part 17 of the 2000 Act during the relevant period, despite the amendment made by regulation 7(3)(c).
(2) The relevant period begins—
(a)where the appropriate conditions are those in regulation 63(1) or (2), with exit day, or
(b)where the appropriate conditions are those in regulation 63(3), at the end of the tenth working day following the day on which the FCA receive the notification for the purposes of regulation 63(3)(c).
(3) The relevant period ends with the earliest of the following—
(a)the day on which the operator of the stand-alone scheme or sub-fund is given—
(i)written notice under section 275(3)(1) of the 2000 Act of the making of a recognition order under section 272(2) of that Act in respect of the stand-alone scheme or, as the case may be, in respect of the recognition of sub-fund’s umbrella scheme in relation to the sub-fund, or
(ii)a decision notice under section 276(2)(a)(3) of the 2000 Act relating to the refusal of an application made under section 272 of that Act in respect of the stand-alone scheme or, as the case may be, in respect of the recognition of the sub-fund’s umbrella scheme in relation to the sub-fund,
(b)if the operator of the stand-alone scheme or sub-fund gives written notice to the FCA that the operator—
(i)desires the stand-alone scheme or sub-fund no longer to be a recognised scheme, or
(ii)withdraws an application under section 272 of the 2000 Act in respect of the stand-alone scheme or, as the case may be, in respect of the recognition of the sub-fund’s umbrella scheme in relation to the sub-fund,
the day on which the notice is given;
(c)if the operator of the stand-alone scheme or sub-fund fails to make—
(i)in the case of a stand-alone scheme, an application under section 272 of the 2000 Act in respect of the stand-alone scheme, or
(ii)in the case of a sub-fund, an application under that section in in respect of the recognition of the sub-fund’s umbrella scheme in relation to the sub-fund,
during the period specified by the FCA in a direction under paragraph 68(2), the end of that period;
(d)the end of the period of 3 years beginning with the day on which exit day occurs.
(4) References in an enactment to a recognised scheme as defined in section 237(3) of the 2000 Act (however expressed) are to be read as including a reference to a stand-alone scheme or sub-fund recognised by virtue of this regulation.
Section 275 was amended by Schedule 18 to the Financial Services Act 2012.
Section 272 was amended by Schedule 18 to the Financial Services Act 2012 and S.I. 2013/1773.
Section 276 was amended by Schedule 18 to the Financial Services Act 2012.
Y Diweddaraf sydd Ar Gael (diwygiedig):Y fersiwn ddiweddaraf sydd ar gael o’r ddeddfwriaeth yn cynnwys newidiadau a wnaed gan ddeddfwriaeth ddilynol ac wedi eu gweithredu gan ein tîm golygyddol. Gellir gweld y newidiadau nad ydym wedi eu gweithredu i’r testun eto yn yr ardal ‘Newidiadau i Ddeddfwriaeth’.
Gwreiddiol (Fel y’i Deddfwyd neu y’i Gwnaed): Mae'r wreiddiol fersiwn y ddeddfwriaeth fel ag yr oedd pan gafodd ei deddfu neu eu gwneud. Ni wnaed unrhyw newidiadau i’r testun.
Mae Memoranda Esboniadol yn nodi datganiad byr o ddiben Offeryn Statudol ac yn rhoi gwybodaeth am ei amcan polisi a goblygiadau polisi. Maent yn ceisio gwneud yr Offeryn Statudol yn hygyrch i ddarllenwyr nad oes ganddynt gymhwyster cyfreithiol, ac maent yn cyd-fynd ag unrhyw Offeryn Statudol neu Offeryn Statudol Drafft a gyflwynwyd ger bron y Senedd o Fehefin 2004 ymlaen.
Gallwch wneud defnydd o ddogfennau atodol hanfodol a gwybodaeth ar gyfer yr eitem ddeddfwriaeth o’r tab hwn. Yn ddibynnol ar yr eitem ddeddfwriaeth sydd i’w gweld, gallai hyn gynnwys:
Impact Assessments generally accompany all UK Government interventions of a regulatory nature that affect the private sector, civil society organisations and public services. They apply regardless of whether the regulation originates from a domestic or international source and can accompany primary (Acts etc) and secondary legislation (SIs). An Impact Assessment allows those with an interest in the policy area to understand:
Defnyddiwch y ddewislen hon i agor dogfennau hanfodol sy’n cyd-fynd â’r ddeddfwriaeth a gwybodaeth am yr eitem hon o ddeddfwriaeth. Gan ddibynnu ar yr eitem o ddeddfwriaeth sy’n cael ei gweld gall hyn gynnwys:
liciwch ‘Gweld Mwy’ neu ddewis ‘Rhagor o Adnoddau’ am wybodaeth ychwanegol gan gynnwys