- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Gwreiddiol (a wnaed Fel)
Dyma’r fersiwn wreiddiol (fel y’i gwnaed yn wreiddiol).
37.—(1) Part 26 of the FSMA (notices), other than sections 391A, 391B, 391C, 391D and 391E, applies with respect to the giving of notices under this Part, under the FSMA as applied by this Part and under the SFT regulation as it applies with respect to the giving of notices under the FSMA but with the following modifications.
(2) In Part 26—
(a)each reference to the FSMA includes a reference to this Part and the SFT regulation;
(b)each reference to a section of the FSMA is a reference to that section as applied by his Part;
(c)each reference to a regulator or to the regulator concerned is a reference to the FCA;
(d)omit references to the PRA.
(3) Before section 387 insert—
386A. In this Part, “the 2019 Regulations” means the Transparency of Securities Financing Transactions and of Reuse (Amendment) (EU Exit) Regulations 2019.”.
(4) In section 387 (warning notices) omit subsections (1A) and (3A).
(5) In section 388 (decision notices) omit subsections (1A) and (2).
(6) In section 391 (publication)—
(a)in subsection (1) the reference to a warning notice falling within subsection (1ZB) is to a warning notice given under regulation 26;
(b)omit subsections (1ZA), (1ZB), (4A), (5A), (6A), (7A), (7B), (8A), (8B), (8C), (8D) and (8E);
(c)for subsection (11) substitute—
“(11) Section 425A (meaning of “consumers”) applies for the purposes of this section as if—
(a)subsection (2)(c) were omitted;
(b)for subsection (3) there were substituted—
“(3) The services within this subsection are trade repository activities within the meaning given in Part 4 of the 2019 Regulations.”;
(c)subsection (7) were omitted.”.
(7) In section 392 (application of sections 393 and 394)—
(a)for paragraph (a) substitute—
“(a)a warning notice given in accordance with regulation 26(1) of the 2019 Regulations; ”;
(b)for paragraph (b) substitute—
“(b)a decision notice given in accordance with regulation 27(1) of the 2019 Regulations.”.
(8) In section 395 (the FCA’s and PRA’s procedures)—
(a)for subsection (1) substitute—
“(1) The FCA must determine the procedure that it proposes to follow in relation to a decision which gives rise to an obligation for it to give—
(a)a supervisory notice, warning notice or decision notice; or
(b)a decision under section 391(1)(c), to publish information about the matter to which a warning notice relates.”;
(b)in subsection (2)(a), for “any of paragraphs (a) to (c)”, substitute “paragraph (a)”;
(c)in subsection (2)(b) for “(d)” substitute “(b)”;
(d)in subsection (2)(c)—
(i)for “(d)” substitute “(b)”;
(ii)for “(b) or (c)” substitute “(a)”;
(e)omit subsections (3)(b) and (4);
(f)in subsection (9), omit “other than a warning notice or decision notice relating to a decision of the PRA that is required by a decision of the FCA of the kind mentioned in subsection (1)(b)(ii)”;
(g)omit subsection (9A);
(h)for subsection (13) substitute —
“(13) “Supervisory notice” means a supervisory notice given in accordance with paragraph 6 or 10 of Article 10a of the SFT regulation.”.
Y Diweddaraf sydd Ar Gael (diwygiedig):Y fersiwn ddiweddaraf sydd ar gael o’r ddeddfwriaeth yn cynnwys newidiadau a wnaed gan ddeddfwriaeth ddilynol ac wedi eu gweithredu gan ein tîm golygyddol. Gellir gweld y newidiadau nad ydym wedi eu gweithredu i’r testun eto yn yr ardal ‘Newidiadau i Ddeddfwriaeth’.
Gwreiddiol (Fel y’i Deddfwyd neu y’i Gwnaed): Mae'r wreiddiol fersiwn y ddeddfwriaeth fel ag yr oedd pan gafodd ei deddfu neu eu gwneud. Ni wnaed unrhyw newidiadau i’r testun.
Mae Memoranda Esboniadol yn nodi datganiad byr o ddiben Offeryn Statudol ac yn rhoi gwybodaeth am ei amcan polisi a goblygiadau polisi. Maent yn ceisio gwneud yr Offeryn Statudol yn hygyrch i ddarllenwyr nad oes ganddynt gymhwyster cyfreithiol, ac maent yn cyd-fynd ag unrhyw Offeryn Statudol neu Offeryn Statudol Drafft a gyflwynwyd ger bron y Senedd o Fehefin 2004 ymlaen.
Gallwch wneud defnydd o ddogfennau atodol hanfodol a gwybodaeth ar gyfer yr eitem ddeddfwriaeth o’r tab hwn. Yn ddibynnol ar yr eitem ddeddfwriaeth sydd i’w gweld, gallai hyn gynnwys:
Impact Assessments generally accompany all UK Government interventions of a regulatory nature that affect the private sector, civil society organisations and public services. They apply regardless of whether the regulation originates from a domestic or international source and can accompany primary (Acts etc) and secondary legislation (SIs). An Impact Assessment allows those with an interest in the policy area to understand:
Defnyddiwch y ddewislen hon i agor dogfennau hanfodol sy’n cyd-fynd â’r ddeddfwriaeth a gwybodaeth am yr eitem hon o ddeddfwriaeth. Gan ddibynnu ar yr eitem o ddeddfwriaeth sy’n cael ei gweld gall hyn gynnwys:
liciwch ‘Gweld Mwy’ neu ddewis ‘Rhagor o Adnoddau’ am wybodaeth ychwanegol gan gynnwys