The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 No. 632

PART 2 U.K. Amendments to the Act

CHAPTER 12 U.K. Part 22 of the Act: auditors and actuaries

Introduction U.K.

66.  Part 22 of the Act (auditors and actuaries) is amended as follows.

Commencement Information

I1 Reg. 66 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

Section 342 (information given by auditor or actuary to a regulator) U.K.

67.  In section 342 (information given by auditor or actuary to a regulator), in subsection (8) M1 , for “ “credit institution” and “investment firm” have” substitute “ “investment firm” has”.

Commencement Information

I2 Reg. 67 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

Marginal Citations

M1 Subsection (8) was inserted by S.I. 2013/3115.

Section 343 (information given by auditor or actuary to a regulator: persons with close links) U.K.

68.  In section 343 M2 (information given by auditor or actuary to a regulator: persons with close links)—

(a) omit subsection (9).

(b) in subsection (10) M3 , for “ “credit institution” and “investment firm” have” substitute “ “investment firm” has”.

Commencement Information

I3 Reg. 68 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)

Marginal Citations

M2 Section 343 was amended by section 42 of, and paragraphs 1, 5(1), (2)(a), (2)(b), (3)(a), (3)(b), (3)(c), (4), (5), (6) and (7) of Part 1 of Schedule 13 to, the Financial Services Act 2012 and S.I. 2013/3115.

M3 Subsection (10) was inserted by S.I. 2013/3115.