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The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019
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- Offerynnau Statudol y Deyrnas Unedig
- 2019 No. 632
- PART 3
- Regulation 157
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- Dangos Graddfa Ddaearyddol(e.e. Lloegr, Cymru, Yr Alban aca Gogledd Iwerddon)
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Dewisiadau Agor
Rhagor o Adnoddau
Changes to legislation:
The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019, Section 157 is up to date with all changes known to be in force on or before 26 December 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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Changes and effects yet to be applied to Regulation 157:
- Regulations revoked by 2023 c. 29 Sch. 1 Pt. 2
Article 84 (futures)U.K.
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Memorandwm Esboniadol
157.—(1) Article 84 (futures) is amended as follows.
(2) In paragraph (1A)(d), (1B)(e) and (1C)(c) M1, for “Section C of Annex I to the markets in financial instruments directive” substitute “ Part 1 of Schedule 2 ”.
(3) In paragraph (1CA) M2—
(a)for “Section C of Annex I to the markets in financial instruments directive” substitute “ Part 1 of Schedule 2 ”;
(b)for “the texts of which are set out in Parts 1 and 2 of Schedule 2” substitute “ the text of which is set out in Part 2 of Schedule 2 ”.
(4) In paragraph (1D) M3, for sub-paragraphs (a) to (d) substitute—
“(a)an investment firm or qualifying credit institution is providing or performing investment services and activities on a professional basis,
(b)a management company which has a Part 4A permission to do so is providing the investment service specified in paragraph 4 or 5 of Part 3 of Schedule 2 or the ancillary service specified in paragraph 1 of Part 3A of that Schedule,
(c)a market operator is providing the investment service specified in paragraph 8 or 9 of Part 3 of that Schedule, or
(d)a full-scope UK AIFM which has a Part 4A permission to do so is providing the investment service specified in paragraph 1, 4 or 5 of Part 3 of that Schedule or the ancillary service specified in paragraph 1 of Part 3A of that Schedule.”.
(5) Omit paragraph (1E) M4.
Modifications etc. (not altering text)
C1Pts. 3-6 modified in part (31.12.2020) by The Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/680), regs. 1(2), 11(1)(4)(5) (with reg. 11(8)-(10)) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 40(f)); 2020 c. 1, Sch. 5 para. 1(1)
Commencement Information
I1Reg. 157 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)
Marginal Citations
M1Paragraph (1A), (1B) and (1C) were inserted by S.I. 2006/3384 and amended by S.I. 2017/488.
M2Paragraph (1CA) was inserted by S.I. 2017/488.
M3Paragraph (1D) was inserted by S.I. 2006/3384 and was amended by S.I. 2011/1613 and S.I. 2017/488.
M4Paragraph (1E) was inserted by S.I. 2006/3384 and was amended by S.I. 2017/488.
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