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The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019
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Point in time view as at 31/12/2020.
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The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019, Section 86 is up to date with all changes known to be in force on or before 24 November 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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Section 418 (carrying on regulated activities in the United Kingdom)U.K.
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Memorandwm Esboniadol
86.—(1) Section 418 M1 (carrying on regulated activities in the United Kingdom) is amended as follows.
(2) In subsection (1) M2, for the words before “described” substitute “ In the cases ”.
(3) Omit subsections (2) and (3) M3.
(4) In subsection (5AA) M4—
(a)in paragraph (b)(i) and (ii), for “an EEA State” substitute “ the United Kingdom ”;
(b)in paragraph (d), for “the EEA” substitute “ the United Kingdom ”.
(5) In subsection (6), for the words before “it is irrelevant” substitute “ For the purposes of the preceding subsections ”.
(6) Omit subsection (7) M5.
(7) For subsection (8) M6 substitute—
“(8) For the purposes of this section, an AIF is “marketed” when—
(a)the person managing the AIF (“the AIFM”) makes a direct or indirect offering or placement of units or shares of the AIF to or with an investor domiciled or with a registered office in the United Kingdom, or
(b)another person makes such an offering or placement at the initiative of, or on behalf of, the AIFM.”.
Commencement Information
I1Reg. 86 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(3)
Marginal Citations
M1Amendments of section 418 are made by S.I. 2013/1797 but these are not in force.
M2Subsection (1) was amended by S.I. 2014/1292.
M3Subsection (3)(b) was amended by S.I. 2011/1043.
M4Subsection (5AA) was inserted by S.I. 2014/1292
M5Subsection (7) was inserted by S.I. 2012/1906.
M6Subsection (8) was inserted by S.I. 2014/1292.
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