The Health Protection (Coronavirus, Restrictions) (England) (No. 4) Regulations 2020

PART 5 E+W Enforcement

Enforcement of restrictions and requirements E+W

19.—(1) A relevant person may take such action as is necessary to enforce any restrictions imposed by these Regulations.

(2) A relevant person may give a prohibition notice to a person if the relevant person reasonably believes that—

(a) the person is contravening a restriction or requirement imposed by regulation 15, 16 or 18, and

(b) it is necessary and proportionate to give the prohibition notice for the purpose of preventing that person from continuing to contravene the restriction or requirement.

(3) Where a relevant person considers that a person is outside the place where they are living in contravention of regulation 5(1), the relevant person may direct that person to return to the place where they are living.

(4) Where the person outside the place where they are living in contravention of the restriction imposed by regulation 5(1) is a child accompanied by an individual who has responsibility for the child—

(a) the relevant person may direct that individual to take the child to the place where the child is living, and

(b) that individual must, so far as reasonably practicable, ensure that the child complies with any direction or instruction given by the relevant person to the child.

(5) Where a relevant person considers that a number of people are gathered together in contravention of a restriction imposed by regulation 8 or 9, the relevant person may—

(a) direct the people in the gathering to disperse,

(b) direct any person in the gathering to return to the place where they are living, or

(c) remove any person from the gathering.

(6) A relevant person exercising the power in paragraph (5)(c) to remove a person from a gathering may use reasonable force, if necessary, in exercise of the power.

(7) Where a person who is in a gathering in contravention of the restriction imposed by regulation 8 or 9 is a child accompanied by an individual who has responsibility for the child—

(a) the relevant person may direct the individual to take the child to the place where the child is living, and

(b) that individual must, so far as reasonably practicable, ensure that the child complies with any direction or instruction given by the relevant person to the child.

(8) Where a relevant person has reasonable grounds to believe that a child is repeatedly failing to comply with the restriction imposed by regulation 8 or 9, the relevant person may direct any individual who has responsibility for the child to secure, so far as reasonably practicable, that the child complies with the restriction.

(9) A relevant person may exercise a power under paragraph (3), (4), (5), (7) or (8) only if the relevant person considers that it is a necessary and proportionate means of ensuring compliance with a restriction imposed by regulation 5, 8 or 9.

(10) A relevant person exercising a power under paragraph (3), (4), (5), (7) or (8) may give the person concerned any reasonable instructions the relevant person considers to be necessary.

(11) For the purposes of this regulation—

(a) an individual has responsibility for a child if the individual—

(i) has custody or charge of the child for the time being, or

(ii) has parental responsibility for the child;

(b) “relevant person” means—

(i) a constable,

(ii) a police community support officer,

(iii) subject to paragraph (12), a person designated by a local authority for the purposes of this regulation, or

(iv) a person designated by the Secretary of State for the purposes of this regulation.

(12) A local authority may designate a person for the purposes of this regulation only in relation to a restriction or requirement imposed by Part 4.

Commencement Information

I1 Reg. 19 in force at 5.11.2020, see reg. 1(2)

Offences and penalties E+W

20.—(1) A person commits an offence if, without reasonable excuse, the person—

(a) contravenes a restriction or requirement imposed under regulation 5, 8, 9, 10, 15, 16 or 18,

(b) contravenes a requirement imposed, or a direction given, under regulation 19,

(c) fails to comply with a reasonable instruction or a prohibition notice given by a relevant person under regulation 19, or

(d) obstructs any person carrying out a function under these Regulations (including any person who is a relevant person for the purposes of regulation 19).

(2) An offence under this regulation is punishable on summary conviction by a fine.

(3) If an offence under this regulation committed by a body corporate is proved—

(a) to have been committed with the consent or connivance of an officer of the body corporate, or

(b) to be attributable to any neglect on the part of such an officer,

the officer (as well as the body corporate) is guilty of the offence and liable to be prosecuted, proceeded against and punished accordingly.

(4) In paragraph (3), “officer”, in relation to a body corporate, means a director, manager, secretary or other similar officer of the body corporate.

(5) Section 24 of the Police and Criminal Evidence Act 1984 M1 applies in relation to an offence under this regulation as if the reasons in subsection (5) of that section included—

(a) to maintain public health;

(b) to maintain public order.

Commencement Information

I2 Reg. 20 in force at 5.11.2020, see reg. 1(2)

Marginal Citations

M1 1984 c. 60. Section 24 was substituted by s. 110(1) of the Serious Organised Crime and Police Act 2005 (c. 15).

Fixed penalty notices E+W

21.—(1) An authorised person may issue a fixed penalty notice to anyone that the authorised person reasonably believes—

(a) has committed an offence under these Regulations, and

(b) is aged 18 or over.

(2) A fixed penalty notice is a notice offering the person to whom it is issued the opportunity of discharging any liability to conviction for the offence by payment of a fixed penalty to an authority specified in the notice.

(3) The authority specified in the notice must be—

(a) the local authority (or as the case may be, any of the local authorities) in whose area the offence is alleged to have been committed (“the relevant local authority”), or

(b) an officer designated by the Secretary of State, or by the relevant local authority, for the purposes of this regulation (“the designated officer”).

(4) Where a person is issued with a notice under this regulation in respect of an offence—

(a) no proceedings may be taken for the offence before the end of the period of 28 days following the date of the notice;

(b) the person may not be convicted of the offence if the person pays the fixed penalty before the end of that period.

(5) A fixed penalty notice must—

(a) give reasonably detailed particulars of the circumstances alleged to constitute the offence;

(b) state the period during which (because of paragraph (4)(a)) proceedings will not be taken for the offence;

(c) specify the amount of the fixed penalty;

(d) state the name and address of the person to whom the fixed penalty may be paid;

(e) specify permissible methods of payment.

(6) Except in the cases mentioned in paragraphs (9) and (10), the amount of the fixed penalty to be specified under paragraph (5)(c) is as follows—

(a) if the fixed penalty notice is the first one issued to the person under a relevant enactment, the amount is—

(i) £100, if the amount is paid before the end of the period of 14 days following the date of the notice;

(ii) otherwise, £200;

(b) if the fixed penalty notice is not the first one issued to the person under a relevant enactment, the amount is—

(i) £400, if it is the second fixed penalty notice so issued;

(ii) £800, if it is the third fixed penalty notice so issued;

(iii) £1,600, if it is the fourth fixed penalty notice so issued;

(iv) £3,200, if it is the fifth fixed penalty notice so issued;

(v) £6,400, if it is the sixth or any subsequent fixed penalty notice so issued.

(7) In paragraph (6) “relevant enactment” means—

(a) these Regulations;

(b) the Health Protection (Coronavirus, Local COVID-19 Alert Level) (Medium) (England) Regulations 2020 M2 ;

(c) the Health Protection (Coronavirus, Local COVID-19 Alert Level) (High) (England) Regulations 2020 M3 ;

(d) the Health Protection (Coronavirus, Local COVID-19 Alert Level) (Very High) (England) Regulations 2020 M4 ;

(e) the Health Protection (Coronavirus, Restrictions) (England) Regulations 2020 M5 ;

(f) the Health Protection (Coronavirus, Restrictions) (No. 2) (England) Regulations 2020 M6 ;

(g) the Health Protection (Coronavirus, Restrictions) (Leicester) Regulations 2020 M7 ;

(h) the Health Protection (Coronavirus, Restrictions) (England) (No. 3) Regulations 2020 M8 ;

(i) the Health Protection (Coronavirus, Restrictions) (Blackburn with Darwen and Luton) Regulations 2020 M9 ;

(j) the Health Protection (Coronavirus, Restrictions) (Blackburn with Darwen and Bradford) Regulations 2020 M10 ;

(k) the Health Protection (Coronavirus, Restrictions) (Leicester) (No. 2) Regulations 2020 M11 ;

(l) the Health Protection (Coronavirus, Restrictions) (North of England) Regulations 2020 M12 ;

(m) the Health Protection (Coronavirus, Restrictions) (Bolton) Regulations 2020 M13 ;

(n) the Health Protection (Coronavirus, Restrictions) (Birmingham, Sandwell and Solihull) Regulations 2020 M14 ;

(o) the Health Protection (Coronavirus, Restrictions) (North East and North West of England) Regulations 2020 M15 .

(8) In determining how many fixed penalty notices have been issued to a person under a relevant enactment for the purposes of paragraph (6)(b), no account is to be taken of any fixed penalty notice issued to the person under—

(a) these Regulations, if the notice was issued to the person in respect of a business restriction offence or an offence of contravening a restriction or requirement imposed by regulation 10;

(b) the Health Protection (Coronavirus, Local COVID-19 Alert Level) (Medium) (England) Regulations 2020, if the notice was issued to the person in respect of a business restriction offence as defined by regulation 6(12) of those Regulations or an offence of contravening a restriction or requirement imposed by paragraph 2 of Schedule 1 to those Regulations;

(c) the Health Protection (Coronavirus, Local COVID-19 Alert Level) (High) (England) Regulations 2020, if the notice was issued to the person in respect of a business restriction offence as defined by regulation 6(12) of those Regulations or an offence of contravening a restriction or requirement imposed by paragraph 3 of Schedule 1 to those Regulations;

(d) the Health Protection (Coronavirus, Local COVID-19 Alert Level) (Very High) (England) Regulations 2020, if the notice was issued to the person in respect of a business restriction offence as defined by regulation 6(12) of those Regulations or an offence of contravening a restriction or requirement imposed by paragraph 3 of Schedule 1 to those Regulations;

(e) the Health Protection (Coronavirus, Restrictions) (No. 2) (England) Regulations 2020, if the notice was issued to the person in respect of an offence of contravening a restriction or requirement imposed by regulation 4A, 4B, 5A or 5B of those Regulations;

(f) the Health Protection (Coronavirus, Restrictions) (England) (No. 3) Regulations 2020, if the notice was issued to the person in respect of a business restriction offence, as defined by regulation 14(7D) M16 of those Regulations, committed on or after 14th October 2020.

(9) In the case of a fixed penalty notice issued in respect of the offence under regulation 20(1)(a) of contravening a restriction imposed under regulation 10, the amount of the fixed penalty to be specified under paragraph (5)(c) is £10,000.

(10) In the case of a fixed penalty notice issued in respect of a business restriction offence, the amount of the fixed penalty to be specified under paragraph (5)(c) is—

(a) £1,000, if the fixed penalty notice is the first one issued to the person in respect of a business restriction offence;

(b) £2,000, if the fixed penalty notice is the second one issued to the person in respect of a business restriction offence;

(c) £4,000, if the fixed penalty notice is the third one issued to the person in respect of a business restriction offence;

(d) £10,000, if the fixed penalty notice is the fourth one, or any subsequent one, issued to the person in respect of a business restriction offence.

(11) In determining how many fixed penalty notices have been issued to a person under a relevant enactment for the purposes of paragraph (10), a fixed penalty notice issued to the person under the following Regulations is to be treated as if it were issued in respect of a business restriction offence—

(a) the Health Protection (Coronavirus, Local COVID-19 Alert Level) (Medium) (England) Regulations 2020, if the notice was issued to the person in respect of a business restriction offence as defined by regulation 6(12) of those Regulations;

(b) the Health Protection (Coronavirus, Local COVID-19 Alert Level) (High) (England) Regulations 2020, if the notice was issued to the person in respect of a business restriction offence as defined by regulation 6(12) of those Regulations;

(c) the Health Protection (Coronavirus, Local COVID-19 Alert Level) (Very High) (England) Regulations 2020, if the notice was issued to the person in respect of a business restriction offence as defined by regulation 6(12) of those Regulations;

(d) the Health Protection (Coronavirus, Restrictions) (No. 2) (England) Regulations 2020 M17 , if the notice was issued to the person in respect of an offence of contravening regulation 4A or 4B of those Regulations;

(e) the Health Protection (Coronavirus, Restrictions) (England) (No. 3) Regulations 2020 M18 , if the notice was issued to the person in respect of a business restriction offence, as defined by regulation 14(7D) of those Regulations, committed on or after 14th October 2020;

(f) the Health Protection (Coronavirus, Collection of Contact Details etc. and Related Requirements) Regulations 2020 M19 ;

(g) the Health Protection (Coronavirus, Restrictions) (Obligations of Undertakings) (England) Regulations 2020 M20 .

(12) In this regulation, unless otherwise specified, “business restriction offence” means—

(a) an offence under regulation 20(1)(a) of contravening a restriction or requirement imposed by regulation 15, 16 or 18;

(b) an offence under regulation 20(1)(c) of failing to comply with a prohibition notice given under regulation 19(2).

(13) Whatever other method may be specified under paragraph (5)(e), payment of a fixed penalty may be made by pre-paying and posting to the person whose name is stated under paragraph (5)(d), at the stated address, a letter containing the amount of the penalty (in cash or otherwise).

(14) Where a letter is sent as mentioned in paragraph (13), payment is regarded as having been made at the time at which that letter would be delivered in the ordinary course of post.

(15) In any proceedings, a certificate—

(a) that purports to be signed by or on behalf of—

(i) the chief finance officer of the relevant local authority, where the authority to which payment is made is a local authority, or

(ii) the designated officer, where that officer is the authority to which payment is made; and

(b) that states that the payment of a fixed penalty was, or was not, received by the date specified in the certificate,

is evidence of the facts stated.

(16) In this regulation—

(a) “authorised person” means—

(i) a constable;

(ii) a police community support officer;

(iii) a person designated by the Secretary of State for the purposes of this regulation;

(iv) subject to paragraph (17), a person designated by the relevant local authority for the purposes of this regulation;

(b) “chief finance officer”, in relation to a local authority, means the person with responsibility for the authority's financial affairs.

(17) The relevant local authority may only designate a person for the purposes of this regulation to issue fixed penalty notices where the alleged offence relates to—

(a) the contravention of a restriction or requirement imposed by regulation 15, 16 or 18, or

(b) the obstruction under regulation 20(1)(d) of a person carrying out a function under regulation 19.

Commencement Information

I3 Reg. 21 in force at 5.11.2020, see reg. 1(2)

Marginal Citations

M2 S.I. 2020/1103, as amended by S.I. 2020/1154 and 1176.

M3 S.I. 2020/1104, as amended by S.I. 2020/1128, 1131, 1154, 1176 and 1189.

M4 S.I. 2020/1105, as amended by S.I. 2020/1131, 1154, 1176, 1176 and 1183..

M5 S.I. 2020/350, which was revoked by S.I. 2020/684, with savings.

M6 S.I. 2020/684, as amended by S.I. 2020/719, 750, 788, 800, 822, 824, 828, 863, 865, 907, 974, 986, 988, 1010, 1019, 1029, 1046, 1057, 1103, 1104, 1105.

M7 S.I. 2020/685, which was revoked by S.I. 2020/824, with savings.

M8 S.I. 2020/750, as amended by S.I. 2020/800, 822, 824, 828, 865, 907, 974, 988, 1010, 1019 and 1103.

M9 S.I. 2020/800, which was revoked by S.I. 2020/822, with savings.

M10 S.I. 2020/822, which was revoked by S.I. 2020/1019, with savings.

M11 S.I. 2020/824, as amended by S.I. 2020/828, 865, 875, 907, 954, 974, 986, 987, 988, 1010, 1019, 1029 and 1104.

M12 S.I. 2020/828, amended by S.I. 2020/846, 865, 897, 931, 1010, 1019, 1029, 1041, 1057 and 1074. The title of the Regulations was changed by S.I. 2020/865.

M13 S.I. 2020/974, which was revoked by S.I. 2020/1074.

M14 S.I. 2020/988, amended by S.I. 2020/1010, 1019 and 1029.

M15 S.I. 2020/1010, as amended by S.I. 2020/1012, 1019, 1029, 1057 and 1074. The title of the Regulations was changed by S.I. 2020/1019.

M16 S.I. 2020/750. Regulations 14(7A) to (7D) were inserted by S.I. 2020/1103.

M17 S.I. 2020/684.

M18 S.I. 2020/750.

M19 S.I. 2020/1005, as amended by S.I. 2020/1045, 1046 and 1103.

M20 S.1.2020/1008, as amended by S.I. 2020/1046, 1057, 1074, 1154, 1103, 1104 and 1105.

Prosecutions E+W

22.  Proceedings for an offence under these Regulations may be brought by the Crown Prosecution Service and any person designated by the Secretary of State.

Commencement Information

I4 Reg. 22 in force at 5.11.2020, see reg. 1(2)