The Sudan (Sanctions) (EU Exit) Regulations 2020

PART 10 U.K. Supplementary and final provision

Notices U.K.

65.—(1) This regulation applies in relation to a notice required by regulation 36 (licences: general provisions) to be given to a person.

(2) The notice may be given to an individual—

(a) by delivering it to the individual,

(b) by sending it to the individual by post addressed to the individual at his or her usual or last-known place of residence or business, or

(c) by leaving it for the individual at that place.

(3) The notice may be given to a person other than an individual—

(a) by sending it by post to the proper officer of the body at its principal office, or

(b) by addressing it to the proper officer of the body and leaving it at that office.

(4) The notice may be given to the person by other means, including by electronic means, with the person's consent.

(5) In this regulation, the reference in paragraph (3) to a “principal office”—

(a) in relation to a registered company, is to be read as a reference to the company's registered office;

(b) in relation to a body incorporated or constituted under the law of a country other than the United Kingdom, includes a reference to the body's principal office in the United Kingdom (if any).

(6) In this regulation—

• “proper officer”—

  (a)

  in relation to a body other than a partnership, means the secretary or other executive officer charged with the conduct of the body's general affairs, and

  (b)

  in relation to a partnership, means a partner or a person who has the control or management of the partnership business;

• “registered company” means a company registered under the enactments relating to companies for the time being in force in the United Kingdom.

Commencement Information

I1 Reg. 65 in force at 31.12.2020 by S.I. 2020/1514, reg. 15(2)

Article 20 of the Export Control Order 2008 U.K.

66.  Article 20 of the Export Control Order 2008 (embargoed destinations) is not to be taken to prohibit anything prohibited by Part 5 (Trade).

Commencement Information

I2 Reg. 66 in force at 31.12.2020 by S.I. 2020/1514, reg. 15(2)

Trade: overlapping offences U.K.

67.  A person is not to be taken to commit an offence under the Export Control Order 2008 if the person would, in the absence of this regulation, commit an offence under both—

(a) article 34, 37 or 38 of that Order M1 , and

(b) any provision of Part 5 (Trade) or regulation 38 (trade: licensing offences), 46(6) or 47(5) (information offences in connection with general trade licences).

Commencement Information

I3 Reg. 67 in force at 31.12.2020 by S.I. 2020/1514, reg. 15(2)

Marginal Citations

M1 Articles 37 and 38 are prospectively amended by S.I. 2019/137, para 4. Article 37 has been amended by the Export Control (Amendment) (No. 2) Order 2012 (S.I. 2012/1910), Schedule 1, para 11. Article 38 has been amended by the Export Control (Amendment) Order 2017 (S.I. 2017/85), article 2(7).

Revocations U.K.

68.—(1) Council Regulation (EU) No 747/2014 of 10 July 2014, concerning restrictive measures in view of the situation in Sudan and repealing Regulations (EC) No 131/2004 and (EC) No 1184/2005 is revoked.

(2) The Sudan (European Union Financial Sanctions) Regulations 2014 M2 are revoked.

(3) The Export Control (Sudan, South Sudan and Central African Republic Sanctions) Regulations 2014 M3 are revoked.

Commencement Information

I4 Reg. 68 in force at 31.12.2020 by S.I. 2020/1514, reg. 15(2)

Marginal Citations

M2 S.I. 2014/1826 as amended by S.I. 2017/560; S.I. 2017/754; S.I. 2018/682, S.I. 2018/1149 and prospectively amended by S.I. 2018/1149 and S.I. 2019/380.

M3 S.I. 2014/3258 as amended by S.I. 2015/97; S.I. 2015/1546; S.I. 2019/1236; and prospectively amended by S.I. 2019/137; S.I. 2019/438; and S.I. 2020/616.

Amendments U.K.

69.  In the Schedule to the United Nations and European Union Financial Sanctions (Linking) Regulations 2017 M4 , omit the following row from the table—

“United Nations Security Council Resolution 1591 (2005)

Council Regulation (EU) No 747/2014 of 10th July 2014 concerning restrictive measures in view of the situation in Sudan, and repealing Regulations (EC) No. 131/2004 and (EC) No. 1184/2005.”

Commencement Information

I5 Reg. 69 in force at 31.12.2020 by S.I. 2020/1514, reg. 15(2)

Marginal Citations

M4 S.I. 2017/478, to which there are amendments not relevant to these Regulations.

Transitional provision: Treasury licences U.K.

70.—(1) Paragraphs (2) to (4) apply to a licence which—

(a) was granted, or deemed to be granted, by the Treasury under regulation 9 of the 2014 Regulations,

(b) was in effect immediately before the relevant date, and

(c) authorises conduct which would (on and after the relevant date, and in the absence of paragraphs (2) to (4)) be prohibited under Part 3 (Finance),

and such a licence is referred to in this regulation as “an existing financial sanctions licence”.

(2) An existing financial sanctions licence which authorises an act which would otherwise be prohibited has effect on and after the relevant date as if it had been issued by the Treasury under regulation 34(1) (Treasury licences).

(3) Any reference in an existing financial sanctions licence to the EU Sudan Regulation or the 2014 Regulations is to be treated on and after the relevant date as a reference to these Regulations.

(4) Any reference in an existing financial sanctions licence to a prohibition in—

(a) the 2014 Regulations, or

(b) the EU Sudan Regulation,

is to be treated on and after the relevant date as a reference to the corresponding prohibition in Part 3.

(5) Paragraph (6) applies where—

(a) an application for a licence, or for the variation of a licence, under the 2014 Regulations was made before the relevant date,

(b) the application is for the authorisation of conduct which would (on and after the relevant date) be prohibited under Part 3, and

(c) a decision to grant or refuse the application has not been made before that date.

(6) The application is to be treated on and after the relevant date as an application for a licence, or for the variation of a licence (as the case may be), under regulation 34(1) (Treasury licences).

(7) In paragraphs (3) and (4)—

(a) a reference to the 2014 Regulations is to be treated as including a reference to the Sudan (Asset-Freezing) Regulations 2012 M5 , the Sudan (UN Measures) Order 2005 M6 and the Sudan (UN Measures) Order 2006 M7 ,

(b) a reference to the EU Sudan Regulation is to be treated as including a reference to Council Regulation (EC) No 1184/2005 M8 and Council Regulation (EC) No 131/2004 M9 .

(8) In this regulation—

“the 2014 Regulations” means the Sudan (European Union Financial Sanctions) Regulations 2014;

“the relevant date” means—

(a)

where regulations under section 56 of the Act provide that Part 3 comes into force at a specified time on a day, that time on that day;

(b)

otherwise, the date on which Part 3 comes into force.

Commencement Information

I6 Reg. 70 in force at 31.12.2020 by S.I. 2020/1514, reg. 15(2)

Marginal Citations

M5 S.I. 2012/1507. These regulations were revoked and replaced by S.I. 2014/1826.

M6 S.I. 2005/1259. This Order was revoked by S.I. 2006/1454.

M7 S.I. 2006/1454. This Order was revoked by S.I. 2012/1507.

M8 OJ No. L 193, 23.7.2005, p.9 as repealed by the EU Sudan Regulation.

M9 OJ No. L 21, 28.1.2004, p.1 as repealed by the EU Sudan Regulation.

Transitional provision: trade licences U.K.

71.—(1) Paragraph (2) applies in relation to each licence or authorisation granted by the Secretary of State which—

(a) was in effect immediately before the relevant date, and

(b) authorises an act—

(i) which would otherwise be prohibited by any provision of the Export Control Order 2008 except article 20 of that Order (embargoed destinations), and

(ii) which would (on and after the relevant date, and in the absence of paragraph (2)) be prohibited by Part 5 (Trade),

and such a licence or authorisation is referred to in this regulation as an “existing trade licence”.

(2) A licence is deemed to have been issued by the Secretary of State at the beginning of the relevant date under regulation 35 (trade licences)—

(a) disapplying every provision of Part 5 which would, in the absence of this paragraph, prohibit any act authorised by the existing trade licence, and

(b) otherwise in the same terms as the existing trade licence.

(3) Paragraphs (4) to (6) apply to a licence or authorisation granted by the Secretary of State which—

(a) was in effect immediately before the relevant date,

(b) is not an existing trade licence, and

(c) authorises an act—

(i) which would otherwise be prohibited by the EU Sudan Regulation, and

(ii) which would (on and after the relevant date, and in the absence of paragraphs (4) to (6)) be prohibited by Part 5 (Trade),

and such a licence or authorisation is referred to in this regulation as an “existing trade sanctions licence”.

(4) An existing trade sanctions licence has effect on and after the relevant date as if it were a licence which had been issued by the Secretary of State under regulation 35.

(5) Any reference in an existing trade sanctions licence to a provision of the Export Control (Sudan, South Sudan and Central African Republic Sanctions) Regulations 2014 or the Export Control Order 2008 is to be treated on and after the relevant date as a reference to the corresponding provision of these Regulations (if any).

(6) Any reference in an existing trade sanctions licence to a prohibition in the EU Sudan Regulation is to be treated on and after the relevant date as a reference to the corresponding prohibition in Part 5 (Trade).

(7) In paragraph (6) a reference to the EU Sudan Regulation is to be treated as including a reference to Council Regulation (EC) No 1184/2005 M10 and Council Regulation (EC) No 131/2004 M11 .

(8) In this regulation, “the relevant date” means—

(a) where regulations under section 56 of the Act provide that Part 5 comes into force at a specified time on a day, that time on that day;

(b) otherwise, the date on which Part 5 comes into force.

Commencement Information

I7 Reg. 71 in force at 31.12.2020 by S.I. 2020/1514, reg. 15(2)

Marginal Citations

M10 OJ No. L 193, 23.7.2005, p.9 as repealed by the EU Sudan Regulation.

M11 OJ No. L 21, 28.1.2004, p.1 as repealed by the EU Sudan Regulation.

Transitional provision: pending applications for trade licences U.K.

72.—(1) Paragraph (2) applies where—

(a) an application was made before the relevant date for a licence or authorisation under or pursuant to the Export Control Order 2008,

(b) the application is for authorisation of an act prohibited by Part 5 (Trade), and

(c) a decision to grant or refuse the application has not been made before the relevant date.

(2) The application is to be treated on and after the relevant date as including an application for a licence under regulation 35 (trade licences).

(3) Paragraph (4) applies where—

(a) an application was made before the relevant date for a licence or authorisation under the Export Control (Sudan, South Sudan and Central African Republic Sanctions) Regulations 2014 or the EU Sudan Regulation,

(b) the application is for authorisation of an act prohibited by Part 5 (Trade), and

(c) a decision to grant or refuse the application has not been made before the relevant date.

(4) The application is to be treated on and after the relevant date as an application for a licence under regulation 35.

(5) In this regulation, “the relevant date” means—

(a) where regulations under section 56 of the Act provide that Part 5 comes into force at a specified time on a day, that time on that day;

(b) otherwise, the date on which Part 5 comes into force.

Commencement Information

I8 Reg. 72 in force at 31.12.2020 by S.I. 2020/1514, reg. 15(2)

Transitional provisions: prior obligations U.K.

73.—(1) Where—

(a) a person was named in Annex I to the EU Sudan Regulation immediately before the relevant date, and

(b) the person is a designated person immediately before the relevant date,

any reference in a provision mentioned in paragraph (3) to the date on which a person became a designated person is a reference to the original listing date.

(2) Where, immediately before the relevant date, a person was named by the Security Council or the Committee for the purposes of paragraph 3(c) of resolution 1591, any reference in a provision mentioned in paragraph (3) to the date on which a person became a designated person is to be read as a reference to the date on which the person was so named.

(3) The provisions referred to in paragraphs (1) and (2) are—

(a) regulation 31(5) (finance: exceptions from prohibitions), and

(b) paragraph 6(b)(i) and 8(a) of Schedule 2 (Treasury licences: purposes).

(4) In this regulation—

“designated person” has the same meaning as it has in Part 3 (Finance);

“original listing date” means—

(a)

where the person was named in Annex I to Council Regulation (EC) No 1184/2005 M12 immediately before the repeal of that Regulation, the date on which that person was named in Annex I of that Regulation;

(b)

otherwise, the date on which the person was named in Annex I of the EU Sudan Regulation;

“the relevant date” means—

(a)

where regulations under section 56 of the Act provide that Part 3 comes into force at a specified time on a day, that time on that day;

(b)

otherwise, the date on which Part 3 comes into force.

Commencement Information

I9 Reg. 73 in force at 31.12.2020 by S.I. 2020/1514, reg. 15(2)

Marginal Citations

M12 OJ No. L 193, 23.7.2005, p.9 as repealed by the EU Sudan Regulation.