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PART 4Amendment of primary and secondary legislation

Amendment of FSMA 2000

31.  In sections 300H(5) (rules relating to investment exchanges and data reporting service providers) and 312E(4) (public censure) of FSMA 2000, for “Data Reporting Services Regulations 2017 (S.I. 2017/699)” substitute “Data Reporting Services Regulations 2024”.

Amendment of the Financial Services and Markets Act 2000 (Recognition requirements for Investment Exchanges, Clearing Houses and Central Securities Depositaries) Regulations 2001

32.  Omit paragraph 9I(a) and (c) of the Schedule to the Financial Services and Markets Act 2000 (Recognition requirements for Investment Exchanges, Clearing Houses and Central Securities Depositaries) Regulations 2001(1) (provision of data reporting services).

Amendment of the Financial Services Act 2012 (Relevant Functions in relation to Complaints Scheme) Order 2014

33.  For article 2(f) of the Financial Services Act 2012 (Relevant Functions in relation to Complaints Scheme) Order 2014(2) (relevant functions of the FCA), substitute—

(f)its functions under the Data Reporting Services Regulations 2024..

Amendment of the Public Interest Disclosure (Prescribed Persons) Order 2014

34.  In the Schedule to the Public Interest Disclosure (Prescribed Persons) Order 2014(3) (prescribed persons), in the entry for the “Financial Conduct Authority”, for paragraph (m)(ii) substitute—

(ii)the Data Reporting Services Regulations 2024.

Amendment of the Public Interest Disclosure (Prescribed Persons) Order (Northern Ireland) 1999

35.  In the Schedule to the Public Interest Disclosure (Prescribed Persons) Order (Northern Ireland) 1999(4) (prescribed persons), in the entry for the “Financial Conduct Authority”, for paragraph (m)(ii) substitute—

(ii)the Data Reporting Services Regulations 2024.

(1)

S.I. 2001/995. Paragraph 9I was inserted by S.I. 2017/701 and amended by S.I. 2019/662.

(2)

S.I. 2014/1195. Article 2(f) was inserted by S.I. 2017/701.

(3)

S.I. 2014/2418. Paragraph (m) of the Schedule was inserted by S.I. 2017/701. There are other amendments but none is relevant.

(4)

S.R. 1999 No. 401. Paragraph (m) of the Schedule was inserted by S.R. 2022 No. 290. There are other amendments but none is relevant.