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Regulation 8

SCHEDULE 4Prescribed offences – regulated advocacy services

Provision creating offenceGeneral nature of the offenceAmount of penalty
Regulation 4(3) and (5) of the Advocacy Services RegulationsContravention of, or failure to comply with, requirement to give notice of revision to the statement of purposeAn amount corresponding to two and a half times level 4 on the standard scale
Regulation 8(3) of the Advocacy Services RegulationsContravention of, or failure to comply with, requirement to provide copy accountsAn amount corresponding to level 4 on the standard scale
Regulation 9(1) of the Advocacy Services RegulationsContravention of, or failure to comply with, requirements to have in place specified policies and proceduresAn amount corresponding to level 4 on the standard scale
Regulation 15(1), (2) and (3) of the Advocacy Services RegulationsContravention of, or failure to comply with, requirements in relation to the provision of information about the serviceAn amount corresponding to two times level 4 on the standard scale
Regulation 24(1) of the Advocacy Services RegulationsContravention of, or failure to comply with, requirements in relation to the fitness of staffAn amount corresponding to two and a half times level 4 on the standard scale
Regulation 27(1) of the Advocacy Services RegulationsContravention of, or failure to comply with, requirements in relation to the provision of information for staffAn amount corresponding to two times level 4 on the standard scale
Regulation 31(1) and (2) of the Advocacy Services RegulationsContravention of, or failure to comply with, requirements in relation to recordsAn amount corresponding to two times level 4 on the standard scale
Regulation 32(1) and (3) of the Advocacy Services RegulationsContravention of, or failure to comply with, requirements in relation to notificationsAn amount corresponding to two times level 4 on the standard scale
Regulation 37(1) of the Advocacy Services RegulationsContravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to appoint a managerAn amount corresponding to two and a half times level 4 on the standard scale

Regulation 44(1) and (2) of the

Advocacy Services Regulations

Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to report on the adequacy of resourcesAn amount corresponding to two times level 4 on the standard scale
Regulation 45(1) of the Advocacy Services RegulationsContravention of, or failure to comply with, requirements in relation to the making by a responsible individual of other reports to the service providerAn amount corresponding to two times level 4 on the standard scale
Regulation 50(4) of the Advocacy Services RegulationsContravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a report in respect of a quality of service reviewAn amount corresponding to two times level 4 on the standard scale
Regulation 51(1) of the Advocacy Services RegulationsContravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a statement of compliance with the requirements as to standards of advocacyAn amount corresponding to two times level 4 on the standard scale
Regulation 54(1) and (3) of the Advocacy Services RegulationsContravention of, or failure to comply with requirements in relation to the responsible individual’s duty to make notifications to the service regulatorAn amount corresponding to two times level 4 on the standard scale