Regulation 8
SCHEDULE 4Prescribed offences – regulated advocacy services
Provision creating offence | General nature of the offence | Amount of penalty |
---|---|---|
Regulation 4(3) and (5) of the Advocacy Services Regulations | Contravention of, or failure to comply with, requirement to give notice of revision to the statement of purpose | An amount corresponding to two and a half times level 4 on the standard scale |
Regulation 8(3) of the Advocacy Services Regulations | Contravention of, or failure to comply with, requirement to provide copy accounts | An amount corresponding to level 4 on the standard scale |
Regulation 9(1) of the Advocacy Services Regulations | Contravention of, or failure to comply with, requirements to have in place specified policies and procedures | An amount corresponding to level 4 on the standard scale |
Regulation 15(1), (2) and (3) of the Advocacy Services Regulations | Contravention of, or failure to comply with, requirements in relation to the provision of information about the service | An amount corresponding to two times level 4 on the standard scale |
Regulation 24(1) of the Advocacy Services Regulations | Contravention of, or failure to comply with, requirements in relation to the fitness of staff | An amount corresponding to two and a half times level 4 on the standard scale |
Regulation 27(1) of the Advocacy Services Regulations | Contravention of, or failure to comply with, requirements in relation to the provision of information for staff | An amount corresponding to two times level 4 on the standard scale |
Regulation 31(1) and (2) of the Advocacy Services Regulations | Contravention of, or failure to comply with, requirements in relation to records | An amount corresponding to two times level 4 on the standard scale |
Regulation 32(1) and (3) of the Advocacy Services Regulations | Contravention of, or failure to comply with, requirements in relation to notifications | An amount corresponding to two times level 4 on the standard scale |
Regulation 37(1) of the Advocacy Services Regulations | Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to appoint a manager | An amount corresponding to two and a half times level 4 on the standard scale |
Regulation 44(1) and (2) of the Advocacy Services Regulations | Contravention of, or failure to comply with, requirements in relation to the duty of a responsible individual to report on the adequacy of resources | An amount corresponding to two times level 4 on the standard scale |
Regulation 45(1) of the Advocacy Services Regulations | Contravention of, or failure to comply with, requirements in relation to the making by a responsible individual of other reports to the service provider | An amount corresponding to two times level 4 on the standard scale |
Regulation 50(4) of the Advocacy Services Regulations | Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a report in respect of a quality of service review | An amount corresponding to two times level 4 on the standard scale |
Regulation 51(1) of the Advocacy Services Regulations | Contravention of, or failure to comply with, requirements in relation to the preparation by a responsible individual of a statement of compliance with the requirements as to standards of advocacy | An amount corresponding to two times level 4 on the standard scale |
Regulation 54(1) and (3) of the Advocacy Services Regulations | Contravention of, or failure to comply with requirements in relation to the responsible individual’s duty to make notifications to the service regulator | An amount corresponding to two times level 4 on the standard scale |