Commission Decision of 4 May 2005 establishing a questionnaire for reporting on the application of Directive 2003/87/EC of the European Parliament and of the Council establishing a scheme for greenhouse gas emission allowance trading within the Community and amending Council Directive 96/61/EC (notified under document number C(2005) 1359) (Text with EEA relevance) (2005/381/EC)

[F1 11. Issues related to compliance with the ETS Directive U.K.

11.A. Installations U.K.

Questions 11.1 and 11.2 are to be answered in the report due by 30 June 2014 and in subsequent reports if changes have occurred during the reporting period.

11.1. In the table below, please specify what measures have been taken to ensure that operators complied with the permit and Regulation (EU) No 601/2012 and with Regulation (EU) No 600/2012. Add further rows if necessary. U.K.

Measures taken to ensure compliance	Yes/No
Spot checks and inspection of implementation and compliance by installations with the monitoring plan and Regulations (EU) No 601/2012 and (EU) No 600/2012
Regular meetings with industry and/or verifiers
Ensuring that selling of emission allowances is prohibited in the case of irregularities
Publishing the names of operators that are not in compliance with Regulation (EU) No 601/2012
Other, please specify:

11.2. In the table below, please state the penalties for infringements of Regulation (EU) No 601/2012, Regulation (EU) No 600/2012 and national law pursuant to Article 16(1) of Directive 2003/87/EC. Add further rows if necessary. U.K.

Type of infringement	Fines in euros		Imprisonment in months		Other
	Min	Max	Min	Max
Operation without a permit
Failure to comply with the conditions of the permit
Failure to hold a monitoring plan approved by the competent authority
Failure to submit supporting documentation in accordance with Article 12(1) of Regulation (EU) No 601/2012
Failure to hold a required sampling plan(s) approved by the competent authority
Failure to monitor in accordance with the approved monitoring plan and Regulation (EU) No 601/2012
The quality assurance of measurement equipment is not in line with Regulation (EU) No 601/2012
Failure to implement the procedures required by Regulation (EU) No 601/2012
Failure to notify changes to the monitoring plan and to update the monitoring plan in accordance with Articles 14 to 16 of Regulation (EU) No 601/2012
Failure to submit a verified emissions report in due time
Failure to submit an improvement report(s) in accordance with Article 69 of Regulation (EU) No 601/2012
Failure to provide the verifier information in accordance with Article 10 of Regulation (EU) No 600/2012
The verified emissions report is found not to be in line with Regulation (EU) No 601/2012
Failure to notify planned or effective changes to capacity, activity levels and operation of an installation by 31 December of the reporting period in accordance with Article 24 of Decision 2011/278/EU
Other, please specify

11.3. In the table below, please specify infringements incurred and penalties imposed during the reporting period pursuant to Article 16(1) of Directive 2003/87/EC. Add further rows if necessary. U.K.

Type of infringement	Actual penalties imposed			Are there ongoing proceedings related to the imposition of the penalty? Yes/No	Was the penalty executed? Yes/No
	Fines in euros	Imprisonment in months	Other
Type of infringement should be selected from the list in question 11.2. Every imposed penalty should be reported in a separate line

11.4. In the table below, please provide the names of operators for which excess emission penalties were imposed during the reporting period pursuant to Article 16(3) of Directive 2003/87/EC. U.K.

a Installation identification code recognised in accordance with Regulation (EU) No 389/2013.
Installation identification code a	Name of operator

11.B. Aircraft operators U.K.

Questions 11.5, 11.6 and 11.9 are to be answered in the report due by 30 June 2014 and in subsequent reports if changes have occurred during the reporting period

11.5. In the table below, please specify what measures have been taken to ensure that aircraft operators complied with Regulation (EU) No 601/2012 and with Regulation (EU) No 600/2012. Add further rows if necessary. U.K.

Measures taken	Yes/No
Spot checks and inspection of the implementation of and compliance by aircraft operators with the monitoring plan and Regulations (EU) No 601/2012 and (EU) No 600/2012
Regular meetings with aircraft operators and/or verifiers
Ensuring that selling of emission allowances is prohibited in the case of irregularities
Publishing the names of aircraft operators that are not in compliance with Regulation (EU) No 601/2012
Other, please specify:

11.6. In the table below, please state the penalties for infringements of Regulation (EU) No 601/2012, Regulation (EU) No 600/2012 and national law pursuant to Article 16(1) of Directive 2003/87/EC. Add further rows if necessary. U.K.

Type of infringement	Fines in euros		Imprisonment in months		Other
	Min	Max	Min	Max
Failure to hold a monitoring plan approved by the competent authority
Failure to submit supporting documentation in accordance with Article 12(1) of Regulation (EU) No 601/2012
Failure to monitor in accordance with the approved monitoring plan and Regulation (EU) No 601/2012
Failure to implement the procedures required by Regulation (EU) No 601/2012
Failure to notify changes to the monitoring plan and to update the monitoring plan in accordance with Articles 14 to 16 of Regulation (EU) No 601/2012
Failure to correct discrepancies in the reported completeness of flights
Failure to submit a verified emissions report in due time
Failure to submit an improvement report(s) in accordance with Article 69 of Regulation (EU) No 601/2012
Failure to provide the verifier information in accordance with Article 10 of Regulation (EU) No 600/2012
The verified emissions report is found not to be in line with Regulation (EU) No 601/2012
The verified tonne-kilometre report is found not to be in line with Regulation (EU) No 601/2012
Other, please specify:

11.7. In the table below, please specify infringements incurred and penalties imposed during the reporting period pursuant to Article 16(1) of Directive 2003/87/EC. Add further rows if necessary. U.K.

Type of infringement	Actual penalties imposed			Are there ongoing proceedings related to the imposition of the penalty? Yes/No	Was the penalty executed? Yes/No
	Fines in euros	Imprisonment in months	Other
Type of infringement should be selected from the list in question 11.6. Every imposed penalty should be reported in a separate line

11.8. In the table below, please provide the names of aircraft operators for which excess emission penalties were imposed during the reporting period pursuant to Article 16(3) of Directive 2003/87/EC. U.K.

a Aircraft operator identification code recognised in accordance with Regulation (EU) No 389/2013.
Aircraft operator identification code a	Name of aircraft operator

11.9. What measures would have to be taken in your Member State before your Member State would request an operating ban from the Commission in accordance with Article 16(10) of Directive 2003/87/EC? Please specify below the types of measures.] U.K.

Textual Amendments

F1 Substituted by Commission Implementing Decision of 21 March 2014 amending Decision 2005/381/EC as regards the questionnaire for reporting on the application of Directive 2003/87/EC of the European Parliament and of the Council (notified under document C(2014) 1726) (Text with EEA relevance) (2014/166/EU).