- Latest available (Revised)
- Point in Time (28/04/2005)
- Original (As adopted by EU)
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Version Superseded: 01/06/2005
EU Directives are published on this site to aid cross referencing from UK legislation. Since IP completion day (31 December 2020 11.00 p.m.) no amendments have been applied to this version.
Textual Amendments
ensure that the dossier supplied is in accordance with the requirements of Annex III, at the latest at the time of finalization of the evaluation for the purpose of decision-making, without prejudice, where relevant, to the provisions of Article 13 (1) (a), (4) and (6) of this Directive,
ensure that the data submitted are acceptable in terms of quantity, quality, consistency and reliability and sufficient to permit a proper evaluation of the dossier,
evaluate, where relevant, justifications submitted by the applicant for not supplying certain data;
take into account the Annex II data concerning the active substance in the plant protection product, submitted for the purpose of inclusion of the active substance concerned in Annex I, and the results of the evaluation of those data, without prejudice, where relevant, to the provisions of Article 13 (1) (b), (2), (3) and (6) of this Directive;
take into consideration other relevant technical or scientific information they can reasonably possess with regard to the performance of the plant protection product or to the potentially adverse effects of the plant protection product, its components or its residues.
Taking account of justifications provided and with the benefit of any subsequent clarifications, Member States shall reject applications for which the data gaps are such that it is not possible to finalize the evaluation and to make a reliable decision for at least one of the proposed uses.
Member States shall ITALICly come to a reasoned decision within 12 months of receiving a technically complete dossier. A technically complete dossier is one that satisfies all the requirements of Annex III.
assess the performance in terms of efficacy and phytotoxicity of the plant protection product for each use for which authorization is sought; and
identify the harzards arising, assess their significance and make a judgment as to the likely risks to humans, animals or the environment.
The first evaluation made shall be based on the best available data or estimates reflecting the realistic conditions of use of the plant protection product.
This should be followed by a repeat evaluation, taking account of potential uncertainties in the critical data and of a range of use conditions that are likely to occur and resulting in a realistic worst-case approach, to determine whether it is possible that the initial evaluation could have been significantly different.
make a best possible estimation of all relevant processes involved taking into account realistic parameters and assumptions,
be submitted to an analysis as referred to in B, point 1.4,
be reliably validated with measurements carried out under circumstances relevant for the use of the model,
be relevant to the conditions in the area of use.
Member States shall, for the evaluation of the data and information submitted in support of applications, and without prejudice to the general principles of Section 1, implement the following principles.
the choice of the crop or cultivar,
the agricultural and environmental (including climatic) conditions,
the presence and density of the harmful organism,
the development stage of crop and organism,
the amount of the plant protection product used,
if required on the label, the amount of adjuvant added,
the frequency and timing of the applications,
the type of application equipment.
the level, consistency and duration of the effect sought in relation to the dose in comparison with a suitable reference product or products and an untreated control;
where relevant, effect on yield or reduction of loss in storage, in terms of quantity and/or quality, in comparison with a suitable reference product or products and an untreated control.
Where no suitable reference product exists, Member States shall evaluate the performance of the plant protection product to determine whether there is a consistent and defined benefit under the agricultural, plant health and environmental (including climatic) conditions in the area of proposed use.
Where the product label includes recommendations for use of the plant protection product with other plant protection products and/or with adjuvants as a tank mix, Member States shall evaluate the appropriateness of the mix and of its conditions of use.
This evaluation will take into consideration the following information:
the efficacy data provided for in Annex III;
other relevant information on the plant protection product such as nature of the preparation, dose, method of application, number and timing of applications;
all relevant information on the active substance as provided for in Annex II, including mode of action, vapour pressure, volatility and water solubility;
This evaluation will include:
the nature, frequency, level and duration of observed phytotoxic effects and the agricultural, plant health and environmental (including climatic) conditions that affect them;
the differences between main cultivars with regard to their sensitivity to phytotoxic effects;
the part of the treated crop or plant products where phytotoxic effects are observed;
the adverse impact on the yield of the treated crop or plant products in terms of quantity and/or quality;
the adverse impact on treated plants or plant products to be used for propagation, in terms of viability, germination, sprouting, rooting and establishment;
where volatile products are concerned, the adverse impact on adjacent crops.
Where the proposed use of the plant protection product aims to have an effect on vertebrates, Member States shall evaluate the mechanism by which this effect is obtained and the observed effects on the behaviour and health of the target animals; when the intended effect is to kill the target animal they shall evaluate the time necessary to obtain the death of the animal and the conditions under which death occurs.
This evaluation will take into consideration the following information:
all relevant information as provided for in Annex II and the results of the evaluation thereof, including the toxicological and metabolism studies;
all relevant information on the plant protection product as provided for in Annex III, including toxicological studies and efficacy data.
This evaluation will take into consideration the following information:
the toxicological and metabolism studies as provided for in Annex II and the results of the evaluation thereof including the acceptable operator exposure level (AOEL). The acceptable operator exposure level is the maximum amount of active substance to which the operator may be exposed without any adverse health effects. The AOEL is expressed as milligrams of the chemical per kilogram body weight of the operator. The AOEL is based on the highest level at which no adverse effect is observed in tests in the most sensitive relevant animal species or, if appropriate data are available, in humans;
other relevant information on the active substances such as physical and chemical properties;
the toxicological studies provided for in Annex III, including where appropriate dermal absorption studies;
other relevant information as provided for in Annex III such as:
composition of the preparation,
nature of the preparation,
size, design and type of packaging,
field of use and nature of crop or target,
method of application including handling, loading and mixing of product,
exposure reduction measures recommended,
protective clothing recommendations,
maximum application rate,
minimum spray application volume stated on the label,
number and timing of applications;
This evaluation shall be made for each type of application method and application equipment proposed for use of the plant protection product as well as for the different types and sizes of containers to be used, taking account of mixing, loading operations, application of the plant protection product and cleaning and routine maintenance of application equipment.
the type of packaging,
its dimensions and capacity,
the size of the opening,
the type of closure,
its strength, leakproofness and resistance to normal transport and handling,
its resistance to and compatibility with the contents.
obtainability and suitability,
ease of wearing taking into account physical stress and climatic conditions.
This evaluation will take into consideration the following information:
the toxicological and metabolism studies on the active substance as provided for in Annex II and the results of the evaluation thereof, including the acceptable operator exposure level;
the toxicological studies provided for in Annex III, including where appropriate dermal absorption studies;
other relevant information on the plant protection product as provided for in Annex III such as:
re-entry periods, necessary waiting periods or other precautions to protect humans and animals,
method of application, in particular spraying,
maximum application rate,
maximum spray application volume,
composition of the preparation,
excess remaining on plants and plant products after treatment,
further activities whereby workers are exposed.
the determination of an acceptable daily intake (ADI),
the identification of metabolites, degradation and reaction products in treated plants or plant products,
behaviour of residues of the active substance and its metabolites from the time of application until harvest, or in the case of post-harvest uses, until outloading of stored plant products.
data on the proposed good agricultural practice, including data on application as provided for in Annex III and proposed pre-harvest intervals for envisaged uses, or withholding periods or storage periods, in the case of post-harvest uses,
nature of the preparation,
analytical methods and the residue definition.
the proposed conditions of use of the plant protection product;
the specific information on residues in or on treated plants, plant products, food and feed as provided for in Annex III and the distribution of residues between edible and non-edible parts;
the specific information on residues in or on treated plants, plant products, food and feed as provided for in Annex II and the results of the evaluation thereof;
the realistic possibilities of extrapolating data from one crop to another.
In the evaluation of the fate and distribution of the plant protection product in the environment, Member States shall have regard to all aspects of the environment, including biota, and in particular to the following:
This evaluation will take into consideration the following information:
the specific information on fate and behaviour in soil as provided for in Annex II and the results of the evaluation thereof;
other relevant information on the active substance such as:
molecular weight,
solubility in water,
octanol/water partition coefficient,
vapour pressure,
volatilization rate,
dissociation constant,
photodegradation rate and identity of breakdown products,
hydrolysis rate in relation to pH and identity of breakdown products;
all information on the plant protection product as provided for in Annex III, including the information on distribution and dissipation in soil;
where relevant, other authorized uses of plant protection products in the area of proposed use containing the same active substance or which give rise to the same residues.
As long as there is no validated Community calculation model, Member States shall base their evaluation especially on the results of mobility and persistance in soil studies as provided for in Annexes II and III.
This evaluation will also take into consideration the following information:
the specific information on fate and behaviour in soil and water as provided for in Annex II and the results of the evaluation thereof;
other relevant information on the active substance such as:
molecular weight,
solubility in water,
octanol/water partition coefficient,
vapour pressure,
volatilization rate,
hydrolysis rate in relation to pH and identity of breakdown products,
dissociation constant;
all information on the plant protection product as provided for in Annex III, including the information on distribution and dissipation in soil and water;
where relevant, other authorized uses of plant protection products in the area of envisaged use containing the same active substance or which give rise to the same residues;
where relevant, data on dissipation including transformation and sorption in the saturated zone;
where relevant, data on the procedures for drinking water abstraction and treatment in the area of envisaged use;
where relevant, monitoring data on the presence or absence of the active substance and relevant metabolites, degradation or reaction products in groundwater as a result of previous use of plant protection products containing the same active substance or which give rise to the same residues; such monitoring data shall be interpreted in a consistent scientific way.
If there is no validated Community calculation model, Member States shall base their evaluation especially on the results of mobility and persistence in soil studies and the information on run-off and drift as provided for in Annexes II and III.
This evaluation will also take into consideration the following information:
the specific information on fate and behaviour in soil and water as provided for in Annex II and the results of the evaluation thereof;
other relevant information on the active substance such as:
molecular weight,
solubility in water,
octanol/water partition coefficient,
vapour pressure,
volatilization rate,
hydrolysis rate in relation to pH and identity of breakdown products,
dissociation constant;
all relevant information on the plant protection product as provided for in Annex III, including the information on distribution and dissipation in soil and water;
possible routes of exposure:
drift,
run-off,
overspray,
discharge via drains,
leaching,
deposit in the atmosphere;
where relevant, other authorized uses of plant protection products in the area of envisaged use containing the same active substance or which give rise to the same residues;
where relevant, data on the procedures for drinking water abstraction and treatment in the area of envisaged use.
This evaluation will take into consideration the following information:
the specific information on fate and behaviour in soil, water and air as provided for in Annex II and the results of the evaluation thereof;
other relevant information on the active substance such as:
vapour pressure,
solubility in water,
hydrolysis rate in relation to pH and identity of breakdown products,
photochemical degradation in water and air and identity of breakdown products,
octanol/water partition coefficient;
all relevant information on the plant protection product as provided for in Annex III, including the information on distribution and dissipation in air.
When calculating toxicity/exposure ratios Member States shall take into consideration toxicity to the most sensitive relevant organism used in the tests.
This evaluation will take into consideration the following information:
the specific information relating to toxicological studies on mammals and to the effects on birds and other non-target terrestrial vertebrates, including effects on reproduction, and other relevant information concerning the active substance as provided for in Annex II and the results of the evaluation thereof;
all relevant information on the plant protection product as provided for in Annex III, including the information on effects on birds and other non-target terrestrial vertebrates;
where relevant, other authorized uses of plant protection products in the area of envisaged use containing the same active substance or which give rise to the same residues;
This evaluation will include:
the fate and distribution, including persistence and bioconcentration, of the active substance and of relevant metabolites, breakdown and reaction products in the various parts of the environment after application of the plant protection product;
the estimated exposure of the species likely to be exposed at the time of application or during the period that residues are present, taking into account all relevant routes of exposure such as ingestion of the formulated product or treated food, predation on invertebrates, feeding on vertebrate prey, contact by overspraying or with treated vegetation;
a calculation of the acute, short-term and, where necessary, long-term toxicity/exposure ratio. The toxicity/exposure ratios are defined as respectively the quotient of LD 50 , LC 50 or non-observable effects of concentration (NOEC) expressed on an active substance basis and the estimated exposure expressed in mg/kg body weight.
This evaluation will take into consideration the following information:
the specific information relating to the effects on aquatic organisms as provided for in Annex II and the results of the evaluation thereof;
other relevant information on the active substance such as:
solubility in water,
octanol/water partition coefficient,
vapour pressure,
volatilization rate,
KOC,
biodegradation in aquatic systems and in particular the ready biodegradability,
photodegradation rate and identity of breakdown products,
hydrolysis rate in relation to pH and identity of breakdown products;
all relevant information on the plant protection product as provided for in Annex III and in particular the effects on aquatic organisms;
where relevant, other authorized uses of plant protection products in the area of envisaged use, containing the same active substance or which give rise to the same residues;
This evaluation will include:
the fate and distribution of residues of the active substance and of relevant metabolites, breakdown and reaction products in water, sediment or fish;
a calculation of the acute toxicity/exposure ratio for fish and Daphnia. This ratio is defined as the quotient of respectively acute LC 50 or EC 50 and the predicted short-term environmental concentration;
a calculation of the algal growth inhibition/exposure ratio for algae. This ratio is defined as the quotient of the EC 50 and the predicted short-term environmental concentration;
a calculation of the long-term toxicity/exposure ratio for fish and Daphnia. The long-term toxicity/exposure ratio is defined as the quotient of the NOEC and the predicted long-term environmental concentration;
where relevant, the bioconcentration in fish and possible exposure of predators of fish, including humans;
if the plant protection product is to be applied directly to surface water, the effect on the change of surface water quality, such as pH or dissolved oxygen content.
This evaluation will take into consideration the following information:
the specific information on toxicity to honeybees as provided for in Annex II and the results of the evaluation thereof;
other relevant information on the active substance such as:
solubility in water,
octanol/water partition coefficient,
vapour pressure,
photodegradation rate and identity of breakdown products,
mode of action (e. g. insect growth regulating activity);
all relevant information on the plant protection product as provided for in Annex III, including the toxicity to honeybees;
where relevant, other authorized uses of plant protection products in the area of envisaged use, containing the same active substance or which give rise to the same residues;
This evaluation will include:
the ratio between the maximum application rate expressed in grammes of active substance per hectare and the contact and oral LD 50 expressed in µg of active substance per bee (hazard quotients) and where necessary the persistence of residues on or, where relevant, in the treated plants;
where relevant, the effects on honeybee larvae, honeybee behaviour, colony survival and development after use of the plant protection product according to the proposed conditions of use.
This evaluation will take into consideration the following information:
the specific information on toxicity to honeybees and other beneficial arthropods as provided for in Annex II and the results of the evaluation thereof;
other relevant information on the active substance such as:
solubility in water,
octanol/water partition coefficient,
vapour pressure,
photodegradation rate and identity of breakdown products,
mode of action (e. g. insect growth regulating activity);
all relevant information on the plant protection product as provided for in Annex III such as:
effects on beneficial arthropods other than bees,
toxicity to honeybees,
available data from biological primary screening,
maximum application rate,
maximum number and timetable of applications;
where relevant, other authorized uses of plant protection products in the area of envisaged use, containing the same active substance or which give rise to the same residues.
This evaluation will take into consideration the following information:
the specific information relating to the toxicity of the active substance to earthworms and to other non-target soil macro-organisms as provided for in Annex II and the results of the evaluation thereof;
other relevant information on the active substance such as:
solubility in water,
octanol/water partition coefficient,
Kd for adsorption,
vapour pressure,
hydrolysis rate in relation to pH and identity of breakdown products,
photodegradation rate and identity of breakdown products,
DT 50 and DT 90 for degradation in the soil;
all relevant information on the plant protection product as provided for in Annex III, including the effects on earthworms and other non-target soil macro-organisms;
where relevant, other authorized uses of plant protection products in the area of envisaged use, containing the same active substance or which give rise to the same residues;
This evaluation will include:
the lethal and sublethal effects,
the predicted initial and long-term environmental concentration,
a calculation of the actue toxicity/exposure ratio (defined as the quotient of LC 50 and predicted initial environmental concentration) and of the long-term toxicity/exposure ratio (defined as the quotient of the NOEC and predicted long-term environmental concentration),
where relevant, the bioconcentration and persistence of residues in earthworms.
This evaluation will take into consideration the following information:
all relevant information on the active substance, including the specific information relating to the effects of non-target soil micro-organisms as provided for in Annex II and the results of the evaluation thereof;
all relevant information on the plant protection product as provided for in Annex III, including the effects on non-target soil micro-organisms;
where relevant, other authorized uses of plant protection products in the area of proposed use, containing the same active substance or which give rise to the same residues;
all available information from biological primary screening.
Member States shall evaluate the analytical methods proposed for post-registration control and monitoring purposes, to determine:
the nature and quantity of the active substance(s) in the plant protection product and, where appropriate, any toxicologically, ecotoxicologically or environmentally significant impurities and co-formulants.
This evaluation will take into consideration the following information:
the data on analytical methods as provided for in Annex II and the results of the evaluation thereof;
the data on analytical methods as provided for in Annex III and in particular:
the specificity and linearity of the proposed methods,
the importance of interferences,
the precision of the proposed methods (intra-laboratory repeatability and inter-laboratory reproducibility);
the limit of detection and determination of the proposed methods for impurities.
the residues of the active substance, metabolites, breakdown or reaction products resulting from authorized uses of the plant protection product and which are of toxicological, ecotoxicological or environmental significance.
This evaluation will take into consideration the following information:
the data on analytical methods as provided for in Annex II and the results of the evaluation thereof;
the data on analytical methods as provided for in Annex III and in particular:
the specificity of the proposed methods,
the precision of the proposed methods (intra-laboratory repeatability and inter-laboratory reproducibility),
the recovery rate of the proposed methods at appropriate concentrations;
the limit of detection of the proposed methods;
the limit of determination of the proposed methods.
where a suitable FAO specification exists, the physical and chemical properties addressed in that specification,
where no suitable FAO specification exists, all the relevant physical and chemical properties for the formulation as referred to in the ‘ Manual on the development and use of FAO specifications for plant protection products ’ .
This evaluation will take into consideration the following information:
the data on the physical and chemical properties of the active substance as provided for in Annex II and the results of the evaluation thereof;
the data on the physical and chemical properties of the plant protection product as provided for in Annex III.
fulfils the requirements of Article 16 of this Directive,
also contains the information on protection of users required by Community legislation on worker protection,
specifies in particular the conditions or restrictions under which the plant protection product may or may not be used as referred to in points 1, 2, 3, 4 and 5 above.
The authorization shall mention the particulars indicated in Article 6 (2) (g) and (h), (3) and (4) of Council Directive 78/631/EEC of 26 June 1978 on the approximation of the laws of the Member States relating to the classification, packaging and labelling of dangerous preparations (pesticides) (2) and in Article 16 (g) and (h) of Directive 91/414/EEC.
ensure that the proposed packaging is in accordance with the provisions of Directive 78/631/EEC;
ensure that:
the procedures for destruction of the plant protection product,
the procedures for neutralization of the adverse effects of the product if it is accidentally dispersed, and
the procedures for the decontamination and destruction of the packagings,
are in accordance with the relevant regulatory provisions.
when one or more of the specific decision-making requirements referred to in Part C, points 2.1, 2.2, 2.3 or 2.7, are not fully satisfied, authorizations shall be granted only where the advantages of the use of the plant protection product under the proposed conditions of use outweight the possible adverse effects of its use. Any restrictions on use of the product relating to non-compliance with some of the aforementioned requirements must be mentioned on the label, and non-compliance with the requirements referred to in point 2.7 must not compromise proper use of the product. These advantages can be in terms of:
advantages for and compatibility with integrated control measures or organic farming,
facilitating strategies to minimize the risk of development of resistance,
the need for a greater diversity of types of active substances or biochemical modes of action, e.g. for use in strategies to avoid accelerated breakdown in the soil,
reduced risk for operators and consumers,
reduced contamination of the environment and reduced impact on non-target species;
where the criteria referred to in Part C, point 2.6, are not fully satisfied because of limitations in current analytical science and technology, authorization shall be granted for a limited period if the methods submitted prove adequate for the purposes intended. In this case the applicant shall be given a time limit in which to develop and submit analytical methods that are in accordance with the criteria referred to above. The authorization will be reviewed on expiry of the time limit accorded to the applicant;
where the reproducibility of the submitted analytical methods referred to in Part C, point 2.6, has only been verified in two laboratories, an authorization shall be granted for one year to permit the applicant to demonstrate the reproducibility of those methods in accordance with agreed criteria.
define, where possible, preferably in close co-operation with the applicant, measures to improve the performance of the plant protection product, and/or
define, where possible, in close co-operation with the applicant, measures to reduce further the exposure that could occur during and after use of the plant protection product.
Member States shall inform applicants of any measures identified under (a) or (b) and shall invite applicants to provide any supplementary data and information necessary to demonstrate peformance or potential risks arising under the changed conditions.
The specific principles shall apply without prejudice to the general principles referred to in Section 1.
Where proposed label claims include recommendations for use of the preparation with specified plant protection products or adjuvants as a tank mix, Member States shall not accept the recommendations unless they are justified.
An authorization for a plant protection product intended to eliminate vertebrates shall be granted only when:
death is synchronous with the extinction of consciousness, or
death occurs immediately, or
vital functions are reduced gradually without signs of obvious suffering.
For repellant products, the intended effect shall be obtained without unnecessary suffering and pain for the target animals.
Moreover, the conditions of the authorization shall be in compliance with the limit value established for the active substance and/or toxicologically relevant compound(s) of the product in accordance with Council Directive 80/1107/EEC of 27 November 1980 on the protection of workers from the risks related to exposure to chemical, physical and biological agents at work (3) and in accordance with Council Directive 90/394/EEC of 28 June 1990 on the protection of workers from the risks related to exposure to carcinogens at work (sixth special directive within the meaning of Article 16 (2) of Directive 89/39/EEC) (4) .
Taking into account all registered uses, the proposed use cannot be authorized if the best possible estimate of dietary exposure exceeds the ADI.
during tests in the field, persist in soil for more than one year (i.e. DT 90 > 1 year and DT 50 > 3 months), or
during laboratory tests, form non-extractable residues in amounts exceeding 70 % of the initial dose after 100 days with a mineralization rate of less than 5 % in 100 days,
unless it is scientifically demonstrated that under field conditions there is no accumulation in soil at such levels that unacceptable residues in succeeding crops occur and/or that unacceptable phytotoxic effects on succeeding crops occur and/or that there is an unacceptable impact on the environment, according to the relevant requirements provided for in points 2.5.1.2, 2.5.1.3, 2.5.1.4 and 2.5.2.
the maximum permissible concentration laid down by Council Directive 80/778/EEC (6) of 15 July 1980 relating to the quality of water intended for human consumption, or
the maximum concentration laid down by the Commission when including the active substance in Annex I, on the basis of appropriate data, in particular toxicological data, or, where that concentration has not been laid down, the concentration corresponding to one tenth of the ADI laid down when the active substance was included in Annex I
unless it is scientifically demonstrated that under relevant field conditions the lower concentration is not exceeded.
exceeds, where the surface water in or from the area of envisaged use is intended for the abstraction of drinking water, the values fixed by Council Directive 75/440/EEC of 16 June 1975 concerning the quality required of surface water intended for the abstraction of drinking water in the Member States (7) , or
has an impact deemed unacceptable on non-target species, including animals, according to the relevant requirements provided for in point 2.5.2.
The proposed instructions for use of the plant protection product, including procedures for cleaning application equipment, must be such that the likelihood of accidental contamination of surface water is reduced to a minimum.
the acute and short-term toxicity/exposure ratio for birds and other non-target terrestrial vertebrates is less than 10 on the basis of LD 50 or the long-term toxicity/exposure ratio is less than 5, unless it is clearly established through an appropriate risk assessment that under field conditions no unacceptable impact occurs after use of the plant protection product according to the proposed conditions of use;
the bioconcentration factor (BCF, related to fat tissue) is greater than 1, unless it is clearly established through an appropriate risk assessment that under field conditions no unacceptable effects occur — directly or indirectly — after use of the plant protection product according to the proposed conditions of use.
the toxicity/exposure ratio for fish and Daphnia is less than 100 for acute exposure and less than 10 for long-term exposure, or
the algal growth inhibition/exposure ratio is less than 10, or
the maximum bioconcentration factor (BCF) is greater than 1 000 for plant protection products containing active substances which are readily biodegradable or greater than 100 for those which are not readily biodegradable,
unless it is clearly established through an appropriate risk assessment that under field conditions no unacceptable impact on the viability of exposed species (predators) occurs — directly or indirectly — after use of the plant protection product according to the proposed conditions of use.
The methods proposed must reflect the state of the art. The following criteria must be met in order to permit validation of the analytical methods proposed for post-registration control and monitoring purposes:
the method must be able to determine and to identify the active substance(s) and where appropriate any toxicologically, ecotoxicologically or environmentally significant impurities and co-formulants;
the method must be able to determine and confirm residues of toxicological, ecotoxicological or environmental significance;
the mean recovery rates should be between 70 % and 110 % with a relative standard deviation of ≤ 20 %;
the repeatability must be less than the following values for residues in foodstuffs:
Residue level mg/kg | Difference mg/kg | Difference in % |
---|---|---|
0,01 | 0,005 | 50 |
0,1 | 0,025 | 25 |
1 | 0,125 | 12,5 |
> 1 | 12,5 |
Intermediate values are determined by interpolation from a log-log graph;
the reproducibility must be less than the following values for residues in foodstuffs:
Residue level mg/kg | Difference mg/kg | Difference in % |
---|---|---|
0,01 | 0,01 | 100 |
0,1 | 0,05 | 50 |
1 | 0,25 | 25 |
> 1 | 25 |
Intermediate values are determined by interpolation from a log-log graph;
in the case of residue analysis in treated plants, plant products, foodstuffs, feedingstuffs or products of animal origin, except where the MRL or the proposed MRL is at the limit of determination, the sensitivity of the methods proposed must satisfy the following criteria:
Limit of determination in relation to the proposed provisional or Community MRL:
MRL (mg/kg) | limit of determination (mg/kg) |
---|---|
> 0,5 | 0,1 |
0,5 − 0,05 | 0,1 − 0,02 |
< 0,05 | LMR × 0,5 |
Chemical properties:
Throughout the shelf-life period, the difference between the stated and the actual content of the active substance in the plant protection product must not exceed the following values:
Declared content in g/kg or g/l at 20 o C | Tolerance |
---|---|
up to 25 | ± 15 % homogeneous formulation |
± 25 % non-homogeneous formulation | |
more than 25 up to 100 | ± 10 % |
more than 100 up to 250 | ± 6 % |
more than 250 up to 500 | ± 5 % |
more than 500 | ± 25 g/kg or ± 25 g/l |
Physical properties:
The plant protection product must fulfil the physical criteria (including storage stability) specified for the relevant formulation type in the ‘ Manual on the development and use of FAO specifications for plant protection products ’ .
Textual Amendments
ensure that dossiers on microbial plant protection products supplied are in accordance with the requirements of Annex IIIB, at the latest at the time of finalisation of the evaluation for the purpose of decision-making, without prejudice, where relevant, to the provisions of Article 13(1)(a), (4) and (6) of this Directive,
ensure that the data submitted are acceptable in terms of quantity, quality, consistency and reliability and sufficient to permit a proper evaluation of the dossier,
evaluate, where relevant, justifications submitted by the applicant for not supplying certain data;
take into account the Annex IIB data concerning the active substance consisting of micro-organisms (including viruses) in the plant protection product, submitted for the purpose of inclusion of the micro-organism concerned in Annex I, and the results of the evaluation of those data, without prejudice, where relevant, to the provisions of Article 13(1)(b), (2), (3) and (6) of this Directive;
take into consideration other relevant technical or scientific information they can reasonably possess with regard to the performance of the plant protection product or to the potentially adverse effects of the plant protection product, its components or its metabolites/toxins.
Taking account of justifications provided and with the benefit of any subsequent clarifications, Member States shall reject applications for granting authorisations for which the data gaps are such that it is not possible to finalise the evaluation and to make a reliable decision for at least one of the proposed uses.
Member States shall normally come to a reasoned decision within 12 months of receiving a technically complete dossier. A technically complete dossier is one that satisfies all the requirements of Annex IIIB.
Antibiosis: A relationship between two or more species in which one species is actively harmed (as by the production of toxins by the harming species).
Antigenic: Any substance that, as a result of coming in contact with appropriate cells, induces a state of sensitivity and/or immune responsiveness after a latent period (days to weeks) and which reacts in a demonstrable way with antibodies and/or immune cells of the sensitised subject in vivo or in vitro.
Antimicrobial: Antimicrobial agents or antimicrobial(s) refer to naturally occurring, semi-synthetic or synthetic substances that exhibit antimicrobial activity (kill or inhibit the growth of micro-organisms).
The term Antimicrobial(s) includes:
antibiotics, which refer to substances produced by or derived from micro-organisms, and
anticoccidials, which refer to substances that are active against coccidia, single cell protozoan parasites.
CFU: Colony-forming unit; one or more cells that grow to form a single visible colony.
Colonisation: Proliferation and persistence of a micro-organism in an environment, such as on external (skin) or internal body surfaces (intestine, lungs). For colonisation, the micro-organism should at least persist for a longer period than expected in a specific organ. The population of micro-organisms may decline but at a slower rate than normal clearance; it may be a steady population or it may be a growing population. Colonisation can be related to harmless and functional micro-organisms as well as to pathogenic micro-organisms. The possible occurrence of effects is not indicated.
Ecological niche: Unique environmental position occupied by a particular species, perceived in terms of actual physical space occupied and function performed within the community or ecosystem.
Host: An animal (including humans) or plant that harbours or nourishes another organism (parasite).
Host specificity: The range of different host-species that can be colonised by a microbial species or strain. A host-specific micro-organism colonises or has adverse effects on one or only a small number of different host-species. A non-host-specific micro-organism might colonise or might have adverse effects on a broad range of different host-species.
Infection: The introduction or entry of a pathogenic micro-organism into a susceptible host, whether or not it causes pathological effects or disease. The organism must enter the body of the host, usually the cells, and be able to reproduce to form new infective units. Simply ingesting a pathogen does not imply infection.
Infective: Capable of transmitting an infection.
Infectivity: The characteristics of a micro-organism that allow it to infect a susceptible host.
Invasion: The entry of a micro-organism into the host body (e.g. actual penetration of the integument, gut epithelial cells, etc.). ‘ Primary invasiveness ’ is a property of pathogenic micro-organisms.
Multiplication: Ability of a micro-organism to reproduce and increase in numbers during an infection.
Mycotoxin: A fungal toxin.
Non-viable micro-organism: A micro-organism that is not capable of replication or of transferring genetic material.
Non-viable residue: A residue that is not capable of replication or of transferring genetic material.
Pathogenicity: The ability of a micro-organism to cause disease and/or inflict damage on the host. Many pathogens cause disease by a combination of (i) toxicity and invasiveness or (ii) toxicity and colonising ability. However, some invasive pathogens cause disease that results from an abnormal reaction of the host's defence system.
Symbiosis: A type of interaction between organisms where one organism lives in intimate association with another, which is favourable for both organisms.
Viable micro-organism: A micro-organism that is capable of replication or of transferring genetic material.
Viable residue: A residue that is capable of replication or of transferring genetic material.
Viroid: Any of a class of infectious agents consisting of a small strand of RNA not associated with any protein. The RNA does not code for proteins and is not translated; it is replicated by host cell enzymes. Viroids are known to cause several plant diseases.
Virulence: Measurement of the degree of disease producing ability of a micro-organism as indicated by the severity of the disease produced. Measure of the dosage (inoculum size) required to cause a specific degree of pathogenicity. It is measured experimentally by the median lethal dose (LD 50 ) or median infective dose (ID 50 ).
The objective of an evaluation is to identify and assess, on a scientific basis and until further experience is reached on a case-by-case basis, potential adverse effects on human and animal health and the environment of the use of a microbial plant protection product. The evaluation shall also be carried out in order to identify the need for risk management measures and to identify and recommend suitable measures.
Due to the ability of micro-organisms to replicate, there is a clear difference between chemicals and micro-organisms used as plant protection products. Hazards arising are not necessarily of the same nature as those presented by chemicals, especially in relation to the capacity of micro-organisms to persist and multiply in different environments. Moreover, micro-organisms consist of a wide range of different organisms, all with their own unique characteristics. These differences between micro-organisms should be taken into account in the evaluation.
The micro-organism in the plant protection product should ideally function as a cell factory working directly on the spot where the target organism is harmful. Thus understanding the mode of action is a crucial step in the evaluation process.
Micro-organisms may produce a range of different metabolites (e.g. bacterial toxins or mycotoxins) many of which may have toxicological significance, and one or more of which may be involved in the mode of action of the plant protection product. The characterisation and identification of relevant metabolites should be assessed and the toxicity of these metabolites should be addressed. Information on production and/or relevance of metabolites may be deduced from:
toxicity studies,
biological properties of the micro-organism,
relationship to known plant, animal or human pathogens,
mode of action,
analytical methods.
On the basis of this information, metabolites may be considered as possibly being relevant. Therefore potential exposure to these metabolites should be assessed, in order to decide on their relevance.
identify the hazards arising, assess their significance and make a judgement as to the likely risks to humans, animals or the environment; and
assess the performance in terms of efficacy and phytotoxicity/pathogenicity of the plant protection product for each use for which authorisation is sought.
relevance; representativeness; sensitivity; specificity; reproducibility; interlaboratory validations; predictiveness.
The first evaluation made shall be based on the best available data or estimates reflecting the realistic conditions of use of the plant protection product. This must be followed by a repeat evaluation, taking account of potential uncertainties in the critical data and of a range of use conditions that are likely to occur and resulting in a realistic worst-case approach, to determine whether it is possible that the initial evaluation could have been significantly different.
make a best possible estimation of all relevant processes involved taking into account realistic parameters and assumptions,
be submitted to an evaluation as referred to in point 1.3.,
be reliably validated with measurements carried out under circumstances relevant for the use of the model,
be relevant to the conditions in the area of use,
be supported with details indicating how the model calculates estimates provided, and explanations of all the inputs to the model and details of how they have been derived.
Member States shall implement the following principles in the evaluation of the data and information submitted in support of applications, without prejudice to the general principles prescribed in Section 1:
The identity of the micro-organism should be clearly established. It must be ensured that the appropriate data are provided to allow for checking the identity of the micro-organism at strain level in the plant protection product.
The identity of the micro-organism shall be evaluated on the strain level. Where the micro-organism is either a mutant or a genetically modified organism (9) , the specific differences from other strains within the same species must be recorded. Occurrence of resting stages must be recorded.
The deposition of the strain at an internationally recognised culture collection must be checked.
Member States shall evaluate the detailed quantitative and qualitative information provided on the composition of the plant protection product, such as that concerning the micro-organism (see above), relevant metabolites/toxins, residual growth medium, co-formulants and microbial contaminants present.
depending on the conditions (e.g. availability of substrates for growth and metabolism) micro-organisms can switch on or off the expression of given phenotypic traits;
the microbial strains most adapted to the environment can survive and multiply better than the non-adapted strains. Adapted strains have a selective advantage and can form the majority within a population after a number of generations;
the relatively rapid multiplication of micro-organisms leads to a higher frequency of mutations. If a mutation is promoting survival in the environment, the mutant strain can become dominant;
the properties of viruses, in particular, can change rapidly, including their virulence.
Therefore, where appropriate, information on the genetic stability of the micro-organism under the environmental conditions of proposed use must be evaluated, as well as information on the micro-organism's capacity to transfer genetic material to other organisms and information on the stability of encoded traits.
antibiosis,
induction of plant resistance,
interference with the virulence of a pathogenic target organism,
endophytic growth,
root colonisation,
competition of ecological niche (e.g. nutrients, habitats),
parasitisation,
invertebrate pathogenicity.
The ability of a micro-organism to be pathogenic for non-target organisms (humans, animals, and other non-target organisms) must be assessed. Any relationship to known plant, animal or human pathogens that are species of the genus of the active and/or contaminating micro-organisms must be assessed.
Pathogenicity as well as virulence is strongly related to the host-species (e.g. determined by body temperature, physiological environment) and to the host conditions (e.g. health condition, immune status). For example, multiplication in humans depends upon the ability of the micro-organism to grow at the body temperature of the host. Some micro-organisms can only grow and be metabolically active at temperatures far below or above human body temperature, and therefore can not be pathogenic for humans. However, the route of entry of the micro-organism into the host (oral, inhalation, skin/wound) can also be the critical factor. For example, a microbial species may cause a disease following entry via skin damage, but not via the oral route.
where a suitable Food and Agriculture Organisation of the United Nations (FAO) specification exists, the physical and chemical properties addressed in that specification,
where no suitable FAO specification exists, all relevant physical and chemical properties for the formulation referred to in the Manual on the development and use of FAO and World Health Organisation (WHO) specifications for pesticides.
The quality assurance criteria proposed for production of the micro-organism must be evaluated. In the evaluation criteria relating to process control, good manufacturing practice, operational practices, process flows, cleaning practices, microbial monitoring and hygiene conditions should be taken into account to ensure good quality of the micro-organism. The quality, stability, purity etc., of the micro-organism must be addressed in the quality control system.
The quality assurance criteria proposed must be evaluated. If the plant protection product contains metabolites/toxins produced during growth and residues from the growth medium this should be evaluated. The possibility of the occurrence of contaminating micro-organisms must be evaluated.
the choice of the crop or cultivar,
the agricultural and environmental (including climatic) conditions (if necessary for acceptable efficacy such data/information should also be given for the time before and after application),
the presence and density of the harmful organism,
the development stage of crop and organism,
the amount of the microbial plant protection product used,
if required on the label, the amount of adjuvant added,
the frequency and timing of the applications,
the type of application equipment,
the need for any special cleaning measures for the application equipment.
the level, consistency and duration of the effect sought in relation to the dose in comparison with a suitable reference product or products, where they exist, and an untreated control;
where relevant, the effect on yield or reduction of loss in storage, in terms of quantity and/or quality, in comparison with a suitable reference product or products, where they exist, and an untreated control.
Where no suitable reference product exists, Member States shall evaluate the performance of the plant protection product to determine whether there is a consistent and defined benefit under the agricultural, plant health and environmental (including climatic) conditions likely to be encountered in practice in the area of proposed use.
This evaluation will take into consideration the following information:
efficacy data;
other relevant information on the plant protection product such as nature of the plant protection product, dose, method of application, number and timing of applications, incompatibility with other crop treatments;
all relevant information on the micro-organism, including biological properties e.g. mode of action, survival, host specificity.
This evaluation will include:
the nature, frequency, level and duration of observed phytotoxic/phytopathogenic effects and the agricultural, plant health and environmental (including climatic) conditions that affect them;
differences between main cultivars with regard to their sensitivity to phytotoxic/phytopathogenic effects;
the part of the treated crop or plant products where phytotoxic/phytopathogenic effects are observed;
adverse impact on the yield of the treated crop or plant products in terms of quantity and/or quality;
adverse impact on treated plants or plant products to be used for propagation, in terms of viability, germination, sprouting, rooting and establishment;
where micro-organisms are disseminated, the adverse impact on adjacent crops.
Where the plant protection product label includes recommendations for use of the plant protection product with other plant protection products and/or with adjuvants as a tank mix, Member States shall evaluate the appropriateness of the mix and of its conditions of use.
This evaluation will take into consideration the following information:
all relevant information as provided for in Annex IIB and the results of the evaluation thereof, including the toxicological studies;
all relevant information on the plant protection product as provided for in Annex IIIB, including toxicological studies and efficacy data.
Member States shall evaluate the analytical methods proposed for post-registration control and monitoring purposes of the viable and non-viable components both in the formulation and as residues in or on treated crops. Sufficient validation is required for pre-authorisation methods and post-authorisation monitoring methods. Methods that are considered suitable for post-authorisation monitoring must be clearly identified.
Member States shall evaluate the analytical methods proposed to identify and quantify the toxicologically, ecotoxicologically or environmentally significant non-viable components resulting from the micro-organism and/or present as impurity or co-formulant (including eventually resulting breakdown and/or reaction products thereof).
This evaluation will take into consideration the information on analytical methods provided for in Annex IIB and IIIB and the results of the evaluation thereof. In particular, the following information must be taken into account:
the specificity and linearity of the proposed methods,
the precision (repeatability) of the proposed methods,
the importance of interferences,
the accuracy of the proposed methods at appropriate concentrations,
the limit of quantification of the proposed methods.
Member States shall evaluate the methods proposed to quantify and identify the specific strain concerned and especially methods that discriminate that strain from closely related strains.
This evaluation will take into consideration the information on analytical methods provided for in Annex IIB and IIIB and the results of the evaluation thereof. In particular, the following information must be taken into account:
the specificity of the proposed methods,
the precision (repeatability) of the proposed methods,
the importance of interferences,
the quantifiability of the proposed methods.
Member States shall evaluate the analytical methods proposed to identify and quantify the toxicologically, ecotoxicologically or environmentally significant non-viable residues resulting from the micro-organism (including eventually resulting breakdown and/or reaction products thereof).
This evaluation will take into consideration the information on analytical methods provided for in Annex IIB and IIIB and the results of the evaluation thereof. In particular, the following information must be taken into account:
the specificity and linearity of the proposed methods,
the precision (repeatability) of the proposed methods,
the reproducibility (independent laboratory validation) of the proposed methods,
the importance of interferences,
the accuracy of the proposed methods at appropriate concentrations,
the limit of quantification of the proposed methods.
Member States shall evaluate the methods proposed to identify the specific strain concerned and especially methods that discriminate that strain from closely related strains.
This evaluation will take into consideration the information on analytical methods provided for in Annex IIB and IIIB and the results of the evaluation thereof. In particular, the following information must be taken into account:
the specificity of the proposed methods,
the precision (repeatability) of the proposed methods,
the importance of interferences,
the quantifiability of the proposed methods.
The impact on human or animal health must be evaluated. In particular, Member States must take account of the following principles:
due to the ability of micro-organisms to replicate, there is a clear difference between chemicals and micro-organisms used as plant protection products. Hazards arising are not necessarily of the same nature as those presented by chemicals, especially in relation to the capacity of micro-organisms to persist and multiply in different environments;
the pathogenicity of the micro-organism to humans and non-target animals, the infectiveness of the micro-organism, the ability of the micro-organism to colonise, the toxicity of metabolites/toxins as well as the toxicity of the residual growth medium, contaminants and co-formulants, are important endpoints in assessing adverse effects arising from the plant protection product;
colonisation, infectiveness and toxicity comprise a complex set of interactions between micro-organisms and hosts and these endpoints may not be resolved easily as independent endpoints;
in combining these endpoints, the most important aspects of the micro-organism that must be assessed are:
ability to persist and multiply in a host (indicative of colonisation or infectivity),
ability to produce non-adverse or adverse effects in a host, indicative of infectivity, pathogenicity, and/or toxicity;
moreover, the complexity of the biological issues should be taken into account in evaluating the hazards and risks presented by use of these plant protection products for human and animals. An assessment of pathogenicity and infectiveness is necessary even if the potential of exposure is deemed low;
for risk assessment purposes the acute toxicity studies used should, where available, include at least two doses (e.g. one very high dose and one corresponding to the expected exposure under practical conditions).
This evaluation will take into consideration the following information:
the medical data and the toxicity, infectivity and pathogenicity studies as provided for in Annex IIB, and the results of the evaluation thereof. Tier 1 tests should permit an evaluation to be made of a micro-organism with respect to its ability to persist or grow in the host and its ability to cause effects/reactions in the host. Parameters that indicate the absence of ability to persist and multiply in the host, and the absence of ability to produce non-adverse or adverse effects in a host, include fast and complete clearance from the body, no activation of the immune system, no histopathological changes, and for replication temperatures far below or far above mammalian body temperatures. These parameters can in some cases be assessed using acute studies and existing human data, and sometimes can only be assessed using repeated dose studies.
Evaluation based on relevant parameters of Tier 1 tests should lead to an assessment of the possible effects of occupational exposure, taking into account the intensity and duration of exposure including exposure due to repeated use during practical use.
The toxicity of certain metabolites/toxins can only be assessed, if it has been demonstrated that the test animals are actually exposed to these metabolites/toxins;
other relevant information on the micro-organism, the metabolites/toxins, residual growth medium, contaminants and co-formulants in the plant protection product, such as their biological, physical and chemical properties (e.g. survival of the micro-organism at the body temperature of humans and animals, ecological niche, behaviour of the micro-organism and/or metabolites/toxins during application);
the toxicological studies provided for in Annex IIIB;
other relevant information provided for in Annex IIIB such as:
composition of the preparation,
nature of the preparation,
size, design and type of packaging,
field of use and nature of the crop or target,
method of application including handling, loading and mixing of the plant protection product,
exposure reduction measures recommended,
protective clothing recommendations,
maximum application rate,
minimum spray application volume stated on the label,
number and timing of applications.
On the basis of the information mentioned in (a) the following overall end-points should be established for single or repeated operator exposure following the intended use:
persistence or growth of the micro-organism in the host,
adverse effects observed,
observed or expected effects of contaminants (including contaminating micro-organisms),
observed or expected effects of relevant metabolites/toxins.
If there are indications of colonisation in the host and/or if any adverse effects, indicative of toxicity/infectivity are observed, taking into account the exposure scenario (i.e. acute or repeated exposure), further testing is indicated.
This evaluation shall be made for each type of application method and application equipment proposed for use of the plant protection product as well as for the different types and sizes of containers to be used, taking into account mixing, loading operations, application of the plant protection product and cleaning and routine maintenance of application equipment. Where relevant, other authorised uses of the plant protection product in the area of envisaged use containing the same active substance or which give rise to the same residues may also be taken into account. It should be taken into account that if replication of the micro-organism is expected, exposure assessment could be highly speculative.
The absence or presence of the potential for colonisation or the possibility of effects in operators at the tested dose levels as provided for in Annex IIB and IIIB should be assessed with regard to measured or estimated levels of human exposure. This risk assessment, preferably quantitative, should include consideration of e.g. mode of action, biological, physical and chemical properties of the micro-organism and other substances in the formulation.
the type of packaging,
its dimensions and capacity,
the size of the opening,
the type of closure,
its strength, leakproofness and resistance to normal transport and handling,
its resistance to and compatibility with the contents.
obtainability and suitability,
effectiveness,
ease of wearing taking into account physical stress and climatic conditions,
resistance to and compatibility with the plant protection product.
the medical data and the toxicity, infectivity and pathogenicity studies provided for in Annex IIB, and the results of the evaluation thereof. Tier 1 tests should permit an evaluation to be made of a micro-organism with respect to its ability to persist or grow in the host and its ability to cause effects/reactions in the host. Parameters that indicate the absence of ability to persist and multiply in the host, and the absence of ability to produce non-adverse or adverse effects in a host, include rapid and complete clearance from the body, no activation of the immune system, no histopathological changes, and inability to replicate at mammalian body temperatures. These parameters can in some cases be assessed using acute studies and existing human data, and sometimes can only be assessed using repeated dose studies.
Evaluation based on relevant parameters of Tier 1 tests should lead to an assessment of the possible effects of occupational exposure, taking into account the intensity and duration of exposure, including exposure due to repeated use during practical use.
The toxicity of certain metabolites/toxins can only be assessed, if it has been demonstrated that the test animals are actually exposed to these metabolites/toxins;
other relevant information on the micro-organism, the metabolites/toxins, residual growth medium, contaminants and co-formulants in the plant protection product, such as their biological, physical and chemical properties (e.g. survival of the micro-organism at the body temperature of humans and animals, ecological niche, behaviour of the micro-organism and/or metabolites/toxins during application);
the toxicological studies provided for in Annex IIIB;
other relevant information on the plant protection product as provided for in Annex IIIB such as:
re-entry periods, necessary waiting periods or other precautions to protect humans and animals,
method of application, in particular spraying,
maximum application rate,
minimum spray application volume,
composition of the preparation,
excess remaining on plants and plant products after treatment, taking into account the influence of factors such as temperature, UV light, pH and the presence of certain substances,
further activities whereby workers are exposed.
In the evaluation, non-viable and viable residues must be addressed separately. Viruses and viroids should be considered as viable residues since they are capable of transferring genetic material, although strictly speaking they are not living.
Member States shall evaluate the possibility of exposure of humans or animals to non-viable residues and their degradation products via the food chain due to the possible occurrence of such residues in or on edible parts of treated crops. In particular, the following information should be taken into account:
the stage of development of the micro-organism at which non-viable residues are produced,
the development stages/life cycle of the micro-organism under typical environmental conditions; in particular, attention shall be paid to the assessment of the likelihood of survival and multiplication of the micro-organism in or on crops, food or feed, and, as a consequence, the likelihood of the production of non-viable residues,
the stability of relevant non-viable residues (including the effects of factors such as temperature, UV light, pH and the presence of certain substances),
any experimental study showing whether or not relevant non-viable residues are translocated in plants,
data concerning the proposed good agricultural practice (including number and timing of applications, maximum application rate and minimum spray application volume, proposed pre-harvest intervals for envisaged uses, or withholding periods or storage periods, in the case of post-harvest uses) and additional data on application as provided for in Annex IIIB,
where relevant, other authorised uses of plant protection products in the area of envisaged use, i.e. containing the same residues, and
the natural occurrence of non-viable residues on edible plant parts as a consequence of naturally occurring micro-organisms.
Member States shall evaluate the toxicity of non-viable residues and their degradation products having regard in particular to the specific information provided in accordance with Annex IIB and IIIB.
Where non-viable residues or their degradation products are considered toxicologically relevant for humans and/or animals and when exposure is not considered negligible, the actual levels in or on the edible parts of treated crops should be determined, taking into consideration:
analytical methods for the non-viable residues,
the growth curves of the micro-organism under optimal conditions,
the production/formation of non-viable residues at relevant moments (e.g. at the anticipated harvest time).
Member States shall evaluate the possibility of exposure of humans or animals to viable residues via the food chain due to the possible occurrence of such residues in or on edible parts of treated crops. In particular, the following information should be taken into account:
the likelihood of survival, the persistence and multiplication of the micro-organism in or on crops, food or feed. The various development stages/life cycle of the micro-organism should be addressed,
information concerning its ecological niche,
information on fate and behaviour in the various parts of the environment,
the natural occurrence of the micro-organism (and/or a related micro-organism),
data concerning the proposed good agricultural practice (including number and timing of applications, maximum application rate and minimum spray application volume, proposed pre-harvest intervals for envisaged uses, or withholding periods or storage periods in the case of post-harvest uses) and additional data on application as provided for in Annex IIIB,
where relevant, other authorised uses of plant protection products in the area of envisaged use, i.e. containing the same micro-organism or which result in the same residues.
Member States shall evaluate the specific information concerning the ability of viable residues to persist or grow in the host and the ability of such residues to cause effects/reactions in the host. In particular, the following information should be taken into account:
the medical data and toxicity, infectivity and pathogenicity studies provided for in Annex IIB, and the results of the evaluation thereof,
the development stages/life cycle of the micro-organism under typical environmental conditions (e.g. in or on the treated crop),
the mode of action of the micro-organism,
the biological properties of the micro-organism (e.g. host specificity).
The various development stages/life cycle of the micro-organism should be addressed.
In the event that viable residues are considered to be toxicologically relevant for humans and/or animals and if exposure is not considered negligible, the actual levels in or on the edible parts of treated crops should be determined, taking into consideration:
analytical methods for the viable residues,
the growth curves of the micro-organism under optimal conditions,
the possibilities of extrapolating data from one crop to another.
The biocomplexity of the ecosystems and interactions in the microbial communities concerned must be taken into account.
Information on the origin and properties (e.g. specificity) of the micro-organism/its residual metabolites/toxins and its intended use forms the basis for an assessment of environmental fate and behaviour. The mode of action of the micro-organism should be taken into consideration.
An assessment shall be made of the fate and behaviour of any known relevant metabolite that is produced by the micro-organism. The assessment shall be made for each environmental compartment, and shall be triggered on the basis of the criteria specified in section 7 (iv) of Annex IIB.
In the assessment of the environmental fate and behaviour of plant protection products, Member States shall have regard to all aspects of the environment, including biota. The potential for persistence and multiplication of micro-organisms has to be assessed in all environmental compartments unless it can be justified that particular micro-organisms will not reach a specific compartment. The mobility of micro-organisms and their residual metabolites/toxins must be considered.
In the overall assessment, Member States should pay particular attention to potential adverse effects on humans through groundwater contamination, when the active substance is applied in regions with vulnerable conditions, such as drinking water abstraction areas.
This evaluation will take into consideration the following information:
the biological properties of the micro-organism,
the survival of the micro-organism in the environment,
its ecological niche,
the natural background level of the micro-organism, where it is indigenous,
information on fate and behaviour in the various parts of the environment,
where relevant, information on potential interference with analytical systems used for the control of the quality of drinking water as provided for in Council Directive 98/83/EC of 3 November 1998 on the quality of water intended for human consumption (10) ,
where relevant, other authorised uses of plant protection products in the area of envisaged use, e.g. containing the same active substance or which gives rise to the same residues.
This evaluation will take into consideration the following information:
the biological properties of the micro-organism,
the survival of the micro-organism in the environment,
its ecological niche,
the natural background level of the micro-organism, where it is indigenous,
information on fate and behaviour in the various parts of the environment,
where relevant, other authorised uses of plant protection products in the area of envisaged use, e.g. containing the same active substance or which gives rise to the same residues.
Information on the ecology of the micro-organism and effects on the environment should be assessed as well as possible exposure levels and the effects of its relevant metabolites/toxins. An overall assessment of the environmental risks that the plant protection product may cause, taking into account the normal levels of exposure to micro-organisms both in the environment as well as in the body of organisms, is necessary.
Member States shall evaluate the possibility of exposure of non-target organisms under the proposed conditions of use and if this possibility exists they shall evaluate the risks arising for the non-target organisms concerned.
Where applicable, an assessment of infectivity and pathogenicity is necessary, unless it can be justified that non-target organisms will not be exposed.
To assess the possibility of exposure the following information should also be taken into consideration:
the survival of the micro-organism in the respective compartment,
its ecological niche,
the natural background level of the micro-organism, where it is indigenous,
information on fate and behaviour in the various parts of the environment,
where relevant, other authorised uses of the plant protection product in the area of envisaged use containing the same active substance or which give rise to the same residues.
its mode of action,
other biological properties,
studies on mammalian toxicity, pathogenicity and infectivity,
studies on avian toxicity, pathogenicity and infectivity.
studies on mammalian toxicity,
studies on avian toxicity,
information on fate and behaviour in the various parts of the environment.
If mortality or signs of intoxication are observed in the tests the evaluation must include a calculation of toxicity/exposure ratios based on the quotient of the LD 50 value and the estimated exposure expressed in mg/kg body weight.
its mode of action,
other biological properties,
studies on toxicity, pathogenicity and infectivity.
studies on toxicity to aquatic organisms,
information on fate and behaviour in the various parts of the environment.
If mortality or signs of intoxication are observed in the tests the evaluation must include a calculation of toxicity/exposure ratios based on the quotient of the EC 50 value and/or the NOEC value and the estimated exposure.
its mode of action,
other biological properties,
studies on toxicity, pathogenicity and infectivity.
studies on toxicity to bees,
information on fate and behaviour in the various parts of the environment.
If mortality or signs of intoxication are observed in the tests the evaluation must include a calculation of the hazard quotient, based on the quotient of the dose in g/ha and the LD 50 value in μg/bee.
its mode of action,
other biological properties,
studies on toxicity, pathogenicity and infectivity to honeybees and other arthropods.
studies on toxicity to arthropods,
information on fate and behaviour in the various parts of the environment,
available data from biological primary screening.
If mortality or signs of intoxication are observed in the tests the evaluation must include a calculation of toxicity/exposure ratios based on the quotient of the ER 50 value (effective rate) and the estimated exposure.
its mode of action,
other biological properties,
studies on earthworm toxicity, pathogenicity and infectivity.
studies on earthworm toxicity,
information on fate and behaviour in the various parts of the environment.
If mortality or signs of intoxication are observed in the tests the evaluation must include a calculation of toxicity/exposure ratios based on the quotient of the LC 50 value and the estimated exposure expressed in mg/kg dry weight soil.
its mode of action,
other biological properties.
Experimental data are not normally required, i.e. where it can be justified that a proper risk assessment can be performed with the available information.
information on fate and behaviour in the various parts of the environment,
all available information from biological primary screening.
Member States shall draw conclusions on the need for further information and/or testing and the need for measures to limit the risks arising. Member States shall justify proposals for the classification and labelling of plant protection products.
fulfils the requirements of Article 16 of this Directive,
also contains the information on protection of users required by Community legislation on worker protection,
specifies in particular the conditions or restrictions under which the plant protection product may or may not be used as referred to in points 1.1 to 1.5,
The authorisation shall mention the particulars indicated in Article 16(1)(g) and (h) of this Directive and Article 10(1.2), (2.4), (2.5) and (2.6) of Directive 1999/45/EC of the European Parliament and of the Council of 31 May 1999 concerning the approximation of the laws, regulations and administrative provisions of the Member States relating to the classification, packaging and labelling of dangerous preparations (11) .
ensure that the proposed packaging is in accordance with the provisions of Directive 1999/45/EC;
ensure that:
the procedures for destruction of the plant protection product,
the procedures for neutralisation of any adverse effects of the plant protection product if it is accidentally dispersed, and
the procedures for the decontamination and destruction of the packaging,
are in accordance with the relevant regulatory provisions.
advantages for and compatibility with integrated control measures or organic farming,
facilitating strategies to minimise the risk of development of resistance,
reduced risk for operators and consumers,
reduced contamination of the environment and reduced impact on non-target species.
define, where possible, preferably in close cooperation with the applicant, measures to improve the performance of the plant protection product, and/or
define, where possible, in close cooperation with the applicant, measures to reduce further the exposure that could occur during and after use of the plant protection product.
Member States shall inform applicants of any measures identified under (a) or (b) and shall invite applicants to provide any supplementary data and information necessary to demonstrate performance or potential risks arising under the changed conditions.
The specific principles shall apply without prejudice to the general principles referred to in Section 1.
For each authorisation granted the Member States shall ensure that the micro-organism concerned is deposited at an internationally recognised culture collection and has an accession number. Each micro-organism must be identified and named at the species level and characterised at the strain level. There must also be information as to whether or not the micro-organism is a wild type or a spontaneous or induced mutant, or a genetically modified organism.
No authorisation shall be granted unless full information is provided on the continuous quality control of the production method, production process and plant protection product. In particular, the occurrence of spontaneous changes in major characteristics of the micro-organism and the absence/presence of contaminating organisms shall be considered. The quality assurance criteria for production and the techniques used to ensure a uniform plant protection product must to the extent possible be described and specified.
Where proposed label claims include recommendations for use of the preparation with specified plant protection products or adjuvants as a tank mix, Member States shall not accept the recommendations unless they are justified.
The methods proposed must reflect the latest techniques. Methods for post-authorisation monitoring should involve the use of commonly available reagents and equipment.
plants, plant products, foodstuffs of plant and animal origin and feedingstuffs if toxicologically relevant residues occur. Residues are considered relevant if a maximum residue level (MRL) or a waiting or re-entry safety period or other such precaution is required,
soil, water, air and/or body tissues if toxicologically, ecotoxicologically or environmentally relevant residues occur.
When making a decision on the authorisation of the microbial plant protection product, Member States shall consider possible effects on all human populations, namely professional users, non-professional users and humans exposed directly or indirectly though the environment and at work, and animals.
Where the proposed conditions of use require use of items of protective clothing, no authorisation shall be granted unless those items are effective and in accordance with relevant Community provisions, and are readily obtainable by the user and unless it is feasible to use them under the conditions of use of the plant protection product, taking into account climatic conditions in particular.
the parameters or maximum permissible concentrations laid down by Directive 98/83/EC, or
the parameters or maximum permissible concentrations laid down for components in the plant protection product such as relevant metabolites/toxins in accordance with Directive 2000/60/EC of the European Parliament and of the Council of 23 October 2000 establishing a framework for Community action in the field of water policy (16) , or
the parameters for the micro-organism or the maximum concentration laid down by the Commission for components in the plant protection product such as relevant metabolites/toxins when including the micro-organism in Annex I, on the basis of appropriate data, in particular, toxicological data, or, where that concentration has not been laid down, the concentration corresponding to 1/10 of the acceptable daily intake (ADI) laid down when the micro-organism was included in Annex I,
unless it is scientifically demonstrated that under relevant field conditions the lower of the parameters or concentrations is not contravened or exceeded.
exceeds, where the surface water in or from the area of envisaged use is intended for the extraction of drinking water, the parameters or values established in accordance with Council Directive 75/440/EEC of 16 June 1975 concerning the quality required of surface water intended for the abstraction of drinking water in the Member States (17) , or
exceeds the parameters or values for components in the plant protection product, such as relevant metabolites/toxins, established in accordance with Directive 2000/60/EC or
has an impact deemed unacceptable on non-target species, including animals, according to the relevant requirements provided for in point 2.8.
The proposed instruction for use of the plant protection product, including procedures for cleaning application equipment, must be such that the likelihood of accidental contamination of surface water is reduced to a minimum.
Member States shall ensure that the available information is sufficient to permit a decision to be taken as to whether or not there may be unacceptable effects on non-target species (flora and fauna), due to exposure to the plant protection product containing the micro-organism following its intended use.
Member States shall pay special attention to possible effects on beneficial organisms used for biological control and organisms playing an important role in integrated control.
the micro-organism is pathogenic to birds and other non-target terrestrial vertebrates,
in case of toxic effects due to components in the plant protection product, such as relevant metabolites/toxins, the toxicity/exposure ratio is less than 10 on the basis of the acute LD 50 value or the long-term toxicity/exposure ratio is less than 5, unless it is clearly established through an appropriate risk assessment that under field conditions no unacceptable effects occur — directly or indirectly — after use of the plant protection product according to the proposed conditions of use.
the micro-organism is pathogenic to aquatic organisms,
in case of toxic effects due to components in the plant protection product such as relevant metabolites/toxins, the toxicity/exposure ratio is less than 100 in case of acute toxicity (EC 50 ) to daphnia and fish and 10 for long-term/chronic toxicity to algae (EC 50 ), daphnia (NOEC) and fish (NOEC), unless it is clearly established through an appropriate risk assessment that under field conditions no unacceptable impact on the viability of exposed species occurs — directly or indirectly — after use of the plant protection product according to the proposed conditions of use.
if the micro-organism is pathogenic to bees,
in case of toxic effects due to components in the plant protection product such as relevant metabolites/toxins, the hazard quotients for oral or contact exposure of honeybees are greater than 50, unless it is clearly established through an appropriate risk assessment that under field conditions there are no unacceptable effects on honeybee larvae, honeybee behaviour, or colony survival and development after use of the plant protection product according to the proposed conditions of use.
the micro-organism is pathogenic to arthropods other than bees,
in case of toxic effects due to components in the plant protection product such as relevant metabolites/toxins, unless it is clearly established through an appropriate risk assessment that under field conditions there is no unacceptable impact on those organisms after use of the plant protection product according to the proposed conditions of use. Any claims for selectivity and proposals for use in integrated pest management systems shall be substantiated by appropriate data.
Textual Amendments
[F1Non-extractable residues (sometimes referred to as ‘ bound ’ or ‘ non-extracted ’ residues) in plants and soils are defined as chemical species originating from pesticides used according to good agricultural practice that cannot be extracted by methods which do not significantly change the chemical nature of these residues. These non-extractable residues are not considered to include fragments through metabolic pathways leading to natural products.
OJ L 206, 29. 7. 1978, p. 13 . Directive as last amended by Directive 92/32/EEC ( OJ L 154, 5. 6. 1992, p. 1 ).
OJ L 327, 3. 12. 1980, p. 8 . Directive as last amended by Directive 88/642/EEC ( OJ L 356, 24. 12. 1988, p. 74 ).
OJ L 196, 26. 7. 1990, p. 1 . Directive as amended by Directive 97/42/EC ( OJ L 179, 8. 7. 1997, p. 4 ).
A Community MRL will mean an MRL established pursuant to Council Directive 76/895/EEC of 23 November 1976 relating to the fixing of maximum levels for pesticide residues in and on fruit and vegetables a , Council Directive 86/362/EEC of 24 July 1986 on the fixing of maximum levels for pesticide residues in and on cereals a , Council Directive 86/363/EEC of 24 July 1986 on the fixing of maximum levels for pesticide residues in and on foodstuffs of animal origin a , Council Regulation (EEC) No 2377/90 of 26 June 1990 laying down a Community procedure for the establishment of maximum residue limits of veterinary medicinal products in foodstuffs of animal orgin a , Council Directive 90/642/EEC of 27 November 1990 on the fixing of maximum levels for pesticide residues in and on certain products of plant origin, including fruit and vegetables a or Council Directive 91/132/EEC of 4 March 1991 amending Directive 74/63/EEC on undesirable substances and products in feedingstuffs a .
OJ L 229, 30. 8. 1980, p. 11 . Directive as last amended by Directive 91/692/EEC ( OJ L 377, 31. 12. 1991, p. 48 ).
OJ No L 194, 25. 7. 1975, p. 34 . Directive as last amended by Directive 91/692/EEC ( OJ No L 377, 31. 12. 1991, p. 48 ).
[F3 OJ L 106, 17.4.2001, p. 1 . Directive as last amended by Regulation (EC) No 1830/2003 ( OJ L 268, 18.10.2003, p. 24 ).
See definition of ‘ genetically modified ’ in Directive 2001/18/EC.
OJ L 330, 5.12.1998, p. 32 . Directive as last amended by Regulation (EC) No 1882/2003 of the European Parliament and of the Council ( OJ L 284, 31.10.2003, p. 1 ).
OJ L 200, 30.7.1999, p. 1 . Directive as last amended by Directive 2004/66/EC ( OJ L 168, 1.5.2004, p. 35 ).
OJ L 327, 22.12.2000, p. 1 . Directive as amended by Decision No 2455/2001/EC.
OJ L 194, 25.7.1975, p. 26 . Directive to be repealed from 22.12.2007 by Directive 2000/60/EC ( OJ L 327, 22.12. 2000, p. 1 ).] ]
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