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Introductory Text
CHAPTER I OBJECTIVE AND DEFINITIONS
Article 1.Objective
Article 2.Definitions
Article 3.Thresholds for identifying a financial conglomerate
Article 4.Identifying a financial conglomerate
CHAPTER II SUPPLEMENTARY SUPERVISION
SECTION 1 SCOPE
Article 5.Scope of supplementary supervision of regulated entities referred to in Article 1
SECTION 2 FINANCIAL POSITION
Article 6.Capital adequacy
Article 7.Risk concentration
Article 8.Intra-group transactions
Article 9.Internal control mechanisms and risk management processes
SECTION 3 MEASURES TO FACILITATE SUPPLEMENTARY SUPERVISION
Article 10.Competent authority responsible for exercising supplementary supervision (the coordinator)
Article 11.Tasks of the coordinator
Article 12.Cooperation and exchange of information between competent authorities
Article 13.Management body of mixed financial holding companies
Article 14.Access to information
Article 15.Verification
Article 16.Enforcement measures
Article 17.Additional powers of the competent authorities
SECTION 4 THIRD COUNTRIES
Article 18.Parent undertakings outside the Community
Article 19.Cooperation with third-country competent authorities
CHAPTER III POWERS CONFERRED ON THE COMMISSION AND COMMITTEE PROCEDURE
Article 20.Powers conferred on the Commission
Article 21.Committee
CHAPTER IV AMENDMENTS TO EXISTING DIRECTIVES
Article 22.Amendments to Directive 73/239/EEC
Article 23.Amendments to Directive 79/267/EEC
Article 24.Amendments to Directive 92/49/EEC
Article 25.Amendments to Directive 92/96/EEC
Article 26.Amendments to Directive 93/6/EEC
Article 27.Amendments to Directive 93/22/EEC
Article 28.Amendments to Directive 98/78/EC
Article 29.Amendments to Directive 2000/12/EC
CHAPTER V ASSET MANAGEMENT COMPANIES
Article 30.Asset management companies
CHAPTER VI TRANSITIONAL AND FINAL PROVISIONS
Article 31.Report by the Commission
Article 32.Transposition
Article 33.Entry into force
Article 34.Addressees
ANNEX I
CAPITAL ADEQUACY
The calculation of the supplementary capital adequacy requirements of the...
Without prejudice to the provisions of the next paragraph, Member...
Member States may require that the calculation be carried out...
I. Technical principles
1. Extent and form of the supplementary capital adequacy requirements calculation...
2. Other technical principles
II. Technical calculation methods
Method 1: ‘Accounting consolidation’
Method 2: ‘Deduction and aggregation’
Method 3: ‘Book value/Requirement deduction’
Method 4: Combination of methods 1, 2 and 3
ANNEX II
TECHNICAL APPLICATION OF THE PROVISIONS ON INTRA-GROUP TRANSACTIONS AND RISK CONCENTRATION
The coordinator, after consultation with the other relevant competent authorities,...
When overviewing the intra-group transactions and risk concentrations, the coordinator...
Member States may allow their competent authorities to apply at...