http://www.legislation.gov.uk/eudr/2006/49/annex/VII/part/B/2020-01-31Directive 2006/49/EC of the European Parliament and of the Council of 14 June 2006 on the capital adequacy of investment firms and credit institutions (recast) (repealed)Directive 2006/49/EC of the European Parliament and of the Council (repealed)Directive 2006/49/EC of the European Parliament and of the Council of 14 June 2006 on the capital adequacy of investment firms and credit institutions (recast) (repealed)2020-12-12King's Printer of Acts of Parliamenthttps://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02006L0049-20140101texttext/xmlen2014-01-01 ANNEX VII TRADING PART B Systems and Controls 1.

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2. Systems and controls shall include at least the following elements:

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

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Prudent Valuation Methods 3.

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4.

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5.

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6. The following requirements must be complied with when marking to model:

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7.

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Valuation adjustments 8.

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General standards 9.

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Standards for less liquid positions 10.

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11.

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12.

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13.

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Repealed by Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (Text with EEA relevance).
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ANNEX VII
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<Title>TRADING</Title>
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PART B
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<Title>Systems and Controls</Title>
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1.
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<Text>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Text>
</P>
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2.
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<Title>Systems and controls shall include at least the following elements:</Title>
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<Text>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Text>
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<Text>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Text>
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<Title>Prudent Valuation Methods</Title>
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3.
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<Text>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Text>
</P>
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4.
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<Text>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Text>
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5.
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<Text>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Text>
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6.
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<Title>The following requirements must be complied with when marking to model:</Title>
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<Text>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Text>
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<Text>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Text>
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7.
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<Text>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Text>
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<Title>Valuation adjustments</Title>
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8.
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<Text>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Text>
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<Title>General standards</Title>
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9.
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<Text>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Text>
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<Title>Standards for less liquid positions</Title>
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10.
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<Text>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Text>
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11.
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<Text>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Text>
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12.
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<Text>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Text>
</P>
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<Number>
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13.
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<Text>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Text>
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<Para>
<Text>
Repealed by
<Citation Class="EuropeanUnionDirective" Year="2013" Number="36" URI="http://www.legislation.gov.uk/id/eudr/2013/36" Title="Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (Text with EEA relevance)">Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (Text with EEA relevance)</Citation>
.
</Text>
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