Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (recast) (Text with EEA relevance)

Print Options
PrintThe Whole
Directive
PrintThe Whole
Annex
PrintThis
Division
only
Changes over time for: Division SCHEDULE B


Timeline of Changes
This timeline shows the different versions taken from EUR-Lex before exit day and during the implementation period as well as any subsequent versions created after the implementation period as a result of changes made by UK legislation.
The dates for the EU versions are taken from the document dates on EUR-Lex and may not always coincide with when the changes came into force for the document.
For any versions created after the implementation period as a result of changes made by UK legislation the date will coincide with the earliest date on which the change (e.g an insertion, a repeal or a substitution) that was applied came into force. For further information see our guide to revised legislation on Understanding Legislation.
Status:
EU Directives are published on this site to aid cross referencing from UK legislation. Since IP completion day (31 December 2020 11.00 p.m.) no amendments have been applied to this version.
SCHEDULE BInformation to be included in the periodic reportsU.K.
I.Statement of assets and liabilities:U.K.
transferable securities,
bank balances,
other assets,
total assets,
liabilities,
net asset value.
II. Number of units in circulation U.K.
III. Net asset value per unit U.K.
IV.Portfolio, distinguishing between:U.K.
(a)
transferable securities admitted to official stock exchange listing;
(b)
transferable securities dealt in on another regulated market;
(c)
recently issued transferable securities of the type referred to in Article 50(1)(d);
(d)
other transferable securities of the type referred to in Article 50(2)(a);
and analysed in accordance with the most appropriate criteria in the light of the investment policy of the UCITS (e.g. in accordance with economic, geographical or currency criteria) as a percentage of net assets; for each of the above investments the proportion it represents of the total assets of the UCITS.
Statement of changes in the composition of the portfolio during the reference period.
V.Statement of the developments concerning the assets of the UCITS during the reference period including the following:U.K.
income from investments,
other income,
management charges,
depositary’s charges,
other charges and taxes,
net income,
distributions and income reinvested,
changes in capital account,
appreciation or depreciation of investments,
any other changes affecting the assets and liabilities of the UCITS,
transaction costs, which are costs incurred by a UCITS in connection with transactions on its portfolio.
VI.A comparative table covering the last three financial years and including, for each financial year, at the end of the financial year:U.K.
VII. Details, by category of transaction within the meaning of Article 51 carried out by the UCITS during the reference period, of the resulting amount of commitments. U.K.
Back to top