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Directive 2011/65/EU of the European Parliament and of the CouncilShow full title

Directive 2011/65/EU of the European Parliament and of the Council of 8 June 2011 on the restriction of the use of certain hazardous substances in electrical and electronic equipment (recast) (Text with EEA relevance)

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ANNEX IIIU.K.

Applications exempted from the restriction in Article 4(1)

b

[F1Directive 97/68/EC of the European Parliament and of the Council of 16 December 1997 on the approximation of the laws of the Member States relating to measures against the emission of gaseous and particulate pollutants from internal combustion engines to be installed in non-road mobile machinery ( OJ L 59, 27.2.1998, p. 1 ).]

c

[F2Council Directive 69/493/EEC of 15 December 1969 on the approximation of the laws of the Member States relating to crystal glass ( OJ L 326, 29.12.1969, p. 36 ).]

d

[F3Regulation (EU) 2016/1628 of the European Parliament and of the Council of 14 September 2016 on requirements relating to gaseous and particulate pollutant emission limits and type-approval for internal combustion engines for non-road mobile machinery, amending Regulations (EU) No 1024/2012 and (EU) No 167/2013, and amending and repealing Directive 97/68/EC ( OJ L 252, 16.9.2016, p. 53 ).]

ExemptionScope and dates of applicability
1Mercury in single capped (compact) fluorescent lamps not exceeding (per burner):
1(a)For general lighting purposes < 30 W: 5 mgExpires on 31 December 2011; 3,5 mg may be used per burner after 31 December 2011 until 31 December 2012; 2,5 mg shall be used per burner after 31 December 2012
1(b)For general lighting purposes ≥ 30 W and < 50 W: 5 mgExpires on 31 December 2011; 3,5 mg may be used per burner after 31 December 2011
1(c)For general lighting purposes ≥ 50 W and < 150 W: 5 mg
1(d)For general lighting purposes ≥ 150 W: 15 mg
1(e)For general lighting purposes with circular or square structural shape and tube diameter ≤ 17 mmNo limitation of use until 31 December 2011; 7 mg may be used per burner after 31 December 2011
1(f)For special purposes: 5 mg
[F41(g) For general lighting purposes < 30 W with a lifetime equal or above 20 000 h: 3,5 mg Expires on 31 December 2017]
2(a)Mercury in double-capped linear fluorescent lamps for general lighting purposes not exceeding (per lamp):
2(a)(1)Tri-band phosphor with normal lifetime and a tube diameter < 9 mm (e.g. T2): 5 mgExpires on 31 December 2011; 4 mg may be used per lamp after 31 December 2011
2(a)(2)Tri-band phosphor with normal lifetime and a tube diameter ≥ 9 mm and ≤ 17 mm (e.g. T5): 5 mgExpires on 31 December 2011; 3 mg may be used per lamp after 31 December 2011
2(a)(3)Tri-band phosphor with normal lifetime and a tube diameter > 17 mm and ≤ 28 mm (e.g. T8): 5 mgExpires on 31 December 2011; 3,5 mg may be used per lamp after 31 December 2011
2(a)(4)Tri-band phosphor with normal lifetime and a tube diameter > 28 mm (e.g. T12): 5 mgExpires on 31 December 2012; 3,5 mg may be used per lamp after 31 December 2012
2(a)(5)Tri-band phosphor with long lifetime (≥ 25 000 h): 8 mgExpires on 31 December 2011; 5 mg may be used per lamp after 31 December 2011
2(b)Mercury in other fluorescent lamps not exceeding (per lamp):
2(b)(1)Linear halophosphate lamps with tube > 28 mm (e.g. T10 and T12): 10 mgExpires on 13 April 2012
2(b)(2)Non-linear halophosphate lamps (all diameters): 15 mgExpires on 13 April 2016
2(b)(3)Non-linear tri-band phosphor lamps with tube diameter > 17 mm (e.g. T9)No limitation of use until 31 December 2011; 15 mg may be used per lamp after 31 December 2011
2(b)(4)Lamps for other general lighting and special purposes (e.g. induction lamps)No limitation of use until 31 December 2011; 15 mg may be used per lamp after 31 December 2011
3Mercury in cold cathode fluorescent lamps and external electrode fluorescent lamps (CCFL and EEFL) for special purposes not exceeding (per lamp):
3(a)Short length (≤ 500 mm)No limitation of use until 31 December 2011; 3,5 mg may be used per lamp after 31 December 2011
3(b)Medium length (> 500 mm and ≤ 1 500 mm)No limitation of use until 31 December 2011; 5 mg may be used per lamp after 31 December 2011
3(c)Long length (> 1 500 mm)No limitation of use until 31 December 2011; 13 mg may be used per lamp after 31 December 2011
4(a)Mercury in other low pressure discharge lamps (per lamp)No limitation of use until 31 December 2011; 15 mg may be used per lamp after 31 December 2011
4(b)Mercury in High Pressure Sodium (vapour) lamps for general lighting purposes not exceeding (per burner) in lamps with improved colour rendering index Ra > 60:
4(b)-IP ≤ 155 WNo limitation of use until 31 December 2011; 30 mg may be used per burner after 31 December 2011
4(b)-II155 W < P ≤ 405 WNo limitation of use until 31 December 2011; 40 mg may be used per burner after 31 December 2011
4(b)-IIIP > 405 WNo limitation of use until 31 December 2011; 40 mg may be used per burner after 31 December 2011
4(c)Mercury in other High Pressure Sodium (vapour) lamps for general lighting purposes not exceeding (per burner):
4(c)-IP ≤ 155 WNo limitation of use until 31 December 2011; 25 mg may be used per burner after 31 December 2011
4(c)-II155 W < P ≤ 405 WNo limitation of use until 31 December 2011; 30 mg may be used per burner after 31 December 2011
4(c)-IIIP > 405 WNo limitation of use until 31 December 2011; 40 mg may be used per burner after 31 December 2011
4(d)Mercury in High Pressure Mercury (vapour) lamps (HPMV)Expires on 13 April 2015
4(e)Mercury in metal halide lamps (MH)
4(f)Mercury in other discharge lamps for special purposes not specifically mentioned in this Annex
[F54(g)

Mercury in hand crafted luminous discharge tubes used for signs, decorative or architectural and specialist lighting and light-artwork, where the mercury content shall be limited as follows:

(a)

20 mg per electrode pair + 0,3 mg per tube length in cm, but not more than 80 mg, for outdoor applications and indoor applications exposed to temperatures below 20 °C;

(b)

15 mg per electrode pair + 0,24 mg per tube length in cm, but not more than 80 mg, for all other indoor applications.

Expires on 31 December 2018]
5(a)Lead in glass of cathode ray tubes
5(b)Lead in glass of fluorescent tubes not exceeding 0,2 % by weight
[F66(a) Lead as an alloying element in steel for machining purposes and in galvanised steel containing up to 0,35 % lead by weight

Expires on:

  • 21 July 2021 for categories 8 and 9 other than in vitro diagnostic medical devices and industrial monitoring and control instruments;

  • 21 July 2023 for category 8 in vitro diagnostic medical devices;

  • 21 July 2024 for category 9 industrial monitoring and control instruments, and for category 11.

6(a)-I Lead as an alloying element in steel for machining purposes containing up to 0,35 % lead by weight and in batch hot dip galvanised steel components containing up to 0,2 % lead by weight Expires on 21 July 2021 for categories 1-7 and 10.]
[F76(b) Lead as an alloying element in aluminium containing up to 0,4 % lead by weight

Expires on:

  • 21 July 2021 for categories 8 and 9 other than in vitro diagnostic medical devices and industrial monitoring and control instruments,

  • 21 July 2023 for category 8 in vitro diagnostic medical devices,

  • 21 July 2024 for category 9 industrial monitoring and control instruments, and for category 11.

6(b)-I Lead as an alloying element in aluminium containing up to 0,4 % lead by weight, provided it stems from lead-bearing aluminium scrap recycling Expires on 21 July 2021 for categories 1-7 and 10.
6(b)-II Lead as an alloying element in aluminium for machining purposes with a lead content up to 0,4 % by weight Expires on 18 May 2021 for categories 1-7 and 10.]
[F86(c) Copper alloy containing up to 4 % lead by weight

Expires on:

  • 21 July 2021 for categories 1-7 and 10,

  • 21 July 2021 for categories 8 and 9 other than in vitro diagnostic medical devices and industrial monitoring and control instruments,

  • 21 July 2023 for category 8 in vitro diagnostic medical devices,

  • 21 July 2024 for category 9 industrial monitoring and control instruments, and for category 11.]

[F97(a) Lead in high melting temperature type solders (i.e. lead-based alloys containing 85 % by weight or more lead)

Applies to categories 1-7 and 10 (except applications covered by point 24 of this Annex) and expires on 21 July 2021 .

For categories 8 and 9 other than in vitro diagnostic medical devices and industrial monitoring and control instruments expires on 21 July 2021 .

For category 8 in vitro diagnostic medical devices expires on 21 July 2023 .

For category 9 industrial monitoring and control instruments, and for category 11 expires on 21 July 2024 .]

7(b)Lead in solders for servers, storage and storage array systems, network infrastructure equipment for switching, signalling, transmission, and network management for telecommunications
[F107(c)-I Electrical and electronic components containing lead in a glass or ceramic other than dielectric ceramic in capacitors, e.g. piezoelectronic devices, or in a glass or ceramic matrix compound

Applies to categories 1-7 and 10 (except applications covered under point 34) and expires on 21 July 2021 .

For categories 8 and 9 other than in vitro diagnostic medical devices and industrial monitoring and control instruments expires on 21 July 2021 .

For category 8 in vitro diagnostic medical devices expires on 21 July 2023 .

For category 9 industrial monitoring and control instruments, and for category 11 expires on 21 July 2024 .]

[F117(c)-II Lead in dielectric ceramic in capacitors for a rated voltage of 125 V AC or 250 V DC or higher

Does not apply to applications covered by point 7(c)-I and 7(c)-IV of this Annex.

Expires on:

  • 21 July 2021 for categories 1-7 and 10;

  • 21 July 2021 for categories 8 and 9 other than in vitro diagnostic medical devices and industrial monitoring and control instruments;

  • 21 July 2023 for category 8 in vitro diagnostic medical devices;

  • 21 July 2024 for category 9 industrial monitoring and control instruments, and for category 11.]

7(c)-IIILead in dielectric ceramic in capacitors for a rated voltage of less than 125 V AC or 250 V DCExpires on 1 January 2013 and after that date may be used in spare parts for EEE placed on the market before 1 January 2013
[F127(c)-IV Lead in PZT based dielectric ceramic materials for capacitors which are part of integrated circuits or discrete semiconductors

Expires on:

  • 21 July 2021 for categories 1-7 and 10;

  • 21 July 2021 for categories 8 and 9 other than in vitro diagnostic medical devices and industrial monitoring and control instruments;

  • 21 July 2023 for category 8 in vitro diagnostic medical devices;

  • 21 July 2024 for category 9 industrial monitoring and control instruments, and for category 11.]

8(a)Cadmium and its compounds in one shot pellet type thermal cut-offsExpires on 1 January 2012 and after that date may be used in spare parts for EEE placed on the market before 1 January 2012
[F138(b) Cadmium and its compounds in electrical contacts

Applies to categories 8, 9 and 11 and expires on:

  • 21 July 2021 for categories 8 and 9 other than in vitro diagnostic medical devices and industrial monitoring and control instruments;

  • 21 July 2023 for category 8 in vitro diagnostic medical devices;

  • 21 July 2024 for category 9 industrial monitoring and control instruments, and for category 11.

8(b)-I

Cadmium and its compounds in electrical contacts used in:

  • circuit breakers,

  • thermal sensing controls,

  • thermal motor protectors (excluding hermetic thermal motor protectors),

  • AC switches rated at:

    • 6 A and more at 250 V AC and more, or

    • 12 A and more at 125 V AC and more,

  • DC switches rated at 20 A and more at 18 V DC and more, and

  • switches for use at voltage supply frequency ≥ 200 Hz.

Applies to categories 1 to 7 and 10 and expires on 21 July 2021 .]
9Hexavalent chromium as an anticorrosion agent of the carbon steel cooling system in absorption refrigerators up to 0,75 % by weight in the cooling solution
[F149(b) Lead in bearing shells and bushes for refrigerant-containing compressors for heating, ventilation, air conditioning and refrigeration (HVACR) applications

Applies to categories 8, 9 and 11; expires on:

  • 21 July 2023 for category 8 in vitro diagnostic medical devices,

  • 21 July 2024 for category 9 industrial monitoring and control instruments and for category 11,

  • 21 July 2021 for other subcategories of categories 8 and 9.

9(b)-(I) Lead in bearing shells and bushes for refrigerant-containing hermetic scroll compressors with a stated electrical power input equal or below 9 kW for heating, ventilation, air conditioning and refrigeration (HVACR) applications Applies to category 1; expires on 21 July 2019 .]
11(a)Lead used in C-press compliant pin connector systemsMay be used in spare parts for EEE placed on the market before 24 September 2010
11(b)Lead used in other than C-press compliant pin connector systemsExpires on 1 January 2013 and after that date may be used in spare parts for EEE placed on the market before 1 January 2013
12Lead as a coating material for the thermal conduction module C-ringMay be used in spare parts for EEE placed on the market before 24 September 2010
[F1513(a) Lead in white glasses used for optical applications

Applies to all categories; expires on:

  • 21 July 2023 for category 8 in vitro diagnostic medical devices;

  • 21 July 2024 for category 9 industrial monitoring and control instruments and for category 11;

  • 21 July 2021 for all other categories and subcategories]

[F1613(b) Cadmium and lead in filter glasses and glasses used for reflectance standards

Applies to categories 8, 9 and 11; expires on:

  • 21 July 2023 for category 8 in vitro diagnostic medical devices;

  • 21 July 2024 for category 9 industrial monitoring and control instruments and for category 11;

  • 21 July 2021 for other subcategories of categories 8 and 9

13(b)-(I) Lead in ion coloured optical filter glass types Applies to categories 1 to 7 and 10; expires on 21 July 2021 for categories 1 to 7 and 10
13(b)-(II) Cadmium in striking optical filter glass types; excluding applications falling under point 39 of this Annex
13(b)-(III) Cadmium and lead in glazes used for reflectance standards]
14Lead in solders consisting of more than two elements for the connection between the pins and the package of microprocessors with a lead content of more than 80 % and less than 85 % by weightExpired on 1 January 2011 and after that date may be used in spare parts for EEE placed on the market before 1 January 2011
[F1715 Lead in solders to complete a viable electrical connection between semiconductor die and carrier within integrated circuit flip chip packages

Applies to categories 8, 9 and 11 and expires on:

  • 21 July 2021 for categories 8 and 9 other than in vitro diagnostic medical devices and industrial monitoring and control instruments;

  • 21 July 2023 for category 8 in vitro diagnostic medical devices;

  • 21 July 2024 for category 9 industrial monitoring and control instruments, and for category 11.

15(a)

Lead in solders to complete a viable electrical connection between the semiconductor die and carrier within integrated circuit flip chip packages where at least one of the following criteria applies:

  • a semiconductor technology node of 90 nm or larger;

  • a single die of 300 mm 2 or larger in any semiconductor technology node;

  • stacked die packages with die of 300 mm 2 or larger, or silicon interposers of 300 mm 2 or larger.

Applies to categories 1 to 7 and 10 and expires on 21 July 2021 .]
16Lead in linear incandescent lamps with silicate coated tubesExpires on 1 September 2013
17Lead halide as radiant agent in high intensity discharge (HID) lamps used for professional reprography applications
18(a)Lead as activator in the fluorescent powder (1 % lead by weight or less) of discharge lamps when used as speciality lamps for diazoprinting reprography, lithography, insect traps, photochemical and curing processes containing phosphors such as SMS ((Sr,Ba)2MgSi2O7:Pb)Expired on 1 January 2011
[F1818(b) Lead as activator in the fluorescent powder (1 % lead by weight or less) of discharge lamps when used as sun tanning lamps containing phosphors such as BSP (BaSi2O5:Pb)

Expires on:

  • 21 July 2021 for categories 1-7 and 10;

  • 21 July 2021 for categories 8 and 9 other than in vitro diagnostic medical devices and industrial monitoring and control instruments;

  • 21 July 2023 for category 8 in vitro diagnostic medical devices;

  • 21 July 2024 for category 9 industrial monitoring and control instruments, and for category 11.

18(b)-I Lead as activator in the fluorescent powder (1 % lead by weight or less) of discharge lamps containing phosphors such as BSP (BaSi2O5:Pb) when used in medical phototherapy equipment Applies to categories 5 and 8, excluding applications covered by entry 34 of Annex IV, and expires on 21 July 2021 .]
19Lead with PbBiSn-Hg and PbInSn-Hg in specific compositions as main amalgam and with PbSn-Hg as auxiliary amalgam in very compact energy saving lamps (ESL)Expires on 1 June 2011
20Lead oxide in glass used for bonding front and rear substrates of flat fluorescent lamps used for Liquid Crystal Displays (LCDs)Expires on 1 June 2011
[F1921 Lead and cadmium in printing inks for the application of enamels on glasses, such as borosilicate and soda lime glasses

Applies to categories 8, 9 and 11 and expires on:

  • 21 July 2021 for categories 8 and 9 other than in vitro diagnostic medical devices and industrial monitoring and control instruments;

  • 21 July 2023 for category 8 in vitro diagnostic medical devices;

  • 21 July 2024 for category 9 industrial monitoring and control instruments, and for category 11.

21(a) Cadmium when used in colour printed glass to provide filtering functions, used as a component in lighting applications installed in displays and control panels of EEE Applies to categories 1 to 7 and 10 except applications covered by entry 21(b) or entry 39 and expires on 21 July 2021 .
21(b) Cadmium in printing inks for the application of enamels on glasses, such as borosilicate and soda lime glasses Applies to categories 1 to 7 and 10 except applications covered by entry 21(a) or 39 and expires on 21 July 2021 .
21(c) Lead in printing inks for the application of enamels on other than borosilicate glasses Applies to categories 1 to 7 and 10 and expires on 21 July 2021 .]
23Lead in finishes of fine pitch components other than connectors with a pitch of 0,65 mm and lessMay be used in spare parts for EEE placed on the market before 24 September 2010
[F2024 Lead in solders for the soldering to machined through hole discoidal and planar array ceramic multilayer capacitors

Expires on:

  • 21 July 2021 for categories 1-7 and 10,

  • 21 July 2021 for categories 8 and 9 other than in vitro diagnostic medical devices and industrial monitoring and control instruments,

  • 21 July 2023 for category 8 in vitro diagnostic medical devices,

  • 21 July 2024 for category 9 industrial monitoring and control instruments, and for category 11.]

25Lead oxide in surface conduction electron emitter displays (SED) used in structural elements, notably in the seal frit and frit ring
26Lead oxide in the glass envelope of black light blue lampsExpires on 1 June 2011
27Lead alloys as solder for transducers used in high-powered (designated to operate for several hours at acoustic power levels of 125 dB SPL and above) loudspeakersExpired on 24 September 2010
[F229 Lead bound in crystal glass as defined in Annex I (Categories 1, 2, 3 and 4) of Council Directive 69/493/EEC c

Expires on:

  • 21 July 2021 for categories 1-7 and 10;

  • 21 July 2021 for categories 8 and 9 other than in vitro diagnostic medical devices and industrial monitoring and ontrol instruments;

  • 21 July 2023 for category 8 in vitro diagnostic medical devices;

  • 21 July 2024 for category 9 industrial monitoring and control instruments, and for category 11.]

30Cadmium alloys as electrical/mechanical solder joints to electrical conductors located directly on the voice coil in transducers used in high-powered loudspeakers with sound pressure levels of 100 dB (A) and more
31Lead in soldering materials in mercury free flat fluorescent lamps (which, e.g. are used for liquid crystal displays, design or industrial lighting)
[F2132 Lead oxide in seal frit used for making window assemblies for Argon and Krypton laser tubes

Expires on:

  • 21 July 2021 for categories 1-7 and 10,

  • 21 July 2021 for categories 8 and 9 other than in vitro diagnostic medical devices and industrial monitoring and control instruments,

  • 21 July 2023 for category 8 in vitro diagnostic medical devices,

  • 21 July 2024 for category 9 industrial monitoring and control instruments, and for category 11.]

33Lead in solders for the soldering of thin copper wires of 100 μm diameter and less in power transformers
[F2234 Lead in cermet-based trimmer potentiometer elements

Applies to all categories; expires on:

  • 21 July 2021 for categories 1-7 and 10,

  • 21 July 2021 for categories 8 and 9 other than in vitro diagnostic medical devices and industrial monitoring and control instruments,

  • 21 July 2023 for category 8 in vitro diagnostic medical devices,

  • 21 July 2024 for category 9 industrial monitoring and control instruments, and for category 11.]

36Mercury used as a cathode sputtering inhibitor in DC plasma displays with a content up to 30 mg per displayExpired on 1 July 2010
[F2337 Lead in the plating layer of high voltage diodes on the basis of a zinc borate glass body

Expires on:

  • 21 July 2021 for categories 1-7 and 10;

  • 21 July 2021 for categories 8 and 9 other than in vitro diagnostic medical devices and industrial monitoring and control instruments;

  • 21 July 2023 for category 8 in vitro diagnostic medical devices;

  • 21 July 2024 for category 9 industrial monitoring and control instruments, and for category 11.]

38Cadmium and cadmium oxide in thick film pastes used on aluminium bonded beryllium oxide
[F2439(a) Cadmium selenide in downshifting cadmium-based semiconductor nanocrystal quantum dots for use in display lighting applications (< 0,2 μg Cd per mm 2 of display screen area) [X1Expires for all categories on 31 October 2019] ]
[F2540 Cadmium in photoresistors for analogue optocouplers applied in professional audio equipment Expires on 31 December 2013]
[F141 Lead in solders and termination finishes of electrical and electronic components and finishes of printed circuit boards used in ignition modules and other electrical and electronic engine control systems, which for technical reasons must be mounted directly on or in the crankcase or cylinder of hand-held combustion engines (classes SH:1, SH:2, SH:3 of Directive 97/68/EC of the European Parliament and of the Council b ) Expires on 31 December 2018]
[F2642

Lead in bearings and bushes of diesel or gaseous fuel powered internal combustion engines applied in non-road professional use equipment:

  • with engine total displacement ≥ 15 litres;

    or

  • with engine total displacement < 15 litres and the engine is designed to operate in applications where the time between signal to start and full load is required to be less than 10 seconds; or regular maintenance is typically performed in a harsh and dirty outdoor environment, such as mining, construction, and agriculture applications.

Applies to category 11, excluding applications covered by entry 6(c) of this Annex.

Expires on 21 July 2024 .]

[F2743

Bis(2-ethylhexyl) phthalate in rubber components in engine systems, designed for use in equipment that is not intended solely for consumer use and provided that no plasticised material comes into contact with human mucous membranes or into prolonged contact with human skin and the concentration value of bis(2-ethylhexyl) phthalate does not exceed:

(a)

30 % by weight of the rubber for

(i)

gasket coatings;

(ii)

solid-rubber gaskets; or

(iii)

rubber components included in assemblies of at least three components using electrical, mechanical or hydraulic energy to do work, and attached to the engine.

(b)

10 % by weight of the rubber for rubber-containing components not referred to in point (a).

For the purposes of this entry, prolonged contact with human skin means continuous contact of more than 10 minutes duration or intermittent contact over a period of 30 minutes, per day.

Applies to category 11 and expires on 21 July 2024 .]
[F344 Lead in solder of sensors, actuators, and engine control units of combustion engines within the scope of Regulation (EU) 2016/1628 of the European Parliament and of the Council d , installed in equipment used at fixed positions while in operation which is designed for professionals, but also used by non-professional users Applies to category 11 and expires on 21 July 2024 .]

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