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Council Regulation (EEC) No 95/93Show full title

Council Regulation (EEC) No 95/93 of 18 January 1993 on common rules for the allocation of slots at United Kingdom airports

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Council Regulation (EEC) No 95/93

of 18 January 1993

on common rules for the allocation of slots at [F1United Kingdom] airports

THE COUNCIL OF THE EUROPEAN COMMUNITIES,

Having regard to the Treaty establishing the European Economic Community, and in particular Article 84 (2) thereof,

Having regard to the proposal from the Commission(1),

Having regard to the opinion of the European Parliament(2),

Having regard to the opinion of the Economic and Social Committee(3),

Whereas there is a growing imbalance between the expansion of the air transport system in Europe and the availability of adequate airport infrastructure to meet that demand; whereas there is, as a result, an increasing number of congested airports in the Community;

Whereas the allocation of slots at congested airports should be based on neutral, transparent and non-discriminatory rules;

Whereas the requirement of neutrality is best guaranteed when the decision to coordinate an airport is taken by the Member State responsible for that airport on the basis of objective criteria;

Whereas under certain conditions, in order to facilitate operations, it is desirable that a Member State should be able to designate an airport as coordinated provided that principles of transparency, neutrality and non-discrimination are met;

Whereas the Member State responsible for the coordinated airport should ensure the appointment of a coordinator whose neutrality should be unquestioned;

Whereas transparency of information is an essential element for ensuring an objective procedure for slot allocation;

Whereas the principles governing the existing system of slot allocation could be the basis of this Regulation provided that this system evolves in harmony with the evolution of new transport developments in the Community;

Whereas it is Community policy to facilitate competition and to encourage entrance into the market, as provided for in Council Regulation (EEC) No 2408/92 of 23 July 1992 on access for Community air carriers to intra-Community air routes(4), and whereas these objectives require strong support for carriers who intend to start operations on intra-Community routes;

Whereas the existing system makes provision for grandfather rights;

Whereas there should also be provisions to allow new entrants into the Community market;

Whereas it is necessary to make special provisions, under limited circumstances, for the maintenance of adequate domestic air services to regions of the Member State concerned;

Whereas it is also necessary to avoid situations where, owing to a lack of available slots, the benefits of liberalization are unevenly spread and competition is distorted;

Whereas it is desirable to make the best use of the existing slots in order to meet the objectives set out above;

Whereas it is desirable that third countries offer Community carriers equivalent treatment;

Whereas the application of the provisions of this Regulation shall be without prejudice to the competition rules on the Treaty, in particular Articles 85 and 86;

Whereas arrangements for greater cooperation over the use of Gibraltar airport were agreed in London on 2 December 1987 by the Kingdom of Spain and the United Kingdom in a joint declaration by the Ministers of Foreign Affairs of the two countries, and such arrangements have yet to come into operation;

Whereas this Regulation should be reviewed after a fixed period of operation to assess its functioning,

HAS ADOPTED THIS REGULATION:

Textual Amendments

Article 1U.K.Scope

[F21.This Regulation shall apply to [F3airports in the United Kingdom].]

F42.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F53.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Article 2U.K.Definitions

For the purpose of this Regulation:

(a)

[F2‘slot’ shall mean the permission given by a coordinator in accordance with this Regulation to use the full range of airport infrastructure necessary to operate an air service at a coordinated airport on a specific date and time for the purpose of landing or take-off as allocated by a coordinator in accordance with this Regulation;

(b)

‘new entrant’ shall mean:

(i)

an air carrier requesting, as part of a series of slots, a slot at an airport on any day, where, if the carrier's request were accepted, it would in total hold fewer than five slots at that airport on that day, or

(ii)

an air carrier requesting a series of slots for a non-stop scheduled passenger service between two [F6airports in the United Kingdom, or between an airport in the United Kingdom and an airport in an EEA state,] where at most two other air carriers operate the same non-stop scheduled service between these airports or airport systems on that day, where, if the air carrier's request were accepted, the air carrier would nonetheless hold fewer than five slots at that airport on that day for that non-stop service, or

(iii)

an air carrier requesting a series of slots at an airport for a non-stop scheduled passenger service between that airport and a regional airport where no other air carrier operates a direct scheduled passenger service between these airports or airport systems on that day, where, if the air carrier's request were accepted, the air carrier would nonetheless hold fewer than five slots at that airport on that day for that non-stop service.

An air carrier holding more than 5 % of the total slots available on the day in question at a particular airport, or more than 4 % of the total slots available on the day in question in an airport system of which that airport forms part, shall not be considered as a new entrant at that airport;]

(c)

‘direct air service’ shall mean a service between two airports including stopovers with the same aircraft and same flight number;

(d)

‘scheduling period’ shall mean either the summer or winter season as used in the schedules of air carriers;

(e)

[F7‘UK air carrier’ means an air carrier with a valid operating licence granted by the Civil Aviation Authority in accordance with Chapter II of Regulation (EC) No 1008/2008 of the European Parliament and of the Council of 24 September 2008 on common rules for the operation of air services in the United Kingdom;]

(ea)

[F8‘qualifying air carrier’ means:

(i)

a UK air carrier, or

(ii)

any air carrier eligible to operate services on the route concerned under or by virtue of an agreement between the United Kingdom and another country;]

(f)
(i)

[F2‘air carrier’ shall mean an air transport undertaking holding a valid operating licence or equivalent at the latest on 31 January for the following summer season or on 31 August for the following winter season. For the purpose of Articles 4, 8, 8a and 10, the definition of air carrier shall also include business aviation operators, when they operate according to a schedule; for the purposes of Articles 7 and 14; the definition of air carrier shall also include all civil aircraft operators;

(ii)

‘group of air carriers’ shall mean two or more air carriers which together perform joint operations, franchise operations or code-sharing for the purpose of operating a specific air service;

(g)

‘coordinated airport’ shall mean any airport where, in order to land or take off, it is necessary for an air carrier or any other aircraft operator to have been allocated a slot by a coordinator, with the exception of State flights, emergency landings and humanitarian flights;]

(h)

‘airport system’ shall mean two or more airports grouped together and serving the same city or conurbation, as indicated in Annex II to Regulation (EEC) No 2408/92[F2;]

(i)

[F9‘schedules facilitated airport’ shall mean an airport where there is potential for congestion at some periods of the day, week or year which is amenable to resolution by voluntary cooperation between air carriers and where a schedules facilitator has been appointed to facilitate the operations of air carriers operating services or intending to operate services at that airport;

(j)

‘managing body of an airport’ shall mean the body which, in conjunction with other activities or otherwise, has the task under national laws or regulations of administering and managing the airport facilities and coordinating and controlling the activities of the various operators present at the airport or within the airport system concerned;

(k)

‘series of slots’ shall mean at least five slots having been requested for the same time on the same day of the week regularly in the same scheduling period and allocated in that way or, if that is not possible, allocated at approximately the same time;

(l)

‘business aviation’ shall mean that sector of general aviation which concerns the operation or use of aircraft by companies for the carriage of passengers or goods as an aid to the conduct of their business, where the aircraft are flown for purposes generally considered not for public hire and are piloted by individuals having, at a minimum, a valid commercial pilot license with an instrument rating;

(m)

‘coordination parameters’ shall mean the expression in operational terms of all the capacity available for slot allocation at an airport during each coordination period, reflecting all technical, operational and environmental factors that affect the performance of the airport infrastructure and its different sub-systems][F10;

(n)

‘required percentage’ shall mean:

  • 50 %, in the case of slots with a date falling within the scheduling period from 31 October 2021 until 26 March 2022;

  • [F1170 %, in the case of slots with a date falling within the scheduling period from 27 March 2022 until 29 October 2022;]

  • [F1270 %, in the case of slots with a date falling within the scheduling period from 30 October 2022 until 25 March 2023;]

  • 80 %, in any other case.]

Textual Amendments

Article 3U.K.Conditions for airport coordination

[F21.(a)[F13The Secretary of State] shall be under no obligation to designate any airport as schedules facilitated or coordinated save in accordance with the provisions of this Article.

(b)[F13The Secretary of State] shall not designate an airport as coordinated save in accordance with the provisions of paragraph 3.]

2.[F14The Secretary of State] may, however, provide for any airport to be designated as a [F2schedules facilitated airport] provided that principles of transparency, neutrality and non-discrimination are met.

[F23.[F15Where an airport has no designation status, or is designated as schedules facilitated, a thorough capacity analysis must be carried out when the managing body of the airport considers it necessary, or within six months:]

(i)

following a written request from air carriers representing more than half of the operations at an airport or from the managing body of the airport when either considers that capacity is insufficient for actual or planned operations at certain periods; or

(ii)

upon request from the [F16Secretary of State], in particular where an airport is in reality accessible only for air carriers that have been allocated slots or where air carriers and in particular new entrants encounter serious problems in securing landing and take off possibilities at the airport in question.

This analysis, based on commonly recognised methods, shall determine any shortfall in capacity, taking into account environmental constraints at the airport in question. The analysis shall consider the possibilities of overcoming such shortfall through new or modified infrastructure, operational changes, or any other change, and the time frame envisaged to resolve the problems. It shall be updated if paragraph 5 has been invoked, or when there are changes at the airport influencing significantly its capacity and capacity usage. Both the analysis and the method used shall be made available to the parties having requested the analysis and, upon request, to other interested parties. The analysis shall be communicated to the [F17Secretary of State] at the same time.]

[F24.On the basis of the analysis, the [F18Secretary of State] shall consult on the capacity situation at the airport with the managing body of the airport, the air carriers using the airport regularly, their representative organisations, representatives of general aviation using the airport regularly and air traffic control authorities.

5.Where capacity problems occur for at least one scheduling period, [F19the Secretary of State may designate an airport] as coordinated for the relevant periods only if:

(a)the shortfall is of such a serious nature that significant delays cannot be avoided at the airport, and

(b)there are no possibilities of resolving these problems in the short term.

6.By way of derogation from paragraph 5, [F20the Secretary of State] may, in exceptional circumstances, designate as coordinated the airports affected for the appropriate period.]

[F27.]When a capacity sufficient to meet actual or planned operations is provided at a [F2coordinated airport], its desgination as a fully coordinated airport shall be lifted.

Textual Amendments

Article 4U.K. [F2The schedules facilitator and the coordinator]

[F21.[F21Before approving the appointment of a person as schedules facilitator or airport coordinator, the Secretary of State must consult] the air carriers using the airport regularly, their representative organisations and the managing body of the airport and the coordination committee, where such a committee exists. The same schedules facilitator or coordinator may be appointed for more than one airport.

F222.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3.The schedules facilitator and the coordinator shall participate in such international scheduling conferences of air carriers as are permitted by [F23the law of the United Kingdom, or of the relevant part of it].

4.The schedules facilitator shall advise air carriers and recommend alternative arrival and/or departure times when congestion is likely to occur.

5.The coordinator shall be the sole person responsible for the allocation of slots. He shall allocate the slots in accordance with the provisions of this Regulation and shall make provision so that, in an emergency, slots can also be allocated outside office hours.

6.The schedules facilitator shall monitor the conformity of air carriers' operations with the schedules recommended to them. The coordinator shall monitor the conformity of air carriers' operations with the slots allocated to them. These conformity checks shall be carried out in cooperation with the managing body of the airport and with the air traffic control authorities and shall take into account the time and other relevant parameters relating to the airport concerned. The coordinator shall submit on request to the [F24Secretary of State] an annual activity report, concerning, in particular, the application of Articles 8a and 14, as well as any complaints regarding the application of Articles 8 and 10 submitted to the coordination committee and the steps taken to resolve them.

7.All schedules facilitators and coordinators shall cooperate to detect inconsistencies in schedules.]

[F28.][F2The coordinator shall on request and within a reasonable time make available free of charge for review to interested parties, in particular to members or observers of the coordination committee, either in written form or in any other easily accessible form, the following information:]

(a)historical slots by airline, chronologically, for all air carriers at the airport,

(b)requested slots (initial submissions), by air carriers and chronologically, for all air carriers,

(c)all allocated slots, and outstanding slot requests, listed individually in chronologcial order, by air carriers, for all air carriers,

(d)remaining available slots,

(e)full details on the criteria being used in the allocation.

[F29.The information referred to in paragraph 8 shall be made available at the latest at the time of the relevant scheduling conferences and as appropriate during the conferences and thereafter. On request, the coordinator shall provide such information in a summarised format. A cost-related fee may be charged for the provision of such summarised information.]

[F910.Where relevant and generally accepted schedules information standards are available, the schedules facilitator, the coordinator and the air carriers shall apply them provided that they comply with [F25the law of the United Kingdom, or of the relevant part of it].]

Textual Amendments

[F2Article 5U.K. Coordination committee

1.F26...The same coordination committee may be designated for more than one airport. Membership of this committee shall be open at least to the air carriers using the airport(s) in question regularly and their representative organisations, the managing body of the airport concerned, the relevant air traffic control authorities and the representatives of general aviation using the airport regularly.

The tasks of the coordination committee shall be:

(a)to make proposals concerning or advise the coordinator and/or the [F27managing body of the airport] on:

  • (a)the possibilities for increasing the capacity of the airport determined in accordance with Article 3 or for improving its usage;

  • the coordination parameters to be determined in accordance with Article 6;

  • the methods of monitoring the use of allocated slots;

  • local guidelines for the allocation of slots or the monitoring of the use of allocated slots, taking into account, inter alia, possible environmental concerns, as provided for in Article 8(5);

  • improvements to traffic conditions prevailing at the airport in question;

  • serious problems encountered by new entrantsF28...;

  • all questions relating to the capacity of the airport;

(b)to mediate between all parties concerned on complaints on the allocation of slots, as provided for in Article 11.

2.[F29The Secretary of State] and the coordinator shall be invited to the meetings of the coordination committee as observers.

3.The coordination committee shall draw up written rules of procedure covering, inter alia participation, elections, the frequency of meetings, and language(s) used. Any member of the coordination committee may propose local guidelines as provided for in Article 8(5). At the request of the coordinator, the coordination committee shall discuss suggested local guidelines for the allocation of slots as well as those suggested for the monitoring of the use of allocated slots. A report of the discussions in the coordination committee shall be submitted to the [F30managing body of the airport] with an indication of the respective positions stated within the committee.

Textual Amendments

Article 6U.K. Coordination parameters

1.[F31The determination of the parameters for slot allocation at a coordinated airport must take] account of all relevant technical, operational and environmental constraints as well as any changes thereto.

This exercise shall be based on an objective analysis of the possibilities of accommodating the air traffic, taking into account the different types of traffic at the airport, the airspace congestion likely to occur during the coordination period and the capacity situation.

The parameters shall be communicated to the airport coordinator in good time before the initial slot allocation takes place for the purpose of scheduling conferences.

2.For the purpose of the exercise referred to in paragraph 1, where the [F32managing body of the airport] does not do so, the coordinator shall define relevant coordination time intervals after consultation of the coordination committee and in conformity with the established capacity.

3.The determination of the parameters and the methodology used as well as any changes thereto shall be discussed in detail within the coordination committee with a view to increasing the capacity and number of slots available for allocation, before a final decision on the parameters for slot allocation is taken. All relevant documents shall be made available on request to interested parties.

Textual Amendments

Article 7U.K. Information for schedules facilitators and coordinators

1.Air carriers operating or intending to operate at a schedules facilitated or coordinated airport shall submit to the schedules facilitator or coordinator respectively all relevant information requested by them. All relevant information shall be provided in the format and within the time-limit specified by the schedules facilitator or coordinator. In particular, an air carrier shall inform the coordinator, at the time of the request for allocation, whether it would benefit from the status of new entrant, in accordance with Article 2(b), in respect of requested slots.

For all other airports with no particular designation status, the managing body of the airport shall provide, when requested by a coordinator, any information in its possession about the planned services of air carriers.

2.Where an air carrier fails to provide the information referred to in paragraph 1, unless it can satisfactorily demonstrate that mitigating circumstances exist, or provides false or misleading information, the coordinator shall not take into consideration the slot request or requests by that air carrier to which the missing, false or misleading information relates. The coordinator shall give that air carrier the opportunity to submit its observations.

3.The schedules facilitator or the coordinator, the managing body of the airport and the air traffic control authorities shall exchange all the information they require for the exercise of their respective duties, including flight data and slots.

Textual Amendments

Article 8U.K. Process of slot allocation

1.Series of slots are allocated from the slot pool to applicant carriers as permissions to use the airport infrastructure for the purpose of landing or take-off for the scheduling period for which they are requested, at the expiry of which they have to be returned to the slot pool as set up according to the provisions of Article 10.

2.Without prejudice to Articles 7, 8a, 9, 10(1) [F33and (2a)] and 14, paragraph (1) of this Article shall not apply when the following conditions are satisfied:

  • a series of slots has been used by an air carrier for the operation of scheduled and programmed non-scheduled air services, and

  • that air carrier can demonstrate to the satisfaction of the coordinator that the series of slots in question has been operated, as cleared by the coordinator, by that air carrier for at least [F34the required percentage] of the time during the scheduling period for which it has been allocated.

In such case that series of slots shall entitle the air carrier concerned to the same series of slots in the next equivalent scheduling period, if requested by that air carrier within the time-limit referred to in Article 7(1).

3.Without prejudice to Article 10(2), in a situation where all slot requests cannot be accommodated to the satisfaction of the air carriers concerned, preference shall be given to commercial air services and in particular to scheduled services and programmed non-scheduled air services. In the case of competing requests within the same category of services, priority shall be given for year round operations.

4.Re-timing of series of slots before the allocation of the remaining slots from the pool referred to in Article 10 to the other applicant air carriers shall be accepted only for operational reasons or if slot timings of applicant air carriers would be improved in relation to the timings initially requested. It shall not take effect prior to the express confirmation by the coordinator.

5.The coordinator shall also take into account additional rules and guidelines established by the air transport industry world-wide or [F35within Europe] as well as local guidelines proposed by the coordination committee and approved by the [F36Secretary of State] or any other competent body responsible for the airport in question, provided that such rules and guidelines do not affect the independent status of the coordinator, comply with [F37the law of the United Kingdom, or of the relevant part of it,] and aim at improving the efficient use of airport capacity. F38...

6.If a requested slot cannot be accommodated, the coordinator shall inform the requesting air carrier of the reasons therefor and shall indicate the nearest available alternative slot.

7.The coordinator shall, in addition to the planned slot allocation for the scheduling period, endeavour to accommodate single slot requests with short notice for any type of aviation, including general aviation. To this end, slots remaining in the pool referred to in Article 10 after distribution among the applicant carriers and slots available at short notice may be used.

Textual Amendments

Article 8aU.K. Slot mobility

1.Slots may be:

(a)transferred by an air carrier from one route or type of service to another route or type of service operated by that same air carrier;

(b)transferred:

(i)

between parent and subsidiary companies, and between subsidiaries of the same parent company,

(ii)

as part of the acquisition of control over the capital of an air carrier,

(iii)

in the case of a total or partial take-over when the slots are directly related to the air carrier taken over;

(c)exchanged, one for one, between air carriers.

2.The transfers or exchanges referred to in paragraph 1 shall be notified to the coordinator and shall not take effect prior to the express confirmation by the coordinator. The coordinator shall decline to confirm the transfers or exchanges if they are not in conformity with the requirements of this Regulation and if the coordinator is not satisfied that:

(a)airport operations would not be prejudiced, taking into account all technical, operational and environmental constraints;

(b)limitations imposed according to Article 9 are respected;

(c)a transfer of slots does not fall within the scope of paragraph 3.

3.(a)Slots allocated to a new entrant as defined in Article 2(b) may not be transferred as provided for in paragraph 1(b) of this Article for a period of two equivalent scheduling periods, except in the case of a legally authorised takeover of the activities of a bankrupt undertaking.

(b)Slots allocated to a new entrant as defined in Article 2(b)(ii) and (iii) may not be transferred to another route as provided for in paragraph 1(a) of this Article for a period of two equivalent scheduling periods unless the new entrant would have been treated with the same priority on the new route as on the initial route.

(c)Slots allocated to a new entrant as defined in Article 2(b) may not be exchanged as provided for in paragraph 1(c) of this Article for a period of two equivalent scheduling periods, except in order to improve the slot timings for these services in relation to the timings initially requested.

Textual Amendments

Article 8bU.K. Exclusion of compensation claims

The entitlement to series of slots referred to in Article 8(2) shall not give rise to any claims for compensation in respect of any limitation, restriction or elimination thereof imposed under [F39the law of the United Kingdom, or of the relevant part of it]. This Regulation shall not affect the powers of public authorities to require the transfer of slots between air carriers and to direct how these are allocated pursuant to national competition law F40.... These transfers can only take place without monetary compensation.

Textual Amendments

Article 9U.K. Public service obligations

1.Where public service obligations have been imposed on a route in accordance with Article 4 of Regulation (EEC) No 2408/92, [F41the Secretary of State] may reserve at a coordinated airport the slots required for the operations envisaged on that route. If the reserved slots on the route concerned are not used, they shall be made available to any other air carrier interested in operating the route in accordance with the public service obligations, subject to paragraph 2. If no other carrier is interested in operating the route and [F42a call for tenders is not issued] under Article 4(1)(d) of Regulation (EEC) No 2408/92, the slots shall either be reserved for another route subject to public service obligations or be returned to the pool.

2.The tender procedure established in Article 4(1)(d) to (g) and 4(1)(i) of Regulation (EEC) No 2408/92 shall be applied for the use of the slots referred to in paragraph 1 above if more than one [F43qualifying air carrier] is interested in serving the route and has not been able to obtain slots within one hour before or after the times requested from the coordinator.]

Textual Amendments

[F2Article 10U.K. Slot pool

1.The coordinator shall set up a pool, which shall contain all the slots not allocated on the basis of Article 8(2) and 8(4). All new slot capacity determined pursuant to Article 3(3) shall be placed in the pool.

2.A series of slots that has been allocated to an air carrier for the operation of a scheduled or a programmed non-scheduled air service shall not entitle that air carrier to the same series of slots in the next equivalent scheduling period if the air carrier cannot demonstrate to the satisfaction of the coordinator that they have been operated, as cleared by the coordinator, by that air carrier for at least [F44the required percentage] of the time during the scheduling period for which they have been allocated.

2a.[F45Notwithstanding paragraph 2, a series of slots at an airport allocated to an air carrier for the scheduling period from 31 October 2021 until 26 March 2022 shall entitle the air carrier to the same series of slots for the scheduling period from 30 October 2022 until 25 March 2023 if the air carrier:

(i)had the right to use the same slots during the scheduling period from 25 October 2020 until 27 March 2021 or received the slots following a transfer or exchange which takes effect before 31 August 2021 pursuant to Article 8a;

(ii)made the complete series of slots available to the coordinator for reallocation on or before 7 September 2021; and

(iii)has not, on or after 31 October 2021, given written notification to the coordinator or the managing body of the airport that it has permanently ceased, or will before 30 October 2022 permanently cease, to operate air services at that airport, or publicly issued a written statement to that effect.]

3.Slots allocated to an air carrier before 31 January for the following summer season, or before 31 August for the following winter season, but which are returned to the coordinator for reallocation before those dates shall not be taken into account for the purposes of the usage calculation.

4.If the [F46required percentage] usage of the series of slots cannot be demonstrated, all the slots constituting that series shall be placed in the slot pool, unless the non-utilisation can be justified on the basis of any of the following reasons:

(a)unforeseeable and unavoidable circumstances outside the air carrier's control leading to:

  • (a)grounding of the aircraft type generally used for the air service in question;

  • closure of an airport or airspace;

  • serious disturbance of operations at the airports concerned, including those series of slots at other [F47airports in the United Kingdom or EEA states] related to routes which have been affected by such disturbance, during a substantial part of the relevant scheduling period;

(b)interruption of air services due to action intended to affect these services which makes it practically and/or technically impossible for the air carrier to carry out operations as planned;

(c)serious financial damage for a [F48UK] air carrier concerned, with, as a result, the granting of a temporary license by the licensing authorities pending financial reorganisation of the air carrier in accordance with Article 5(5) of Regulation (EEC) No 2407/92;

(d)judicial proceedings concerning the application of Article 9 for routes where public service obligations have been imposed according to Article 4 of Regulation (EEC) No 2408/92 resulting in the temporary suspension of the operation of such routes[F49;

(e)in relation to slots with a date falling within the scheduling period from 31 October 2021 until 26 March 2022, government-imposed measures related to severe acute respiratory syndrome coronavirus 2 which meet all of conditions (i) to (v) below:

(i)the measures apply at either end of the route for which the slots in question were used or planned to be used;

(ii)the measures take the form of any of the following affecting the route, or a significant number of passengers or crew on the route:

  • flight bans or border closures;

  • quarantine or self-isolation requirements;

  • official government advice against all but essential travel;

  • severe or total closure or unavailability of airports, essential ground handling services or other businesses essential to support aviation;

  • severe restrictions on the number of passengers permitted on flights or in airports;

  • severe or total closure of accommodation, surface travel or other essential tourist services; or

  • significant restrictions on onward travel which is booked along with the flight as part of a package;

(iii)the measures severely reduce the viability of, or demand for passenger travel on, the route for part or all of the period to which the slots relate;

(iv)the measures could not reasonably have been foreseen by the air carrier concerned in time to make the series of slots available for reallocation on or before 7 September 2021; and

(v)the measures are in effect at the date the slots are due to be operated, or were in effect a maximum of three weeks before that date][F50;

(f)in relation to slots with a date falling within the scheduling period from 27 March 2022 until 29 October 2022, government-imposed measures related to severe acute respiratory syndrome coronavirus 2 which meet all of conditions (i) to (iv) below:

(i)the measures apply at either end of the route for which the slots in question were used or planned to be used;

(ii)the measures take the form of any of the following affecting the route, or a significant number of passengers or crew on the route:

  • flight bans or border closures;

  • quarantine or self-isolation requirements;

  • official government advice against all but essential travel;

  • severe or total closure or unavailability of airports, essential ground handling services or other businesses essential to support aviation;

  • severe restrictions on the number of passengers permitted on flights or in airports;

  • severe or total closure of accommodation, surface travel or other essential tourist services; or

  • significant restrictions on onward travel which is booked along with the flight as part of a package;

(iii)the measures severely reduce the viability of, or demand for passenger travel on, the route for part or all of the period to which the slots relate; and

(iv)any one or more of the following applies:

  • the measures are in effect at the date the slots are due to be operated;

  • the measures were in effect a maximum of three weeks before that date; or

  • the measures were in effect more than three weeks before that date, the government imposing the measures made an official announcement relating to their duration which made it reasonable to expect that they would remain in effect until that date, and the air carrier made the slots available to the coordinator for reallocation.][F51;

(g)in relation to slots with a date falling within the scheduling period from 30 October 2022 until 25 March 2023 [F52or the scheduling period from 26 March 2023 until 28 October 2023] [F53or the scheduling period from 29 October 2023 until 30 March 2024], government-imposed measures related to severe acute respiratory syndrome coronavirus 2 which meet all of conditions (i) to (iv) below:

(i)the measures apply at either end of the route for which the slots in question were used or planned to be used;

(ii)the measures take the form of any of the following affecting the route, or a significant number of passengers or crew on the route:

  • flight bans or border closures;

  • quarantine or self-isolation requirements;

  • requirements to test negative for severe acute respiratory syndrome coronavirus 2 before undertaking air travel or before entry into the territory of the government concerned;

  • official government advice against all but essential travel;

  • severe or total closure or unavailability of airports, essential ground handling services or other businesses essential to support aviation;

  • severe restrictions on the number of passengers permitted on flights or in airports;

  • severe or total closure of accommodation, surface travel or other essential tourist services; or

  • significant restrictions on onward travel which is booked along with the flight as part of a package;

(iii)the measures severely reduce the viability of, or demand for passenger travel on, the route for part or all of the period to which the slots relate; and

(iv)any one or more of the following applies:

  • the measures are in effect at the date the slots are due to be operated;

  • the measures were in effect a maximum of three weeks before that date; or

  • the measures were in effect more than three weeks before that date, the government imposing the measures made an official announcement relating to their duration which made it reasonable to expect that they would remain in effect until that date, and the air carrier made the slots available to the coordinator for reallocation.]

F545.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6.Without prejudice to Article 8(2) of this Regulation and without prejudice to Article 8(1) of Regulation (EEC) No 2408/92, slots placed in the pool shall be distributed among applicant air carriers. 50 % of these slots shall first be allocated to new entrants unless requests by new entrants are less than 50 %. The coordinator shall treat the requests of new entrants and other carriers fairly, in accordance with the coordination periods of each scheduling day.

Among requests from new entrants, preference shall be given to air carriers qualifying for new entrant status under both Article 2(b)(i) and (ii) or Article 2(b)(i) and (iii).

7.A new entrant which has been offered a series of slots within one hour before or after the time requested but has not accepted this offer shall not retain its new entrant status for that scheduling period.

8.In the case of services operated by a group of air carriers, only one of the participating air carriers can apply for the required slots. The air carrier operating such a service assumes responsibility for meeting the operating criteria required to maintain historical precedence referred to in Article 8(2).

Slots allocated to one air carrier may be used by (an)other air carrier(s) participating in a joint operation, provided that the designator code of the air carrier to whom the slots are allocated remains on the shared flight for coordination and monitoring purposes. Upon discontinuation of such operations, the slots so used will remain with the air carrier to whom they were initially allocated. Air carriers involved in shared operations shall advise coordinators of the detail of such operations prior to the beginning of such operations.

F559.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]

Textual Amendments

[F56Article 10aU.K.

[F571.For the purposes of Articles 8(2) and 10(2), coordinators shall consider slots allocated for the period from 1 March 2020 until [F5830 October 2021] as having been operated by the air carrier to which they were initially allocated.]

2.For the purposes of Articles 8(2) and 10(2), coordinators shall consider slots allocated for the period from 23 January 2020 until 29 February 2020 as having been operated by the air carrier to which they were initially allocated, as regards air services between airports in the [F59United Kingdom] and airports either in the People’s Republic of China or in the Hong Kong Special Administrative Region of the People’s Republic of China.

3.In respect of slots with a date [F60from 9 April 2020 to 30 October 2021], paragraph 1 shall only apply where the relevant unused slots have been made available to the coordinator for reallocation to other air carriers.

3a.[F61For the purposes of Articles 8(2), 10(2) and 14(6), the coordinator shall consider up to 30% of the slots allocated to an air carrier at an airport for the period from 9 July 2022 until 29 October 2022 as having been operated by that air carrier if the air carrier:

(a)had the right to use the same slots during the scheduling period from 28 March 2021 until 30 October 2021, or received the slots following a transfer or exchange which took effect before 31 January 2022 pursuant to Article 8a;

(b)returned the slots to the coordinator during the period from 25 June until 8 July 2022, and at least 14 days before the date the slots were due to be operated, for possible reallocation to other air carriers;

(c)notified passengers of the cancellation of the flights at least 14 days before the date on which the flights were due to depart; and

(d)has not, on or after 25 June 2022, given written notification to the coordinator or the managing body of the airport that it has permanently ceased, or will before 26 March 2023 permanently cease, to operate air services at that airport, or publicly issued a written statement to that effect.]

[F623b. For the purposes of Articles 8(2), 10(2) and 14(6), the coordinator shall consider up to 10% of the slots allocated to an air carrier at an airport for the period from 30 October 2022 until 25 March 2023 as having been operated by that air carrier if the air carrier:

(a)had the right to use the same slots during the scheduling period from 31 October 2021 until 26 March 2022, or received the slots following a transfer or exchange which took effect before 31 August 2022 pursuant to Article 8a;

(b)returned the slots to the coordinator during the period from 1 September 2022 until 7 September 2022, for reallocation to other air carriers;

(c)did not, during the period from 1 September 2022 until 14 September 2022, request any slots or any re-timing of slots; and

(d)has not, on or after 29 October 2022, given written notification to the coordinator or the managing body of the airport that it has permanently ceased, or will before 29 October 2023 permanently cease, to operate air services at that airport, or publicly issued a written statement to that effect.]

[F633c.For the purposes of Articles 8(2), 10(2) and 14(6), the coordinator shall consider up to 5% of the slots allocated to an air carrier at an airport for the period from 26 March 2023 until 28 October 2023 as having been operated by that air carrier if the air carrier:

(a)had the right to use the same slots during the scheduling period from 27 March 2022 until 29 October 2022, or received the slots following a transfer or exchange which took effect before 31 January 2023 pursuant to Article 8a;

(b)returned the slots to the coordinator during the period from 1 February 2023 until 14 February 2023, for reallocation to other air carriers;

(c)did not, during the period from 1 February 2023 until 21 February 2023, request any slots or any re-timing of slots; and

(d)has not, on or after 25 March 2023, given written notification to the coordinator or the managing body of the airport that it has permanently ceased, or will before 31 March 2024 permanently cease, to operate air services at that airport, or publicly issued a written statement to that effect.]

[F643d.For the purposes of Articles 8(2), 10(2) and 14(6), the coordinator shall consider up to 5% of the slots allocated to an air carrier at an airport for the period from 29 October 2023 until 30 March 2024 as having been operated by that air carrier if the air carrier:

(a)had the right to use the same slots during the scheduling period from 30 October 2022 until 25 March 2023, or received the slots following a transfer or exchange which took effect before 31 August 2023 pursuant to Article 8a;

(b)returned the slots to the coordinator during the period from 1 September 2023 until 14 September 2023, for reallocation to other air carriers;

(c)did not, during the period from 1 September 2023 until 21 September 2023, request any slots or any re-timing of slots; and

(d)has not, on or after 28 October 2023, given written notification to the coordinator or the managing body of the airport that it has permanently ceased, or will before 27 October 2024 permanently cease, to operate air services at that airport, or publicly issued a written statement to that effect.]

4.Where the [F65Secretary of State] finds, on the basis of figures published by Eurocontrol [F66or other relevant data] that the reduction in the level of air traffic as compared to the level in the corresponding period in the previous year is persisting and is likely to persist, and also finds, on the basis of the best available scientific data, that this situation is the result of the impact of the outbreak of COVID-19, the [F67Secretary of State may by regulations] amend the period specified in paragraph 1 accordingly.

F685.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F696.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]

Textual Amendments

[F70Article 10aaU.K.Temporary power to make regulations about airport slot allocation

1.The Secretary of State may by regulations amend or modify this Regulation or the Airports Slot Allocation Regulations 2006 (S.I. 2006/2665) to make provision about the allocation of airport slots to air carriers in respect of specified periods.

2.The Secretary of State may make regulations under this Article only if the Secretary of State considers that as a result of severe acute respiratory syndrome coronavirus 2—

(a)there has been a reduction in the level of air traffic in a period compared to the corresponding period in a relevant previous year, and

(b)the reduction is likely to persist.

3.The power to make regulations under this Article may not be exercised—

(a)after 24 August 2024, or

(b)in respect of a period after the winter season following 24 August 2024.

4.Regulations under this Article may, in particular, make provision—

(a)requiring coordinators to consider slots allocated for a specified period as having been operated by the air carrier to which they were initially allocated, subject to any conditions as may be specified in the regulations being met;

(b)modifying Articles 8(2), 10(2) and (4) and 14(6) of this Regulation to apply for a specified period as if they contained different percentage figures, subject to any conditions as may be specified in the regulations being met;

(c)modifying Article 10(4) of this Regulation to apply for a specified period as if it included additional reasons on the basis of which non-utilisation of slots by an air carrier can be justified;

(d)modifying Article 14 of this Regulation to apply for a specified period as if it included a power for the coordinator to withdraw slots from an air carrier for the remainder of a scheduling period where the coordinator determines that the air carrier has ceased its operations at the airport concerned and is no longer able to operate the slots allocated to it;

(e)about enforcement of any provision made under this Article, including modifying for a specified period Article 14 of this Regulation or regulations 14 to 19 of the Airports Slot Allocation Regulations 2006;

(f)modifying for a specified period any provision of this Regulation relating to the allocation of slots to new entrants (including the definition of new entrant);

(g)modifying for a specified period any provision of this Regulation relating to coordination parameters.

5.In paragraph 2(a) “relevant previous year” means any previous year that the Secretary of State considers appropriate for the purposes of comparing levels of air traffic.]

Textual Amendments

F71Article 10bU.K.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

[F2Article 11U.K. Complaints and rights of appeal

1.Without prejudice to rights of appeal under national law, complaints regarding the application of Articles 7(2), 8, 8a, 10 and 14(1) to (4) and (6) shall be submitted to the coordination committee. The committee shall, within a period of one month following submission of the complaint, consider the matter and if possible make proposals to the coordinator in an attempt to resolve the problem. If the complaint cannot be settled, the [F72Secretary of State] may, within a further two month period, provide for mediation by an air carriers' or airports' representative organisation or other third party.

F732.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]

Textual Amendments

[F2Article 12U.K. Relations with [F74countries other than the United Kingdom]

1.Whenever it appears that, with respect to the allocation and use of slots at its airports, [F75a country other than the United Kingdom]:

(a)does not grant [F76UK] air carriers treatment comparable to that granted by this Regulation to air carriers from that country, or

(b)does not grant [F77UK] air carriers de facto national treatment, or

(c)grants air carriers from other F78... countries more favourable treatment than [F79UK] air carriers,

[F80the Secretary of State may by regulations] take measures, including the suspension in whole or in part of the application of this Regulation in respect of an air carrier or air carriers of [F81that country] with a view to remedying the discriminatory behaviour of the [F82country concerned].]

F832.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

[F84Article 12aU.K.Exercise of the power under Article 10a(4)

The power to make regulations under Article 10a(4) may not be exercised after 2nd April 2021.]

Textual Amendments

F85Article 12bU.K. Urgency procedure

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

[F86Article 13U.K. Regulations

1.The power to make regulations under this Regulation is exercisable by statutory instrument.

1a.[F87A statutory instrument containing regulations under Article 10aa may not be made unless a draft of the instrument has been laid before and approved by a resolution of each House of Parliament.]

2.[F88Any other regulations] made under this Regulation are subject to annulment in pursuance of a resolution of either House of Parliament.

3.The power to make regulations under this Regulation—

(a)may be exercised so as to make different provision for different cases or descriptions of case, different circumstances, different purposes or different areas, and

(b)includes power to make supplementary, incidental, consequential, transitional, transitory or saving provision.]

Textual Amendments

[F2Article 14U.K. Enforcement

1.An air carrier's flight plan may be rejected by the competent Air Traffic Management authorities if the air carrier intends to land or take off at a coordinated airport, during the periods for which it is coordinated, without having a slot allocated by the coordinator.

2.The coordinator shall withdraw the series of slots provisionally allocated to an air carrier in the process of establishing itself and place them in the pool on 31 January for the following summer season or on 31 August for the following winter season if the undertaking does not hold an operating licence or equivalent on that date or if it is not stated by the competent licensing authority that it is likely that an operating licence or equivalent will be issued before the relevant scheduling period commences.

3.The coordinator shall withdraw and place in the pool the series of slots of an air carrier, which it has received following an exchange pursuant to Article 8a(1)(c) if they have not been used as intended.

4.Air carriers that repeatedly and intentionally operate air services at a time significantly different from the allocated slot as part of a series of slots or uses slots in a significantly different way from that indicated at the time of allocation and thereby cause prejudice to airport or air traffic operations shall lose their status as referred to in Article 8(2). The coordinator may decide to withdraw from that air carrier the series of slots in question for the remainder of the scheduling period and place them in the pool after having heard the air carrier concerned and after issuing a single warning.

F895.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6.(a)Without prejudice to Article 10(4), if the [F90required percentage] usage rate F91... cannot be achieved by an air carrier, the coordinator may decide to withdraw from that air carrier the series of slots in question for the remainder of the scheduling period and place them in the pool after having heard the air carrier concerned.

(b)Without prejudice to Article 10(4), if after an allotted time corresponding to [F92the relevant percentage] of the period of the series validity no slots of that series of slots have been used, the coordinator shall place the series of slots in question in the pool for the remainder of the scheduling period, after having heard the air carrier concerned.]

[F93(c)For the purposes of subparagraph (b), the relevant percentage is:

  • 50 %, in the case of slots with a date falling within the scheduling period from 31 October 2021 until 26 March 2022;

  • [F9430 %, in the case of slots with a date falling within the scheduling period from 27 March 2022 until 29 October 2022;]

  • [F9530 %, in the case of slots with a date falling within the scheduling period from 30 October 2022 until 25 March 2023;]

  • 20 %, in any other case.]

Textual Amendments

F96Article 14aU.K. Report and cooperation

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Article 15U.K.Entry into force

This Regulation shall enter into force on the thirtieth day following that of its publication in the Official Journal of the European Communities.

F97...

Textual Amendments

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