F1ANNEX IV(List referred to in Article 21(1) of Regulation (EC) No 1334/2000)
Part I(possibility of National General Authorisation for intra-Community trade)
Items of stealth technology
- 1C001
Materials specially designed for use as absorbers of electromagnetic waves, or intrinsically conductive polymers.
NB: SEE ALSO 1C101
- 1C101
Materials or devices for reduced observables such as radar reflectivity, ultraviolet/infrared signatures and acoustic signatures; other than those specified in 1C001, usable in ’missiles’, ‘missile’ subsystems or unmanned aerial vehicles specified in 9A012.
- 1D103
‘Software’ specially designed for analysis of reduced observables such as radar reflectivity, ultraviolet/infrared signatures and acoustic signatures.
- 1E101
‘Technology’ according to the GTN for the ‘use’ of goods specified in 1C101 or 1D103.
- 1E102
‘Technology’ according to the GTN for the ‘development’ of ‘software’ specified in 1D103.
- 6B008
Pulse radar cross-section measurement systems having transmit pulse widths of 100 ns or less and specially designed components therefor.
NB: SEE ALSO 6B108
- 6B108
Systems specially designed for radar cross-section measurement usable for ‘missiles’ and their subsystems.
Items of the Community strategic control
- 1C239
High explosives, other than those specified in the military goods controls, or substances or mixtures containing more than 2 % thereof, with a crystal density greater than 1,8 gm per cm3 and having a detonation velocity greater than 8 000 m/s.
- 1E201
‘Technology’ according to the General Technology Note for the ‘use’ of goods specified in 1C239.
- 3A229
Firing sets and equivalent high-current pulse generators, as follows …
NB: SEE ALSO MILITARY GOODS CONTROLS
- 3A232
Detonators and multipoint initiation systems, as follows …
NB: SEE ALSO MILITARY GOODS CONTROLS
- 3E201
‘Technology’ according to the General Technology Note for the ‘use’ of equipment specified in 3A229 or 3A232.
- 6A001
Acoustics, limited to the following:
- 6A001.a.1.b.
Object detection or location systems having any of the following:
- 1.
A transmitting frequency below 5 kHz;
- 6.
Designed to withstand …;
- 1.
- 6A001.a.2.a.2.
Hydrophones … Incorporating …
- 6A001.a.2.a.3.
Hydrophones … Having any …
- 6A001.a.2.a.6.
Hydrophones … Designed for …
- 6A001.a.2.b.
Towed acoustic hydrophone arrays …
- 6A001.a.2.c.
Processing equipment, specially designed for real time application with towed acoustic hydrophone arrays, having ‘user accessible programmability’ and time or frequency domain processing and correlation, including spectral analysis, digital filtering and beamforming using Fast Fourier or other transforms or processes;
- 6A001.a.2.e.
Bottom or bay cable systems having any of the following:
- 1.
Incorporating hydrophones …, or
- 2.
Incorporating multiplexed hydrophone group signal modules …;
- 1.
- 6A001.a.2.f.
Processing equipment, specially designed for real time application with bottom or bay cable systems, having ‘user accessible programmability’ and time or frequency domain processing and correlation, including spectral analysis, digital filtering and beamforming using Fast Fourier or other transforms or processes;
- 6D003.a.
‘Software’ for the ‘real time processing’ of acoustic data;
- 8A002.o.3.
Noise reduction systems designed for use on vessels of 1 000 tonnes displacement or more, as follows:
- (b)
active noise reduction or cancellation systems, or magnetic bearings, specially designed for power transmission systems, and incorporating electronic control systems capable of actively reducing equipment vibration by the generation of anti-noise or anti-vibration signals directly to the source;
- (b)
- 8E002.a.
‘Technology’ for the ‘development’, ‘production’, repair, overhaul or refurbishing (re-machining) of propellers specially designed for underwater noise reduction.
Items of the Community strategic control — Cryptography — category 5 Part 2
- 5A002.a.2.
equipment designed or modified to perform cryptanalytic functions.
- 5D002.c.1
only ‘software’ having the characteristics, or performing or simulating the functions, of equipment specified in 5A002.a.2.
- 5E002
only ‘technology’ for the ‘development’, ‘production’ or ‘use’ of the goods specified in 5A002.a.2. or 5D002.c.1. above.
Items of the MTCR technology
- 7A117
‘Guidance sets’, usable in ‘missiles’, capable of achieving system accuracy of 3,33 % or less of the range (e.g., a ‘CEP’ of 10 km or less at a range of 300 km), except ‘guidance sets’ designed for missiles with a range under 300 km or manned aircraft.
- 7B001
Test, calibration or alignment equipment specially designed for equipment specified in 7A117 above.
Note: 7B001 does not control test, calibration or alignment equipment for Maintenance Level I or Maintenance Level II.
- 7B003
Equipment specially designed for the ‘production’ of equipment specified in 7A117 above.
- 7B103
‘Production facilities’ specially designed for equipment specified in 7A117 above.
- 7D101
‘Software’ specially designed for the ‘use’ of equipment specified in 7B003 or 7B103 above.
- 7E001
‘Technology’ according to the General Technology Note for the ‘development’ of equipment or ‘software’ specified in 7A117, 7B003, 7B103 or 7D101 above.
- 7E002
‘Technology’ according to the General Technology Note for the ‘production’ of equipment specified in 7A117, 7B003 and 7B103 above.
- 7E101
‘Technology’ to the General Technology Note for the ‘use’ of equipment specified in 7A117, 7B003, 7B103 and 7D101 above.
- 9A004
Space launch vehicles capable of delivering at least a 500 kg payload to a range of at least 300 km.
N.B.: SEE ALSO 9A104.
Note 1: 9A004 does not control payloads.
- 9A005
Liquid rocket propulsion systems containing any of the systems or components specified in 9A006 usable for space launch vehicles specified in 9A004 above or sounding rockets specified in 9A104 below.
N.B.: SEE ALSO 9A105 and 9A119.
- 9A007.a.
Solid rocket propulsion systems, usable for space launch vehicles specified in 9A004 above or sounding rockets specified in 9A104 below, with any of the following:
N.B.: SEE ALSO 9A119.
- a.
Total impulse capacity exceeding 1,1 MNs;
- a.
- 9A008.d.
Components, as follows, specially designed for solid rocket propulsion systems:
N.B.: SEE ALSO 9A108.c.
- d.
Movable nozzle or secondary fluid injection thrust vector control systems, usable for space launch vehicles specified in 9A004 above or sounding rockets specified in 9A104 below, capable of any of the following:
- 1.
Omni-axial movement exceeding ± 5°;
- 2.
Angular vector rotations of 20°/s or more; or
- 3.
Angular vector accelerations of 40°/s2 or more.
- 1.
- d.
- 9A104
Sounding rockets, capable of delivering at least a 500 kg payload to a range of at least 300 km.
N.B.: SEE ALSO 9A004.
- 9A105.a.
Liquid propellant rocket engines, as follows:
N.B.: SEE ALSO 9A119.
- a.
Liquid propellant rocket engines usable in ‘missiles’, other than those specified in 9A005, having a total impulse capacity equal to or greater than 1.1 MNs; except liquid propellant apogee engines designed or modified for satellite applications and having all of the following:
- 1.
nozzle throat diameter of 20 mm or less; and
- 2.
combustion chamber pressure of 15 bar or less.
- 1.
- a.
- 9A106.c.
Systems or components, other than those specified in 9A006, usable in ‘missiles’, as follows, specially designed for liquid rocket propulsion systems:
- c.
Thrust vector control sub-systems, except those designed for rocket systems that are not capable of delivering at least a 500 kg payload to a range of at least 300 km.
Technical Note:Examples of methods of achieving thrust vector control specified in 9A106.c. are:
- 1.
Flexible nozzle;
- 2.
Fluid or secondary gas injection;
- 3.
Movable engine or nozzle;
- 4.
Deflection of exhaust gas stream (jet vanes or probes); or
- 5.
Thrust tabs.
- c.
- 9A108.c.
Components, other than those specified in 9A008, usable in ‘missiles’, as follows, specially designed for solid rocket propulsion systems:
- c.
Thrust vector control sub-systems, except those designed for rocket systems that are not capable of delivering at least a 500 kg payload to a range of at least 300 km.
Technical Note:Examples of methods of achieving thrust vector control specified in 9A108.c. are:
- 1.
Flexible nozzle;
- 2.
Fluid or secondary gas injection;
- 3.
Movable engine or nozzle;
- 4.
Deflection of exhaust gas stream (jet vanes or probes); or
- 5.
Thrust tabs.
- c.
- 9A116
Re-entry vehicles, usable in ‘missiles’, and equipment designed or modified therefor, as follows, except for re-entry vehicles designed for non-weapon payloads:
- a.
Re-entry vehicles;
- b.
Heat shields and components therefor fabricated of ceramic or ablative materials;
- c.
Heat sinks and components therefor fabricated of lightweight, high-heat capacity materials;
- d.
Electronic equipment specially designed for re-entry vehicles.
- a.
- 9A119
Individual rocket stages, usable in complete rocket systems or unmanned aerial vehicles, capable of delivering at least a 500 kg payload to a range of 300 km, other than those specified in 9A005 or 9A007.a. above.
- 9B115
Specially designed ‘production equipment’ for the systems, sub-systems and components specified in 9A005, 9A007.a., 9A008.d., 9A105.a., 9A106.c., 9A108.c., 9A116 or 9A119 above.
- 9B116
Specially designed ‘production facilities’ for the space launch vehicles specified in 9A004, or systems, sub-systems, and components specified in 9A005, 9A007.a., 9A008.d., 9A104, 9A105.a., 9A106.c., 9A108.c., 9A116 or 9A119 above.
- 9D101
‘Software’ specially designed for the ‘use’ of goods specified in 9B116 above.
- 9E001
‘Technology’ according to the General Technology Note for the ‘development’ of equipment or ‘software’ specified in 9A004, 9A005, 9A007.a., 9A008.d., 9B115, 9B116 or 9D101 above.
- 9E002
‘Technology’ according to the General Technology Note for the ‘production’ of equipment specified in: 9A004, 9A005, 9A007.a., 9A008.d., 9B115 or 9B116 above.
Note: For ‘technology’ for the repair of controlled structures, laminates or materials, see 1E002.f.
- 9E101
‘Technology’ according to the General Technology Note for the ‘development’ or ‘production’ of goods specified in 9A104, 9A105.a., 9A106.c., 9A108.c., 9A116 or 9A119 above.
- 9E102
‘Technology’ according to the General Technology Note for the ‘use’ of space launch vehicles specified in 9A004, 9A005, 9A007.a., 9A008.d., 9A104, 9A105.a., 9A106.c., 9A108.c., 9A116, 9A119, 9B115, 9B116 or 9D101 above.
—Exemptions:
Annex IV does not control the following items of the MTCR technology:
- 1.
that are transferred on the basis of orders pursuant to a contractual relationship placed by the European Space Agency (ESA) or that are transferred by ESA to accomplish its official tasks;
- 2.
that are transferred on the basis of orders pursuant to a contractual relationship placed by a Member State's national space organisation or that are transferred by it to accomplish its official tasks;
- 3.
that are transferred on the basis of orders pursuant to a contractual relationship placed in connection with a Community space launch development and production programme signed by two or more European governments;
- 4.
that are transferred to a State-controlled space launching site in the territory of a Member State, unless that Member State controls such transfers within the terms of this Regulation.
Substituted by Council Regulation (EC) No 394/2006 of 27 February 2006 amending and updating Regulation (EC) No 1334/2000 setting up a Community regime for the control of exports of dual-use items and technology.