Commission regulation (EC) No 809/2004 (repealed)Show full title

[X1 4. INFORMATION CONCERNING THE SECURITIES TO BE OFFERED/ADMITTED TO TRADING U.K.

4.1. A description of the type and the class of the securities being offered and/or admitted to trading, including the ISIN (International Security Identification Number) or other such security identification code. U.K.

4.2. Legislation under which the securities have been created. U.K.

4.3. An indication of whether the securities are in registered form or bearer form and whether the securities are in certificated form or book-entry form. In the latter case, name and address of the entity in charge of keeping the records. U.K.

4.4. Currency of the securities issue. U.K.

4.5. Ranking of the securities being offered and/or admitted to trading, including summaries of any clauses that are intended to affect ranking or subordinate the security to any present or future liabilities of the issuer. U.K.

4.6. A description of the rights attached to the securities, including any limitations of those rights, and procedure for the exercise of those rights. U.K.

[F1 4.7. The nominal interest rate and provisions relating to interest payable: U.K.

• the date from which interest becomes payable and the due dates for interest,

• the time limit on the validity of claims to interest and repayment of principal.

Where the rate is not fixed, a statement setting out the type of underlying and a description of the underlying on which it is based and of the method used to relate the underlying and the rate and an indication where information about the past and the further performance of the underlying and its volatility can be obtained.

• a description of any market disruption or settlement disruption events that affect the underlying,

• adjustment rules with relation to events concerning the underlying,

• name of the calculation agent.

If the security has a derivative component in the interest payment, provide a clear and comprehensive explanation to help investors understand how the value of their investment is affected by the value of the underlying instrument(s), especially under the circumstances when the risks are most evident.]

Textual Amendments

F1 Substituted by Commission Delegated Regulation (EU) No 486/2012 of 30 March 2012 amending Regulation (EC) No 809/2004 as regards the format and the content of the prospectus, the base prospectus, the summary and the final terms and as regards the disclosure requirements (Text with EEA relevance).

4.8. Maturity date and arrangements for the amortisation of the loan, including the repayment procedures. Where advance amortisation is contemplated, on the initiative of the issuer or of the holder, it shall be described, stipulating amortisation terms and conditions. U.K.

4.9. An indication of yield. Describe the method whereby that yield is calculated in summary form. U.K.

4.10. Representation of debt security holders including an identification of the organisation representing the investors and provisions applying to such representation. Indication of where the public may have access to the contracts relating to these forms of representation. U.K.

4.11. In the case of new issues, a statement of the resolutions, authorisations and approvals by virtue of which the securities have been or will be created and/or issued. U.K.

4.12. In the case of new issues, the expected issue date of the securities. U.K.

4.13. A description of any restrictions on the free transferability of the securities. U.K.

4.14. In respect of the country of registered office of the issuer and the country(ies) where the offer being made or admission to trading is being sought: U.K.

• information on taxes on the income from the securities withheld at source;

• indication as to whether the issuer assumes responsibility for the withholding of taxes at the source.]

Editorial Information

X1 Substituted by Corrigendum to Commission Regulation (EC) No 809/2004 of 29 April 2004 implementing Directive 2003/71/EC of the European Parliament and of the Council as regards information contained in prospectuses as well as the format, incorporation by reference and publication of such prospectuses and dissemination of advertisements (Official Journal of the European Union L 149 of 30 April 2004).