1.Imports into the [F2United Kingdom] of waste destined for disposal shall be prohibited except those from:
(a)countries which are Parties to the Basel Convention; or
(b)other countries with which the [F3United Kingdom has] concluded bilateral or multilateral agreements or arrangements compatible with [F4[F5assimilated] law] and in accordance with Article 11 of the Basel Convention; or
(c)other countries with which [F6the United Kingdom has] concluded bilateral agreements or arrangements in accordance with paragraph 2; or
(d)other areas in cases where, on exceptional grounds during situations of crisis, peacemaking, peacekeeping or war, no bilateral agreements or arrangements pursuant to points (b) or (c) can be concluded or where a competent authority in the country of dispatch has either not been designated or is unable to act.
2.In exceptional cases, [F7the Secretary of State] may conclude bilateral agreements and arrangements for the disposal of specific waste in [F8the United Kingdom], where such waste will not be managed in an environmentally sound manner, as referred to in Article 49, in the country of dispatch.
These agreements and arrangements shall be compatible with [F9[F10assimilated] law] and in accordance with Article 11 of the Basel Convention.
These agreements and arrangements shall guarantee that the disposal operations will be carried out in an authorised facility and will comply with the requirements for environmentally sound management.
These agreements and arrangements shall also guarantee that the waste is produced in the country of dispatch and that disposal will be carried out exclusively in the [F11United Kingdom].
F12...
3.Bilateral or multilateral agreements or arrangements entered into in accordance with paragraph 1(b) and (c) shall be based upon the procedural requirements of Article 42.
4.The countries referred to in paragraph 1(a), (b) and (c) shall be required to present a prior duly reasoned request to the competent authority of F13... destination on the basis that they do not have and cannot reasonably acquire the technical capacity and the necessary facilities in order to dispose of the waste in an environmentally sound manner.
Textual Amendments
F2Words in Art. 41(1) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 81(2)(a); 2020 c. 1, Sch. 5 para. 1(1)
F3Words in Art. 41(1)(b) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 81(2)(b)(i); 2020 c. 1, Sch. 5 para. 1(1)
F4Words in Art. 41(1)(b) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 81(2)(b)(ii); 2020 c. 1, Sch. 5 para. 1(1)
F5Word in Art. 41(1)(b) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 15 para. 73(2)(e)
F6Words in Art. 41(1)(c) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 81(2)(c); 2020 c. 1, Sch. 5 para. 1(1)
F7Words in Art. 41(2) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 81(3)(a)(i); 2020 c. 1, Sch. 5 para. 1(1)
F8Words in Art. 41(2) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 81(3)(a)(ii); 2020 c. 1, Sch. 5 para. 1(1)
F9Words in Art. 41(2) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 81(3)(b); 2020 c. 1, Sch. 5 para. 1(1)
F10Word in Art. 41(2) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 15 para. 73(2)(e)
F11Words in Art. 41(2) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 81(3)(c); 2020 c. 1, Sch. 5 para. 1(1)
F12Words in Art. 41(2) omitted (31.12.2020) by virtue of The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 81(3)(d); 2020 c. 1, Sch. 5 para. 1(1)
F13Words in Art. 41(4) omitted (31.12.2020) by virtue of The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 81(4); 2020 c. 1, Sch. 5 para. 1(1)
1.Where waste is imported into the [F14United Kingdom] and destined for disposal from countries Parties to the Basel Convention, the provisions of Title II shall apply F15..., with the adaptations and additions listed in [F16paragraph 2].
2.The following adaptations shall apply:
(a)the competent authority of transit [F17in any non-EU country] shall have 60 days following the date of transmission of its acknowledgement of receipt of the notification in which to request additional information on the notified shipment, to provide, if the country concerned has decided not to require prior written consent and has informed the other Parties thereof in accordance with Article 6(4) of the Basel Convention, tacit consent or to give a written consent with or without conditions; and
(b)in the cases referred to in Article 41(1)(d) involving situations of crisis, peacemaking, peacekeeping or war, the consent of the competent authorities of dispatch shall not be required.
F183.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4.The shipment may take place only if:
(a)the notifier has received written consent from the competent authorities of dispatch, destination and, where appropriate, transit and if the conditions laid down are met;
(b)a contract between the notifier and consignee has been concluded and is effective, as required in the second subparagraph, point 4 of Article 4 and in Article 5;
(c)a financial guarantee or equivalent insurance has been established and is effective, as required in the second subparagraph, point 5 of Article 4 and in Article 6; and
(d)environmentally sound management, as referred to in Article 49, is ensured.
[F195.If a general customs official discovers an illegal shipment, the official shall without delay inform the relevant authority which shall—
(a)where the discovery of the waste is not in the area of the competent authority of destination in the United Kingdom, without delay inform the competent authority of destination; and
(b)ensure detention of the waste until the competent authority of destination has decided otherwise and, where the discovery is not in the area of the relevant authority, has communicated that decision in writing to the relevant authority.
6.In paragraph 5—
“general customs official” means a general customs official designated under section 3(1) of the Borders, Citizenship and Immigration Act 2009;
“relevant authority” has the meaning given in Article 35(7).]
Textual Amendments
F14Words in Art. 42(1) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 82(2)(a); 2020 c. 1, Sch. 5 para. 1(1)
F15Words in Art. 42(1) omitted (31.12.2020) by virtue of The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 82(2)(b); 2020 c. 1, Sch. 5 para. 1(1)
F16Words in Art. 42(1) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 82(2)(c); 2020 c. 1, Sch. 5 para. 1(1)
F17Words in Art. 42(2)(a) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 82(3); 2020 c. 1, Sch. 5 para. 1(1)
F18Art. 42(3) omitted (31.12.2020) by virtue of The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 82(4); 2020 c. 1, Sch. 5 para. 1(1)
F19Art. 42(5)(6) substituted for Art. 42(5) (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 82(5); 2020 c. 1, Sch. 5 para. 1(1)
1.All imports into the [F20United Kingdom] of waste destined for recovery shall be prohibited except those from:
(a)countries to which the OECD Decision applies; or
(b)other countries which are Parties to the Basel Convention; or
(c)other countries with which the [F21United Kingdom has] concluded bilateral or multilateral agreements or arrangements compatible with [F22[F23assimilated] law] and in accordance with Article 11 of the Basel Convention; or
(d)other countries with which [F24the United Kingdom has] concluded bilateral agreements or arrangements in accordance with paragraph 2; or
[X1(e) other areas in cases where, on exceptional grounds during situations of crisis, peacemaking, peacekeeping or war, no bilateral agreements or arrangements pursuant to points (c) or (d) can be concluded or where a competent authority in the country of dispatch has either not been designated or is unable to act.]
2.In exceptional cases, [F25the Secretary of State] may conclude bilateral agreements and arrangements for the recovery of specific waste in [F26the United Kingdom], where such waste will not be managed in an environmentally sound manner, as referred to in Article 49, in the country of dispatch.
In such cases Article 41(2) shall apply.
3.Bilateral or multilateral agreements or arrangements entered into in accordance with paragraph 1(c) and (d) shall be based upon the procedural requirements of Article 42 in so far as may be relevant.
Editorial Information
X1Substituted by Corrigendum to Regulation (EC) No 1013/2006 of the European Parliament and of the Council of 14 June 2006 on shipments of waste (Official Journal of the European Union L 190 of 12 July 2006).
Textual Amendments
F20Words in Art. 43(1) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 83(2)(a); 2020 c. 1, Sch. 5 para. 1(1)
F21Words in Art. 43(1)(c) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 83(2)(b)(i); 2020 c. 1, Sch. 5 para. 1(1)
F22Words in Art. 43(1)(c) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 83(2)(b)(ii); 2020 c. 1, Sch. 5 para. 1(1)
F23Word in Art. 43(1)(c) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 15 para. 73(2)(f)
F24Words in Art. 43(1)(d) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 83(2)(c); 2020 c. 1, Sch. 5 para. 1(1)
F25Words in Art. 43(2) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 83(3)(a); 2020 c. 1, Sch. 5 para. 1(1)
F26Words in Art. 43(2) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 83(3)(b); 2020 c. 1, Sch. 5 para. 1(1)
1.Where waste destined for recovery is imported into the [F28United Kingdom] from [F29or through an EU country or country] to which the OECD Decision applies, the provisions of Title II shall apply F30..., with the adaptations and additions listed in [F31paragraph 2].
2.The following adaptations shall apply:
(a)the consent as required in accordance with Article 9 may be provided in the form of tacit consent from the competent authority of dispatch [F32in any non-EU country];
(b)[F33where waste is imported from a non-EU country to which the OECD Decision applies, with or without transit via another country,] prior written notification in accordance with Article 4 may be submitted by the notifier; and
(c)in the cases referred to in Article 43(1)(e) involving situations of crisis, peacemaking, peacekeeping or war, the consent of the competent authorities of dispatch shall not be required.
F343.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4.The shipment may take place only if:
(a)the notifier has received written consent from the competent authorities of dispatch, destination and, where appropriate, transit or if tacit consent from the competent authority of dispatch [F35in any non-EU country] is provided or can be assumed and if the conditions laid down are met;
(b)a contract between the notifier and consignee has been concluded and is effective, as required in the second subparagraph, point 4 of Article 4 and in Article 5;
(c)a financial guarantee or equivalent insurance has been established and is effective, as required in the second subparagraph, point 5 of Article 4 and in Article 6; and
(d)environmentally sound management, as referred to in Article 49, is ensured.
[F365.If a general customs official discovers an illegal shipment, the official shall without delay inform the relevant authority which shall—
(a)where the discovery of the waste is not in the area of the competent authority of destination in the United Kingdom, without delay inform the competent authority of destination; and
(b)ensure detention of the waste until the competent authority of destination has decided otherwise and, where the discovery is not in the area of the relevant authority, has communicated that decision in writing to the relevant authority.
6.In paragraph 5—
“general customs official” means a general customs official designated under section 3(1) of the Borders, Citizenship and Immigration Act 2009;
“relevant authority” has the meaning given in Article 35(7).]
Textual Amendments
F27Words in Art. 44 heading inserted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 84(2); 2020 c. 1, Sch. 5 para. 1(1)
F28Words in Art. 44(1) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 84(3)(a); 2020 c. 1, Sch. 5 para. 1(1)
F29Words in Art. 44(1) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 84(3)(b); 2020 c. 1, Sch. 5 para. 1(1)
F30Words in Art. 44(1) omitted (31.12.2020) by virtue of The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 84(3)(c); 2020 c. 1, Sch. 5 para. 1(1)
F31Words in Art. 44(1) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 84(3)(d); 2020 c. 1, Sch. 5 para. 1(1)
F32Words in Art. 44(2)(a) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 84(4)(a); 2020 c. 1, Sch. 5 para. 1(1)
F33Words in Art. 44(2)(b) inserted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 84(4)(b); 2020 c. 1, Sch. 5 para. 1(1)
F34Art. 44(3) omitted (31.12.2020) by virtue of The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 84(5); 2020 c. 1, Sch. 5 para. 1(1)
F35Words in Art. 44(4)(a) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 84(6); 2020 c. 1, Sch. 5 para. 1(1)
F36Art. 44(5)(6) substituted for Art. 44(5) (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 84(7); 2020 c. 1, Sch. 5 para. 1(1)
Where waste destined for recovery is imported into the [F38United Kingdom]:
Article 42 shall apply mutatis mutandis.
Textual Amendments
F37Word in Art. 45 heading inserted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 85(2); 2020 c. 1, Sch. 5 para. 1(1)
F38Words in Art. 45 substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 85(3); 2020 c. 1, Sch. 5 para. 1(1)
F39Word in Art. 45(a) inserted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 85(4); 2020 c. 1, Sch. 5 para. 1(1)
F40Word in Art. 45(b) inserted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 85(5); 2020 c. 1, Sch. 5 para. 1(1)
1.Where waste is imported into the [F41United Kingdom] from overseas countries or territories, Title II shall apply F42....
2.One or more overseas countries and territories [F43listed in points (a) to (n) of Article 2(26) and the United Kingdom] may apply national procedures to shipments from the overseas country or territory to [F44the United Kingdom].
3.[F45Where paragraph 2 applies, the Secretary of State shall notify the Secretariat of the Basel Convention] of the national procedures applied.
Textual Amendments
F41Words in Art. 46(1) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 86(2)(a); 2020 c. 1, Sch. 5 para. 1(1)
F42Words in Art. 46(1) omitted (31.12.2020) by virtue of The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 86(2)(b); 2020 c. 1, Sch. 5 para. 1(1)
F43Words in Art. 46(2) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 86(3)(a); 2020 c. 1, Sch. 5 para. 1(1)
F44Words in Art. 46(2) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 86(3)(b); 2020 c. 1, Sch. 5 para. 1(1)
F45Words in Art. 46(3) substituted (31.12.2020) by The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 86(4); 2020 c. 1, Sch. 5 para. 1(1)
Textual Amendments
F1Words in Title 5 heading omitted (31.12.2020) by virtue of The International Waste Shipments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/590), regs. 2(2), 80; 2020 c. 1, Sch. 5 para. 1(1)