1. Introductory Text

  2. Article 1.For the purposes of this Regulation, the following definitions shall...

  3. Article 2.(1) It shall be prohibited: (a) to sell, supply, transfer...

  4. Article 2a.(1) It shall be prohibited to sell, supply, transfer or...

  5. Article 3.(1) It shall be prohibited: (a) to provide, directly or...

  6. Article 3a.(1) By way of derogation from Article 2(1) and Article...

  7. Article 3b.(1) In addition to the obligation to provide the competent...

  8. Article 3c.. . . . . . . . . ....

  9. Article 4.(1) It shall be prohibited to: (a) sell, supply, transfer...

  10. Article 4a.(1) It shall be prohibited: (a) to sell, supply, transfer...

  11. Article 4b.It shall be prohibited to sell, supply, transfer or export,...

  12. Article 4c.(1) It shall be prohibited to import, purchase or transfer...

  13. Article 4d.(1) It shall be prohibited to sell, supply, transfer or...

  14. Article 4e.(1) It shall be prohibited to: (a) lease or otherwise...

  15. Article 5.(1) Cargo, including personal luggage and checked baggage, within or...

  16. Article 5a.(1a) It shall be prohibited for credit and financial institutions...

  17. Article 5b.(1) It shall be prohibited, in the territory of the...

  18. Article 5c.(1) Transfers of funds to and from North Korea shall...

  19. Article 5aa.(1) It shall be prohibited for credit and financial institutions...

  20. Article 6.(1) All funds and economic resources belonging to, owned, held...

  21. Article 6a.It shall be prohibited to participate directly or indirectly in...

  22. Article 7.(1) By way of derogation from Article 6, the competent...

  23. Article 8.(1) By way of derogation from Article 6, the competent...

  24. Article 8a.(1) By way of derogation from Article 6(4), the competent...

  25. Article 9.(1) Article 6(4) shall not prevent financial or credit institutions...

  26. Article 9a.It shall be prohibited: to sell or purchase public or...

  27. Article 9b.(1) It shall be prohibited to provide financing or financial...

  28. Article 9c.(1) No claims in connection with any contract or transaction...

  29. Article 10.(1) Without prejudice to the applicable rules concerning reporting, confidentiality...

  30. Article 11.(1) The freezing of funds and economic resources or the...

  31. Article 11a.(1) It shall be prohibited to provide access to ports...

  32. Article 11b.(1) It shall be prohibited to: (a) lease or charter...

  33. Article 11c.. . . . . . . . . ....

  34. Article 11c.By way of derogation from the prohibitions arising from UN...

  35. Article 12.The Commission and Member States shall immediately inform each other...

  36. Article 13.(1) The Commission shall be empowered to:

  37. Article 13a.It shall be prohibited to participate knowingly and intentionally in...

  38. Article 14.(1) Member States shall lay down the rules on penalties...

  39. Article 15.(1) Member States shall designate the competent authorities referred to...

  40. Article 16.This Regulation shall apply: within the territory of the Union;...

  41. Article 17.This Regulation shall enter into force on the day of...

  42. Signature

    1. ANNEX I

      GOODS AND TECHNOLOGY REFERRED TO IN ARTICLES 2 AND 3

      1. All goods and technology listed in Annex I to Regulation...

    2. ANNEX Ia

      Goods and technology referred to in articles 2 and 3

      1. Other items, materials, equipment, goods and technology which could contribute...

      2. 1. Unless otherwise stated, reference numbers used in the column entitled...

      3. 2. A reference number in the column entitled ‘ Related item...

      4. 3. Definitions of terms between ‘ single quotation marks ’ are...

      5. 4. Definitions of terms between ‘ double quotation marks ’ can...

      6. GENERAL NOTES

        1. 1. The object of the prohibitions contained in this Annex should...

        2. 2. Goods specified in this Annex include both new and used...

      7. GENERAL TECHNOLOGY NOTE (GTN)

        1. 1. The sale, supply, transfer or export of ‘ technology ’...

        2. 2. The ‘ technology ’ ‘ required ’ for the ‘...

        3. 3. Prohibitions do not apply to that ‘ technology ’ which...

        4. 4. Prohibitions on ‘ technology ’ transfer do not apply to...

      8. A. GOODS

        1. NUCLEAR MATERIALS, FACILITIES, AND EQUIPMENT

        2. SPECIAL MATERIALS AND RELATED EQUIPMENT

        3. MATERIALS PROCESSING

        4. ELECTRONICS

        5. SENSORS AND LASERS

        6. NAVIGATION AND AVIONICS

        7. AEROSPACE AND PROPULSION

      9. B. SOFTWARE

      10. C. TECHNOLOGY

    3. ANNEX Ib

    4. ANNEX Ic

      Gold, titanium ore, vanadium ore and rare earth minerals referred to in Article 2(4)

      1. Code Description ex 2530 90 00 Ores of the rare...

    5. ANNEX Id

      Coal, iron and iron ore referred to in Article 2(4)

      1. Code Description ex 2601 Iron ore 2701 Coal, briquettes, ovoids...

    6. ANNEX Ie

      Aviation fuel referred to in Article 2(1)(b)

      1. Code Description from 2710 12 31 till 2710 12 59...

    7. ANNEX If

      Petroleum products referred to in Article 2(4)

      1. 2707 Oils and other products of the distillation of high...

    8. ANNEX Ig

      GOODS AND TECHNOLOGY REFERRED TO IN ARTICLES 2, 3 AND 6

      1. Weapons of mass destruction-related items, materials, equipment, goods and technology...

      2. (a) Nuclear- and/or Missile-usable Items

        1. (1) Ring Magnets

        2. (2) Maraging Steel

        3. (3) Magnetic alloy materials in sheet or thin strip form having...

        4. (4) Frequency Changers (also known as converters or inverters)

          1. Technical Notes:

            1. (1) Frequency changers are also known as converters or inverters.

            2. (2) The functionality specified above may be met by certain equipment...

        5. (5) High-strength Aluminium Alloy

          1. Technical Note:

        6. (6) Fibrous or Filamentary Materials

        7. (7) Filament Winding Machines and Related Equipment

        8. (8) Flow-forming Machines

        9. (9) Laser welding equipment

        10. (10) 4- and 5-axis CNC machine tools

        11. (11) Plasma cutting equipment

        12. (12) Metal hydrides such as, zirconium hydride

      3. (b) Chemical/Biological Weapons-usable Items

        1. (1) Additional chemicals suitable for the production of chemical warfare agents:...

        2. (2) Reaction vessels, reactors, agitators, heat exchangers, condensers, pumps, valves, storage...

        3. (3) Conventional or turbulent air-flow clean-air rooms and self-contained fan-HEPA filter...

    9. ANNEX Ih

      1. Copper, nickel, silver and zinc referred to in point (b)...

    10. ANNEX II

      1. Websites for information on the competent authorities referred to in...

        1. BELGIUM

        2. BULGARIA

        3. CZECH REPUBLIC

        4. DENMARK

        5. GERMANY

        6. ESTONIA

        7. IRELAND

        8. GREECE

        9. SPAIN

        10. FRANCE

        11. CROATIA

        12. ITALY

        13. CYPRUS

        14. LATVIA

        15. LITHUANIA

        16. LUXEMBOURG

        17. HUNGARY

        18. MALTA

        19. NETHERLANDS

        20. AUSTRIA

        21. POLAND

        22. PORTUGAL

        23. ROMANIA

        24. SLOVENIA

        25. SLOVAKIA

        26. FINLAND

        27. SWEDEN

        28. UNITED KINGDOM

      2. Address for notifications to the European Commission

    11. ANNEX III

      Luxury goods referred to in Article 4

      1. 1. Pure-Bred Horses

      2. 2. Caviar and caviar substitutes

      3. 3. Truffles and preparations thereof

      4. 4. High quality wines (including sparkling wines), spirits and spirituous beverages...

      5. 5. High quality cigars and cigarillos

      6. 6. Luxury perfumes, toilet waters and cosmetics, including beauty and make-up...

      7. 7. High quality leather, saddlery and travel goods, handbags and similar...

      8. 8. High quality garments, clothing accessories and shoes (regardless of their...

      9. 9. Hand-knotted carpets, handwoven rugs and tapestries

      10. 10. Pearls, precious and semi-precious stones, articles of pearls, jewellery, gold-...

      11. 11. Coins and banknotes, not being legal tender

      12. 12. Cutlery of precious metal or plated or clad with precious...

      13. 13. High quality tableware of porcelain, china, stone- or earthenware or...

      14. 14. Items of lead crystal

      15. 15. High end electronic items for domestic use

      16. 16. High end electrical/electronic or optical apparatus for recording and reproducing...

      17. 17. Luxury vehicles for the transport of persons on earth, air...

      18. 18. Luxury clocks and watches and their parts

      19. 19. High quality musical instruments

      20. 20. Works of art, collectors' pieces and antiques

      21. 21. Articles and equipment for sports, including skiing, golf, diving and...

      22. 22. Articles and equipment for billiard, automatic bowling, casino games and...

    12. ANNEX IIIa

      1. The statues referred to in Article 4c(1).

    13. ANNEX IIIb

      1. The helicopters and vessels referred to in Article 4d(1).

    14. ANNEX IV

      List of persons, entities and bodies referred to in Article 6(1)

      1. Natural persons: Han Yu-ro. Post: Director of Korea Ryongaksan General...

    15. ANNEX IVa

      1. The vessels that have been designated by the Sanctions Committee...

    16. ANNEX V

    17. ANNEX Va

      LIST OF PERSONS, ENTITIES OR BODIES REFERRED TO IN ARTICLE 6(2a)

    18. ANNEX VI

      LIST OF CREDIT AND FINANCIAL INSTITUTIONS, BRANCHES AND SUBSIDIARIES REFERRED TO IN ARTICLE 11A

    19. ANNEX VII