Council Regulation (EC) No 423/2007
of 19 April 2007
concerning restrictive measures against Iran (repealed)
THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty establishing the European Community, and in particular Articles 60 and 301 thereof,
Having regard to the proposal from the Commission,
Whereas:
On 23 December 2006, the United Nations Security Council adopted Resolution 1737 (2006) (UNSCR 1737 (2006)) deciding that Iran should without further delay suspend all enrichment-related and reprocessing activities, as well as work on all heavy water-related projects, and take certain steps required by the International Atomic Energy Agency (IAEA) Board of Governors, which the United Nations Security Council deems essential to build confidence in the exclusively peaceful purpose of Iran's nuclear programme. In order to persuade Iran to comply with this mandatory decision, the United Nations Security Council decided that all Member States of the United Nations should apply a number of restrictive measures.
In line with UNSCR 1737 (2006), Common Position 2007/140/CFSP provides for certain restrictive measures against Iran. These measures include restrictions on exports and imports of goods and technology which could contribute to Iran's enrichment-related, reprocessing, or heavy water-related activities, or to the development of nuclear weapon delivery systems, a ban on the provision of related services, a ban on investment related to such goods and technology, a ban on procurement of relevant goods and technology from Iran, as well as the freezing of funds and economic resources of persons, entities and bodies engaged in, directly associated with or providing support for such activities or development.
These measures fall within the scope of the Treaty establishing the European Community and, therefore, notably with a view to ensuring their uniform application by economic operators in all Member States, Community legislation is necessary in order to implement them as far as the Community is concerned.
For reasons of expediency, the Commission should be empowered to publish the list of banned goods and technology and any amendments to it that will be adopted by the Sanctions Committee or the United Nations Security Council, and to amend the lists of persons, entities and bodies whose funds and economic resources should be frozen on the basis of decisions reached by the United Nations Security Council or by the Sanctions Committee.
As regards the procedure for establishing and amending the list referred to in Article 7(2) of this Regulation, the Council should exercise the corresponding implementing powers itself in view of the objectives of UNSCR 1737 (2006), notably to constrain Iran's development of sensitive technologies in support of its nuclear and missile programmes, and the proliferation-sensitive nature of the activities undertaken by the persons and entities supporting these programmes.
Member States should determine the penalties applicable to infringements of the provisions of this Regulation. The penalties provided for should be proportionate, effective and dissuasive.
In order to ensure that the measures provided for in this Regulation are effective, the latter should enter into force on the day of its publication,
HAS ADOPTED THIS REGULATION:
Article 1
For the purposes of this Regulation only, the following definitions shall apply:
- (a)
‘Sanctions Committee’ means the Committee of the United Nations Security Council which was established pursuant to paragraph 18 of UNSCR 1737 (2006);
- (b)
‘technical assistance’ means any technical support related to repairs, development, manufacture, assembly, testing, maintenance, or any other technical service, and may take forms such as instruction, advice, training, transmission of working knowledge or skills or consulting services; including verbal forms of assistance;
- (c)
the term ‘goods’ includes items, materials and equipment;
- (d)
the term ‘technology’ includes software;
- (e)
‘investment’ means acquisition or extension of a participation in enterprises, including the acquisition in full of such enterprises and the acquisition of shares and securities of a participating nature;
- (f)
‘brokering services’ means activities of persons, entities and partnerships acting as intermediaries by buying, selling or arranging the transfer of goods and technology, or negotiating or arranging transactions that involve the transfer of goods or technology;
- (g)
‘funds’ means financial assets and benefits of every kind, including but not limited to:
- (i)
cash, cheques, claims on money, drafts, money orders and other payment instruments;
- (ii)
deposits with financial institutions or other entities, balances on accounts, debts and debt obligations;
- (iii)
publicly- and privately-traded securities and debt instruments, including stocks and shares, certificates representing securities, bonds, notes, warrants, debentures and derivatives contracts;
- (iv)
interest, dividends or other income on or value accruing from or generated by assets;
- (v)
credit, right of set-off, guarantees, performance bonds or other financial commitments;
- (vi)
letters of credit, bills of lading, bills of sale; and
- (vii)
documents showing evidence of an interest in funds or financial resources;
- (i)
- (h)
‘freezing of funds’ means preventing any moving, transfer, alteration, use of, access to, or dealing with funds in any way that would result in any change in their volume, amount, location, ownership, possession, character, destination or other change that would enable the funds to be used, including portfolio management;
- (i)
‘economic resources’ means assets of every kind, whether tangible or intangible, movable or immovable, which are not funds but which may be used to obtain funds, goods or services;
- (j)
‘freezing of economic resources’ means preventing the use of economic resources to obtain funds, goods or services in any way, including, but not limited to, by selling, hiring or mortgaging them;
- (k)
‘territory of the Community’ means the territories of the Member States to which the Treaty is applicable, under the conditions laid down in the Treaty, including their airspaceF1;
- (l)
F2‘ contract or transaction ’ means any transaction of whatever form and whatever the applicable law, whether comprising one or more contracts or similar obligations made between the same or different parties; for this purpose ‘ contract ’ includes a bond, guarantee or indemnity, particularly a financial guarantee or financial indemnity, and credit, whether legally independent or not, as well as any related provision arising under, or in connection with, the transaction;
- (m)
‘ claim ’ means any claim for indemnity or any other claim of this type, such as a claim for compensation or a claim under a guarantee, notably any claim for extension or payment of a bond, guarantee or indemnity, particularly a financial guarantee or financial indemnity, of whatever form;
- (n)
‘ person, entity or body in Iran ’ means:
- (i)
the State of Iran or any public authority thereof;
- (ii)
any natural person in, or resident in, Iran;
- (iii)
any legal person, entity or body having its registered office in Iran;
- (iv)
any legal person, entity or body controlled directly or indirectly by one or more of the above mentioned persons or bodies.
- (i)
Article 2
F31.
It shall be prohibited:
(a)
to sell, supply, transfer or export, directly or indirectly, the following goods and technology, whether or not originating in the Community, to any natural or legal person, entity or body in, or for use in, Iran:
- (i)
all goods and technology contained in the Nuclear Suppliers Group and Missile Technology Control Regime lists. These goods and technology are listed in Annex I;
- (ii)
other goods and technology determined by the Sanctions Committee or the United Nations Security Council as goods and technology which could contribute to Iran's enrichment-related, reprocessing, or heavy water-related activities, or to the development of nuclear weapon delivery systems. These goods and technology are also listed in Annex I;
- (iii)
F2certain other goods and technology that could contribute to enrichment-related, reprocessing or heavy-water-related activities, to the development of nuclear weapon delivery systems, or to the pursuit of activities related to other topics about which the IAEA has expressed concerns or identified as outstanding. These goods and technology are listed in Annex IA;
(b)
to participate, knowingly and intentionally, in activities the object or effect of which is to circumvent the prohibition referred to in point (a).
F32.
Article 3
1.
A prior authorisation shall be required for the sale, supply, transfer or export, directly or indirectly, of the goods and technology listed in Annex II, whether or not originating in the Community, to any natural or legal person, entity or body in, or for use in, Iran.
F41a.
2.
Annex II shall include any goods and technology other than those included in Annex I, which could contribute to enrichment-related, reprocessing or heavy water-related activities, to the development of nuclear weapon delivery systems, or to the pursuit of activities related to other topics about which the International Atomic Energy Agency (IAEA) has expressed concerns or identified as outstanding.
3.
Exporters shall supply the competent authorities with all relevant information required for their application for an export authorisation.
4.
The competent authorities of the Member States, as indicated in the websites listed in Annex III, shall not grant any authorisation for any sale, supply, transfer or export of the goods or technology included in Annex II, if they determine that the sale, supply, transfer or export thereof would contribute to one of the following activities:
(a)
Iran's enrichment-related, reprocessing or heavy water-related activities;
(b)
the development of nuclear weapon delivery systems by Iran; or
(c)
the pursuit by Iran of activities related to other topics about which the IAEA has expressed concerns or identified as outstanding.
5.
Under the conditions set out in paragraph 4, the competent authorities of the Member States, as indicated in the websites listed in Annex III, may annul, suspend, modify or revoke an export authorisation which they have already granted.
6.
7.
Before a Member State grants an export authorisation which has been denied by another Member State or States, in accordance with paragraph 4, for an essentially identical transaction and for which the denial is still valid, it will first consult the Member State or States which issued the denial as provided for in paragraphs 5 and 6. If, following such consultations, the Member State concerned decides to grant an authorisation, it shall inform the other Member States and the Commission thereof, providing all relevant information to explain the decision.
Article 4
F1It shall be prohibited to purchase, import or transport the goods and technology listed in Annexes I and IA from Iran, whether the item concerned originates in Iran or not.
F2Article 4a
In order to prevent the transfer of goods and technology that are listed in Annexes I and IA, cargo aircraft and merchant vessels owned or operated by Iran Air Cargo and Islamic Republic of Iran Shipping Line shall be required to submit pre-arrival or pre-departure information, for all goods brought into or out of the Community, to the competent customs authorities of the Member State concerned.
In addition, Iran Air Cargo and Islamic Republic of Iran Shipping Line and or their representatives shall declare whether the goods are covered by Regulation (EC) No 1334/2000 or by this Regulation and, if their export is subject to authorisation, specify the particulars of the export licence granted.
F5Until 31 December 2010 , the entry and exit summary declarations and the required additional elements referred to in this Article may be submitted in written form using commercial, port or transport information, provided that they contain the necessary particulars.
As from 1 January 2011 , the required additional elements referred to in this Article shall be submitted either in written form or using the entry and exit summary declarations as appropriate.
Article 5
F11.
It shall be prohibited:
(a)
to provide, directly or indirectly, technical assistance related to the goods and technology listed in the Common Military List of the European Union, or related to the provision, manufacture, maintenance and use of goods included in that list, to any natural or legal person, entity or body in, or for use in, Iran;
(b)
to provide, directly or indirectly, technical assistance or brokering services related to the goods and technology listed in Annexed I and IA, or related to the provision, manufacture, maintenance and use of goods listed in Annexes I and IA, to any natural or legal person, entity or body in, or for use in, Iran;
(c)
to provide investment to enterprises in Iran engaged in the manufacture of goods and technology listed in the Common Military List of the European Union or in Annexes I and IA;
(d)
to provide, directly or indirectly, financing or financial assistance related to the goods and technology listed in the Common Military List of the European Union or in Annexes I and IA, including in particular grants, loans and export credit insurance, for any sale, supply, transfer or export of such items, or for any provision of related technical assistance to any natural or legal person, entity or body in, or for use in, Iran;
(e)
to participate, knowingly and intentionally, in activities, the object or effect of which is to circumvent the prohibitions referred to in points (a) to (d).
2.
The provision of:
(a)
technical assistance, or brokering services related to, goods and technology listed in Annex II and to the provision, manufacture, maintenance and use of these items, directly or indirectly to any person, entity or body in, or for use in Iran;
(b)
investment to enterprises in Iran engaged in the manufacture of goods and technology as listed in Annex II;
(c)
financing or financial assistance related to goods and technologies referred to in Annex II, including in particular grants, loans and export credit insurance, for any sale, supply, transfer or export of these items, or for any provision of related technical assistance, directly or indirectly, to any person, entity or body in, or for use in Iran;
shall be subject to an authorisation of the competent authority of the Member State concerned.
3.
The competent authorities of the Member States, as indicated in the websites listed in Annex III, shall not grant any authorisation for the transactions referred to in paragraph 2, if they determine that the action were to contribute to one of the following activities:
(a)
Iran's enrichment-related, reprocessing or heavy water-related activities;
(b)
the development of nuclear weapon delivery systems by Iran; or
(c)
the pursuit by Iran of activities related to other topics about which the IAEA has expressed concerns or identified as outstanding.
Article 6
The competent authorities of the Member States, as indicated in the websites listed in Annex III, may grant, under such terms and conditions as they deem appropriate, an authorisation for a transaction in relation to goods and technology, assistance, investment or brokering services referred to in Articles 2 or 5(1), where the Sanctions Committee has determined in advance and on a case-by-case basis that the transaction would clearly contribute neither to the development of technologies in support of Iran's proliferation sensitive nuclear activities, nor to the development of nuclear weapon development delivery systems, including where such goods and technology, assistance, investment or brokering services are for food, agricultural, medical or other humanitarian purposes, provided that:
- (a)
the contract for delivery of the goods or technology, or for the provision of assistance, includes appropriate end-user guarantees, and
- (b)
Iran has undertaken not to use the goods or technology concerned, or if applicable, the assistance concerned, in proliferation sensitive nuclear activities or for development of nuclear weapon delivery systems.
Article 7
F11.
All funds and economic resources belonging to, owned, held or controlled by the persons, entities and bodies listed in Annex IV shall be frozen. Annex IV shall include the persons, entities and bodies designated by the United Nations Security Council or by the Sanctions Committee in accordance with paragraph 12 of United Nations Security Council Resolution 1737 (2006) and paragraph 7 of United Nations Security Council Resolution 1803 (2008).
2.
All funds and economic resources belonging to, owned, held or controlled by the persons, entities and bodies listed in Annex V shall be frozen. Annex V shall include natural and legal persons, entities and bodies, not covered by Annex IV, who, in accordance with Article 5(1)(b) of Common Position 2007/140/CFSP, have been identified as:
(a)
being engaged in, directly associated with, or providing support for, Iran's proliferation-sensitive nuclear activities, or
(b)
being engaged in, directly associated with, or providing support for, Iran's development of nuclear weapon delivery systems, or
(c)
acting on behalf of or at the direction of a person, entity or body referred to under (a) or (b), or
(d)
being a legal person, entity or body owned or controlled by a person, entity or body referred to under (a) or (b), including through illicit means.
3.
No funds or economic resources shall be made available, directly or indirectly, to or for the benefit of the natural or legal persons, entities or bodies listed in Annexes IV and V.
4.
The participation, knowingly and intentionally, in activities the object or effect of which is, directly or indirectly, to circumvent the measures referred to in paragraphs 1, 2 and 3 shall be prohibited.
Article 8
By way of derogation from Article 7, the competent authorities of the Member States, as indicated in the websites listed in Annex III, may authorise the release of certain frozen funds or economic resources, if the following conditions are met:
- (a)
F6the funds or economic resources are the subject of a judicial, administrative or arbitral lien established before the date on which the person, entity or body referred to in Article 7 has been designated by the Sanctions Committee, the Security Council or by the Council or of a judicial, administrative or arbitral judgment rendered prior to that date;
- (b)
the funds or economic resources will be used exclusively to satisfy claims secured by such a lien or recognised as valid in such a judgment, within the limits set by applicable laws and regulations governing the rights of persons having such claims;
- (c)
the lien or judgment is not for the benefit of a person, entity or body listed in Annex IV or V;
- (d)
recognising that the lien or judgment is not contrary to public policy in the Member State concerned; and
- (e)
if Article 7(1) applies, the Sanctions Committee has been notified by the Member State of the lien or judgment.
Article 9
By way of derogation from Article 7 and provided payment by a person, entity or body listed in Annex IV or V is due under a contract, agreement or obligation that was concluded by, or arose for the person, entity or body concerned, before the date on which that person, entity or body has been designated by the Sanctions Committee, the Security Council or by the Council, the competent authorities of the Member States, as indicated in the websites listed in Annex III, may authorise, under such conditions as they deem appropriate, the release of certain frozen funds or economic resources, if the following conditions are met:
- (a)
the competent authority concerned has determined that:
- (i)
the funds or economic resources shall be used for a payment by a person, entity or body listed in Annex IV or V;
- (ii)
the contract, agreement or obligation will not contribute to the manufacture, sale, purchase, transfer, export, import, transport or use of goods and technology listed in Annexes I and II; and
- (iii)
the payment is not in breach of Article 7(3);
- (i)
- (b)
if Article 7(1) applies, the Member State concerned has notified the Sanctions Committee of that determination and its intention to grant an authorisation, and the Sanctions Committee has not objected to that course of action within ten working days of notification; and
- (c)
if Article 7(2) applies, the Member State concerned has notified that determination of its competent authority and its intention to grant an authorisation to the other Member States and to the Commission at least two weeks prior to the authorisation.
Article 10
1.
By way of derogation from Article 7, the competent authorities of the Member States, as indicated in the websites listed in Annex III, may authorise, under such conditions as they deem appropriate, the release of certain frozen funds or economic resources, or the making available of certain funds or economic resources, if the following conditions are met:
(a)
the competent authority concerned has determined that the funds or economic resources are:
- (i)
necessary to satisfy the basic needs of persons listed in Annex IV or V, and their dependent family members, including payments for foodstuffs, rent or mortgage, medicines and medical treatment, taxes, insurance premiums, and public utility charges;
- (ii)
intended exclusively for payment of reasonable professional fees and reimbursement of incurred expenses associated with the provision of legal services; or
- (iii)
intended exclusively for payment of fees or service charges for routine holding or maintenance of frozen funds or economic resources; and
(b)
if the authorisation concerns a person, entity or body listed in Annex IV, the Member State concerned has notified the Sanctions Committee of that determination and its intention to grant an authorisation, and the Sanctions Committee has not objected to that course of action within five working days of notification.
2.
By way of derogation from Article 7, the competent authorities of the Member States, as indicated in the websites listed in Annex III, may authorise the release of certain frozen funds or economic resources or the making available of certain funds or economic resources, after having determined that the funds or economic resources are necessary for extraordinary expenses, provided that
(a)
if the authorisation concerns a person, entity or body listed in Annex IV, the Sanctions Committee has been notified of this determination by the Member State concerned and that the determination has been approved by that Committee, and
(b)
if the authorisation concerns a person, entity or body listed in Annex V, the competent authority has notified the grounds on which it considers that a specific authorisation should be granted to the other competent authorities of the Member States and to the Commission at least two weeks before the authorisation.
3.
The relevant Member State shall inform the other Member States and the Commission of any authorisation granted under paragraphs 1 and 2.
Article 11
1.
Article 7(3) shall not prevent financial or credit institutions in the Community from crediting frozen accounts where they receive funds transferred by third parties to the account of a listed natural or legal person, entity or body, provided that any additions to such accounts will also be frozen. The financial or credit institution shall inform the competent authorities about such transactions without delay.
2.
Article 7(3) shall not apply to the addition to frozen accounts of:
(a)
interest or other earnings on those accounts; or
F6(b)
payments due under contracts, agreements or obligations that were concluded or arose before the date on which the person, entity or body referred to in Article 7 has been designated by the Sanctions Committee, the Security Council or by the Council;
provided that any such interest, other earnings and payments are frozen in accordance with Article 7(1) or 7(2).
F2Article 11a
1.
Credit and financial institutions which come within the scope of Article 18 shall, in their activities with credit and financial institutions referred to in paragraph 2, and in order to prevent such activities contributing to proliferation-sensitive nuclear activities or to the development of nuclear weapon delivery systems:
(a)
exercise continuous vigilance over account activity, particularly through their programmes on customer due diligence and under their obligations relating to money laundering and financing of terrorism;
(b)
require that in payment instructions all information fields which relate to the originator and beneficiary of the transaction in question be completed and if that information is not supplied, refuse the transaction;
(c)
maintain all records of transactions for a period of five years and make them available to national authorities on request;
(d)
if they suspect or have reasonable grounds to suspect that funds are related to proliferation financing, promptly report their suspicions to the financial intelligence unit (FIU) or to another competent authority designated by the Member State concerned, as indicated on the websites listed in Annex III, without prejudice to Articles 5 and 7. The FIU or such other competent authority will serve as a national centre for receiving and analysing suspicious transaction reports regarding potential proliferation financing. The FIU or such other competent authority shall have access, directly or indirectly, on a timely basis to the financial, administrative and law enforcement information that it requires to properly undertake this function, including the analysis of suspicious transaction reports.
2.
The measures set out in paragraph 1 shall apply to credit and financial institutions in their activities with:
(a)
credit and financial institutions domiciled in Iran, in particular with Bank Saderat;
(b)
branches and subsidiaries, where they come within the scope of Article 18, of credit and financial institutions domiciled in Iran, as listed in Annex VI;
(c)
branches and subsidiaries, where they do not come within the scope of Article 18, of credit and financial institutions domiciled in Iran, as listed in Annex VI;
(d)
credit and financial institutions that are neither domiciled in Iran nor come within the scope of Article 18 but are controlled by persons and entities domiciled in Iran, as listed in Annex VI.
Article 11b
1.
Bank Saderat branches and subsidiaries that come within the scope of Article 18 shall notify the competent authority of the Member State where they are established, as indicated on the websites listed in Annex III, of all transfers of funds carried out or received by them, the names of the parties, the amount and the date of the transaction, within five working days after carrying out or receiving the transfer of funds concerned. If the information is available, the notification must specify the nature of the transaction and, where appropriate, the nature of the goods covered by the transaction and must, in particular, state whether the goods are covered by Regulation (EC) No 1334/2000 or by this Regulation and, if their export is subject to authorisation, indicate the number of the licence granted.
2.
Subject to, and in accordance with, the information-sharing arrangements, the other notified competent authorities shall without delay transmit these data, as necessary, in order to prevent any transaction that could contribute to proliferation-sensitive nuclear activities or to the development of nuclear weapons delivery systems, to the competent authorities of other Member States where the counterparts to such transactions are established.
Article 12
1.
The freezing of funds and economic resources or the refusal to make funds or economic resources available, carried out in good faith on the basis that such action is in accordance with this Regulation, shall not give rise to liability of any kind on the part of the natural or legal person or entity or body implementing it, or its directors or employees, unless it is proved that the funds and economic resources were frozen or withheld as a result of negligence.
F12.
The prohibitions set out in Article 5(1)(d) and Article 7(3) shall not give rise to liability of any kind on the part of the natural or legal persons or entities concerned, if they did not know, and had no reasonable cause to suspect, that their actions would infringe these prohibitions.
F23.
The disclosure in good faith, as provided for in Articles 11a and 11b, by an institution or by a person covered by this Regulation or an employee or director of such an institution, of the information referred to in Articles 11a and 11b shall not involve the institution or person or its directors or employees in liability of any kind.
F2Article 12a
1.
No claim for indemnity or any other claim of this type, such as a claim for compensation or a claim under a guarantee, notably a claim for extension or payment of a bond, guarantee or indemnity, particularly a financial guarantee or financial indemnity, of whatever form, made by:
(a)
designated persons, entities or bodies listed in Annexes IV, V and VI;
(b)
any other person, entity or body in Iran, including the Iranian government;
(c)
any person, entity or body acting through or on behalf of one of these persons or entities
in connection with any contract or transaction the performance of which would have been affected, directly or indirectly, wholly or in part, by the measures imposed by this Regulation shall be satisfied.
2.
The performance of a contract or transaction shall be regarded as having been affected by the measures imposed by this Regulation where the existence or content of the claim results directly or indirectly from those measures.
3.
In any proceedings for the enforcement of a claim, the onus of proving that satisfying the claim is not prohibited by paragraph 1 shall be on the person seeking the enforcement of that claim.
Article 13
1.
Without prejudice to the applicable rules concerning reporting, confidentiality and professional secrecy, natural and legal persons, entities and bodies shall:
(a)
supply immediately any information which would facilitate compliance with this Regulation, such as accounts and amounts frozen in accordance with Article 7, to the competent authorities of the Member States, as indicated in the websites listed in Annex III, where they are resident or located, and shall transmit such information, directly or through the Member States, to the Commission;
(b)
cooperate with the competent authorities, as indicated in the websites listed in Annex III, in any verification of this information.
2.
Any additional information directly received by the Commission shall be made available to the Member State concerned.
3.
Any information provided or received in accordance with this Article shall be used only for the purposes for which it was provided or received.
Article 14
The Commission and Member States shall immediately inform each other of the measures taken under this Regulation and shall supply each other with any other relevant information at their disposal in connection with this Regulation, in particular information in respect of violations and enforcement problems and judgments handed down by national courts.
Article 15
F41.
The Commission shall:
(a)
amend Annex I on the basis of determinations made by either the United Nations Security Council or the Sanctions Committee;
(b)
amend Annex IA and Annex II on the basis of information supplied by Member States;
(c)
amend Annex III on the basis of information supplied by Member States;
(d)
amend Annex IV on the basis of determinations made by either the United Nations Security Council or the Sanctions Committee;
(e)
amend Annex VI on the basis of decisions taken in respect of Annexes III and IV to Council Common Position 2007/140/CFSP.
2.
The Council, acting by qualified majority, shall establish, review and amend the list of persons, entities and bodies referred to in Article 7(2) and in full accordance with the determinations made by the Council in respect of Annex II to Common Position 2007/140/CFSP. The list in Annex V shall be reviewed in regular intervals and at least every 12 months.
3.
The Council shall state individual and specific reasons for decisions taken pursuant to paragraph 2 and make them known to the persons, entities and bodies concerned.
Article 16
1.
Member States shall lay down the rules on penalties applicable to infringements of this Regulation and shall take all measures necessary to ensure that they are implemented. The penalties provided for shall be effective, proportionate and dissuasive.
2.
Member States shall notify the Commission of those rules without delay after the entry into force of this Regulation and shall notify it of any subsequent amendment.
Article 17
1.
Member States shall designate the competent authorities referred to in this Regulation and identify them in or through the websites as listed in Annex III.
2.
Member States shall notify the Commission of their competent authorities without delay after the entry into force of this Regulation and shall notify it of any subsequent amendment.
Article 18
This Regulation shall apply:
- (a)
within the territory of the Community;
- (b)
on board any aircraft or any vessel under the jurisdiction of a Member State;
- (c)
to any person inside or outside the territory of the Community who is a national of a Member State;
- (d)
to any legal person, entity or body which is incorporated or constituted under the law of a Member State;
- (e)
to any legal person, entity or body in respect of any business done in whole or in part within the Community.
Article 19
This Regulation shall enter into force on the day of its publication in the Official Journal of the European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
F7ANNEX IGoods and technology referred to in Articles 2, 4 and 5(1)
INTRODUCTORY NOTES
The descriptions of the items in this Annex are often, but not always, identical or similar to descriptions of the items set out in the list of dual-use items. Each description is based as much as possible on that of the first dual-use item referred to. Where there are differences between the two descriptions, the description of the goods or technology found in this Annex shall be decisive. For the sake of clarity, an asterisk indicates that a description is based on the description of the dual-use item referred to, but contains different values for the technical parameters used or omits or adds specific elements.
If only part of the scope of the dual-use item referred to is covered by an entry in this Annex, the reference number taken from the list of dual-use items is preceded by ‘ ex ’.
For the definitions of terms between ‘ double quotation marks ’ please refer to Regulation (EC) No 1183/2007.
General Notes
1.
For control or prohibition of goods which are designed or modified for military use, see the relevant list(s) of controls or prohibitions on military goods maintained by individual Member States. References in this Annex that state ‘ See also Military Goods Controls ’ refer to the same lists.
2.The object of the prohibitions contained in this Annex should not be defeated by the export of any non-prohibited goods (including plant) containing one or more prohibited components when the prohibited component or components are the principal element of the goods and can feasibly be removed or used for other purposes.
N.B.: In judging whether the prohibited component or components are to be considered the principal element, it is necessary to weigh the factors of quantity, value and technological know-how involved and other special circumstances which might establish the prohibited component or components as the principal element of the goods being procured.
3.
Goods specified in this Annex include both new and used goods.
Nuclear Technology Note (NTN)
(To be read in conjunction with Section I.0.B.)
The sale, supply, transfer or export of ‘ technology ’ directly associated with any goods whose sale, supply, transfer or export is prohibited in Section I.0.A is prohibited according to the provisions of Category I.0.
‘ Technology ’ for the ‘ development ’ , ‘ production ’ or ‘ use ’ of goods under prohibition remains under prohibition even when applicable to non-prohibited goods.
The approval of goods for export granted in accordance with Article 6 of Regulation (EC) No 423/2007, also authorizes the export to the same end-user of the minimum ‘ technology ’ required for the installation, operation, maintenance and repair of the goods.
Prohibitions on ‘ technology ’ transfer do not apply to information ‘ in the public domain ’ or to ‘ basic scientific research ’ .
General Technology Note (GTN)
(To be read in conjunction with Sections I.1B, I.2B, I.3B, I.4B, I.5B, I.6B, I.7B and I.9B.)
The sale, supply, transfer or export of ‘ technology ’ which is ‘ required ’ for the ‘ development ’ , ‘ production ’ or ‘ use ’ of goods whose sale, supply, transfer or export is prohibited in Categories I.1 to I.9, is prohibited according to the provisions of Categories I.1 to I.9.
‘ Technology ’ ‘ required ’ for the ‘ development ’ , ‘ production ’ or ‘ use ’ of goods under prohibition remains under prohibition even when applicable to non-prohibited goods.
Prohibitions do not apply to that ‘ technology ’ which is the minimum necessary for the installation, operation, maintenance (checking) and repair of those goods which are not prohibited or whose export has been authorised in accordance with Regulation (EC) No 423/2007.
Prohibitions on ‘ technology ’ transfer do not apply to information ‘ in the public domain ’ , to ‘ basic scientific research ’ or to the minimum necessary information for patent applications.
General Software Note (GSN)
(This note overrides any prohibition within sections I.0B, I.1B, I.2B, I.3B, I.4B, I.5B, I.6B, I.7B and I.9B.)
Categories I.0 to I.9 of this list do not prohibit ‘ software ’ which is either:
- a.
Generally available to the public by being:
- 1.
Sold from stock at retail selling points, without restriction, by means of:
- a.
Over-the-counter transactions;
- b.
Mail order transactions;
- c.
Electronic transactions; or
- d.
Telephone order transactions; and
- a.
- 2.
Designed for installation by the user without further substantial support by the supplier; or
- 1.
- b.
‘ In the public domain ’ .
I.0NUCLEAR MATERIAL, FACILITIES AND EQUIPMENT
No | Relevant item(s) from Annex to Regulation (EC) No 1183/2007 | Description |
---|---|---|
I.0A.001 | 0A001 | ‘ Nuclear reactors ’ and specially designed or prepared equipment and components therefor, as follows:
|
I.0A.002 | ex 0B001* (0B001.a, 0B001.b.1-13, 0B001.c, 0B001.d 0B001.e 0B001.f 0B001.g 0B001.h 0B001.i and 0B001.j) | Plant for the separation of isotopes of ‘ natural uranium ’ , ‘ depleted uranium ’ and ‘ special fissile materials ’ , and specially designed or prepared equipment and components therefor, as follows:
|
I.0A.003 | 0B002 | Specially designed or prepared auxiliary systems, equipment and components, as follows, for isotope separation plant specified in I.0A.002, made of or protected by ‘materials resistant to corrosion by UF 6 ’:
|
I.0A.004 | 0B003 | Plant for the conversion of uranium and equipment specially designed or prepared therefor, as follows:
|
I.0A.005 | 0B004 | Plant for the production or concentration of heavy water, deuterium and deuterium compounds and specially designed or prepared equipment and components therefor, as follows:
|
I.0A.006 | 0B005 | Plant specially designed for the fabrication of ‘ nuclear reactor ’ fuel elements and specially designed or prepared equipment therefor. Note: A plant for the fabrication of ‘nuclear reactor’ fuel elements includes equipment which:
|
I.0A.007 | 0B006 | Plant for the reprocessing of irradiated ‘ nuclear reactor ’ fuel elements, and specially designed or prepared equipment and components therefor: Note: I.0A.007 includes:
|
I.0A.008 | 0B007 | Plant for the conversion of plutonium and equipment specially designed or prepared therefor, as follows:
|
I.0A.009 | 0C001 | ‘ Natural uranium ’ or ‘ depleted uranium ’ or thorium in the form of metal, alloy, chemical compound or concentrate and any other material containing one or more of the foregoing. Note: I.0A.009 does not prohibit the following:
|
I.0A.010 | 0C002 | ‘ Special fissile materials ’ . Note: I.0A.010 does not prohibit four ‘effective grammes’ or less when contained in a sensing component in instruments. |
I.0A.011 | 0C003 | Deuterium, heavy water (deuterium oxide) and other compounds of deuterium, and mixtures and solutions containing deuterium, in which the isotopic ratio of deuterium to hydrogen exceeds 1:5 000. |
I.0A.012 | 0C004 | Graphite, nuclear grade, having a purity level of less than 5 parts per million ‘boron equivalent’ and with a density greater than 1,5 g/cm 3 . N.B.: See also I.1A.028. Note 1: I.0A.012 does not prohibit the following:
Note 2: In I.0A.012, ‘boron equivalent’ (BE) is defined as the sum of BE z for impurities (excluding BE carbon since carbon is not considered an impurity) including boron, where: BE z (ppm) = CF × concentration of element Z in ppm; where CF is the conversion factor = and σ B and σ Z are the thermal neutron capture cross sections (in barns) for naturally occurring boron and element Z respectively; and A B and A Z are the atomic masses of naturally occurring boron and element Z respectively. |
I.0A.013 | 0C005 | Specially prepared compounds or powders for the manufacture of gaseous diffusion barriers, resistant to corrosion by UF 6 (e.g. nickel or alloy containing 60 weight per cent or more nickel, aluminium oxide and fully fluorinated hydrocarbon polymers), having a purity of 99,9 weight per cent or more and a mean particle size of less than 10 micrometres measured by American Society for Testing and Materials (ASTM) B330 standard and a high degree of particle size uniformity. |
No | Relevant item(s) from Annex to Regulation (EC) No 1183/2007 | Description |
---|---|---|
I.0B.001 | 0D001 | ‘Software’ specially designed or modified for the ‘development’, ‘production’ or ‘use’ of goods specified in Section I.0A. |
I.0B.002 | 0E001 | ‘Technology’ according to the Nuclear Technology Note for the ‘development’, ‘production’ or ‘use’ of goods specified in Section I.0A. |
I.1MATERIALS, CHEMICALS, ‘MICROORGANISMS’ AND ‘TOXINS’
No | Relevant item(s) from Annex to Regulation (EC) No 1183/2007 | Description |
---|---|---|
I.1A.001 | 1A102 | Resaturated pyrolized carbon-carbon components designed for space launch vehicles specified in I.9A.001 or sounding rockets specified in I.9A.005. N.B.: See also Military Goods Controls for components for rockets and missiles. |
I.1A.002 | 1A202 | Composite structures in the form of tubes and having both of the following characteristics: N.B.: See also I.9A.011.
|
I.1A.003 | 1A225 | Platinized catalysts specially designed or prepared for promoting the hydrogen isotope exchange reaction between hydrogen and water for the recovery of tritium from heavy water or for the production of heavy water. |
I.1A.004 | 1A226 | Specialized packings which may be used in separating heavy water from ordinary water, having both of the following characteristics:
|
I.1A.005 | 1A227 | High-density (lead glass or other) radiation shielding windows, having all of the following characteristics, and specially designed frames therefor:
Technical Notes:In I.1A.005 the term ‘ cold area ’ means the viewing area of the window exposed to the lowest level of radiation in the design application. |
I.1A.006 | ex 1B001* (1B001.a, ex 1B001.b and 1B001.c) | Equipment for the production of fibres, prepregs, preforms or ‘ composites ’ specified in I.1A.024, as follows, and specially designed components and accessories therefor: N.B.: See also I.1A.007 and I.1A.014.
|
I.1A.007 | 1B101 and ex 1B001.d | Equipment, other than that specified in I.1A.006, for the ‘ production ’ of structural composites as follows; and specially designed components and accessories therefor: Note: Components and accessories specified in I.1A.007 include moulds, mandrels, dies, fixtures and tooling for the preform pressing, curing, casting, sintering or bonding of composite structures, laminates and manufactures thereof.
|
I.1A.008 | 1B102 | Metal powder ‘ production equipment ’ and components as follows: N.B.: See also I.1A.009.b.
Note: I.1A.008 includes:
|
I.1A.009 | 1B115 | Equipment, other than that specified in I.1A.008, for the production of propellant and propellant constituents, as follows, and specially designed components therefor:
Note 1: For equipment specially designed for the production of military goods, see the Military Goods Controls. Note 2: I.1A.009 does not prohibit equipment for the ‘production’, handling and acceptance testing of boron carbide |
I.1A.010 | 1B116 | Specially designed nozzles for producing pyrolitically derived materials formed on a mould, mandrel or other substrate from precursor gases which decompose in the 1 573 K (1 300 °C) to 3 173 K (2 900 °C) temperature range at pressures of 130 Pa to 20 kPa. |
I.1A.011 | 1B117 | Batch mixers with provision for mixing under vacuum in the range of zero to 13,326 kPa and with temperature control capability of the mixing chamber and having all of the following, and specially designed components therefor:
|
I.1A.012 | 1B118 | Continuous mixers with provision for mixing under vacuum in the range of zero to 13,326 kPa and with a temperature control capability of the mixing chamber having any of the following, and specially designed components therefor:
|
I.1A.013 | 1B119 | Fluid energy mills usable for grinding or milling substances specified in I.1A.025.a., I.1A.025.b., I.1A.029 or in the Military Goods Controls, and specially designed components therefore. |
I.1A.014 | 1B201 | Filament winding machines, other than those specified in I.1A.006 or I.1A.007, and related equipment, as follows:
|
I.1A.015 | 1B225 | Electrolytic cells for fluorine production with an output capacity greater than 250 g of fluorine per hour. |
I.1A.016 | 1B226 | Electromagnetic isotope separators designed for, or equipped with, single or multiple ion sources capable of providing a total ion beam current of 50 mA or greater. Note: I.1A.016 includes separators:
|
I.1A.017 | 1B227 | Ammonia synthesis converters or ammonia synthesis units, in which the synthesis gas (nitrogen and hydrogen) is withdrawn from an ammonia/hydrogen high-pressure exchange column and the synthesized ammonia is returned to said column |
I.1A.018 | 1B228 | Hydrogen-cryogenic distillation columns having all of the following characteristics:
|
I.1A.019 | 1B229 | Water-hydrogen sulphide exchange tray columns and ‘ internal contactors ’ , as follows: N.B.: For columns which are specially designed or prepared for the production of heavy water see I.0A.005.
|
I.1A.020 | 1B230 | Pumps capable of circulating solutions of concentrated or dilute potassium amide catalyst in liquid ammonia (KNH 2 /NH 3 ), having all of the following characteristics:
|
I.1A.021 | 1B231 | Tritium facilities or plants, and equipment therefor, as follows:
|
I.1A.022 | 1B232 | Turboexpanders or turboexpander-compressor sets having both of the following characteristics:
|
I.1A.023 | 1B233 | Lithium isotope separation facilities or plants, and equipment therefor, as follows:
|
I.1A.024 | 1C010.b | ‘ Fibrous or filamentary materials ’ which may be used in organic ‘ matrix ’ , metallic ‘ matrix ’ or carbon ‘ matrix ’ ‘ composite ’ structures or laminates, as follows: N.B.: See also I.1A.034 and I.9A.026.
|
I.1A.025 | 1C011.a and 1C011.b | Metals and compounds, as follows: N.B.: See also Military Goods Controls and I.1A.029.
Note: The metals or alloys listed in I.1A.025.b. are prohibited whether or not the metals or alloys are encapsulated in aluminium, magnesium, zirconium or beryllium. |
I.1A.027 | 1C102 | Resaturated pyrolized carbon-carbon materials designed for space launch vehicles specified in I.9A.001 or sounding rockets specified in I.9A.005. N.B.: See also Military Goods Controls for materials for rockets and missiles. |
I.1A.028 | ex 1C107* (1C107.a, ex 1C107.b, ex 1C107.c and ex 1C107.d) | Graphite and ceramic materials as follows:
|
I.1A.029 | ex 1C111* (1C111.a.1-3, 1C111.a.4, 1C111.b.1-4 and 1C111.c) | Propellants and constituent chemicals for propellants, other than those specified in I.1A.025, as follows:
Note: For propellants and constituent chemicals for propellants not specified in I.1A.029, see the Military Goods Controls. |
I.1A.030 | 1C116 | Maraging steels (steels generally characterised by high nickel, very low carbon content and the use of substitutional elements or precipitates to produce age-hardening) having an ultimate tensile strength of 1 500 MPa or greater, measured at 293 K (20 °C), in the form of sheet, plate or tubing with a wall or plate thickness equal to or less than 5 mm. N.B.: See also I.1A.035. |
I.1A.031 | ex 1C117* | Tungsten, molybdenum and alloys of these metals in the form of uniform spherical or atomized particles of 500 micrometre diameter or less with a purity of 97 % or greater for fabrication of motor components, usable in ‘missiles’ (i.e., heat shields, nozzle substrates, nozzle throats and thrust vector control surfaces). |
I.1A.032 | 1C118 | Titanium-stabilised duplex stainless steel (Ti-DSS) having all of the following:
|
I.1A.033 | 1C202 | Alloys as follows:
Technical Notes:The phrase alloys ‘ capable of ’ encompasses alloys before or after heat treatment. |
I.1A.034 | 1C210 and ex 1C010.a | ‘ Fibrous or filamentary materials ’ or prepregs, other than those specified in I.1A.024, as follows:
Note: In I.1A.034, ‘fibrous or filamentary materials’ is restricted to continuous ‘monofilaments’, ‘yarns’, ‘rovings’, ‘tows’ or ‘tapes’. |
I.1A.035 | 1C216 | Maraging steel, other than that specified in I.1A.030, ‘ capable of ’ an ultimate tensile strength of 2 050 MPa or more, at 293 K (20 °C). Note: I.1A.035 does not prohibit forms in which all linear dimensions are 75 mm or less. Technical Notes:The phrase maraging steel ‘ capable of ’ encompasses maraging steel before or after heat treatment. |
I.1A.036 | 1C225 | Boron enriched in the boron-10 ( 10 B) isotope to greater than its natural isotopic abundance, as follows: elemental boron, compounds, mixtures containing boron, manufactures thereof, waste or scrap of any of the foregoing. Note: In I.1A.036 mixtures containing boron include boron loaded materials. Technical Notes:The natural isotopic abundance of boron-10 is approximately 18,5 weight per cent (20 atom per cent). |
I.1A.037 | 1C226 | Tungsten, tungsten carbide, and alloys containing more than 90 % tungsten by weight, having both of the following characteristics:
Note: I.1A.037 does not prohibit manufactures specially designed as weights or gamma-ray collimators |
I.1A.038 | 1C227 | Calcium having both of the following characteristics:
|
I.1A.039 | 1C228 | Magnesium having both of the following characteristics:
|
I.1A.040 | 1C229 | Bismuth having both of the following characteristics:
|
I.1A.041 | 1C230 | Beryllium metal, alloys containing more than 50 % beryllium by weight, beryllium compounds, manufactures thereof, and waste or scrap of any of the foregoing. Note: I.1A.041 does not prohibit the following:
|
I.1A.042 | 1C231 | Hafnium metal, alloys containing more than 60 % hafnium by weight, hafnium compounds containing more than 60 % hafnium by weight, manufactures thereof, and waste or scrap of any of the foregoing. |
I.1A.043 | 1C232 | Helium-3 ( 3 He), mixtures containing helium-3, and products or devices containing any of the foregoing. Note: I.1A.043 does not prohibit a product or device containing less than 1 g of helium-3. |
I.1A.044 | 1C233 | Lithium enriched in the lithium-6 ( 6 Li) isotope to greater than its natural isotopic abundance, and products or devices containing enriched lithium, as follows: elemental lithium, alloys, compounds, mixtures containing lithium, manufactures thereof, waste or scrap of any of the foregoing. Note: I.1A.044 does not prohibit thermoluminescent dosimeters. Technical Notes:The natural isotopic abundance of lithium-6 is approximately 6,5 weight per cent (7,5 atom per cent). |
I.1A.045 | 1C234 | Zirconium with a hafnium content of less than 1 part hafnium to 500 parts zirconium by weight, as follows: metal, alloys containing more than 50 % zirconium by weight, compounds, manufactures thereof, waste or scrap of any of the foregoing. Note: I.1A.045 does not prohibit zirconium in the form of foil having a thickness of 0,10 mm or less. |
I.1A.046 | 1C235 | Tritium, tritium compounds, mixtures containing tritium in which the ratio of tritium to hydrogen atoms exceeds 1 part in 1 000 , and products or devices containing any of the foregoing. Note: I.1A.046 does not prohibit a product or device containing less than 1,48 × 10 3 GBq (40 Ci) of tritium. |
I.1A.047 | 1C236 | Alpha-emitting radionuclides having an alpha half-life of 10 days or greater but less than 200 years, in the following forms:
Note: I.1A.047 does not prohibit a product or device containing less than 3,7 GBq (100 millicuries) of alpha activity. |
I.1A.048 | 1C237 | Radium-226 ( 226 Ra), radium-226 alloys, radium-226 compounds, mixtures containing radium-226, manufactures therof, and products or devices containing any of the foregoing. Note: I.1A.048 does not prohibit the following:
|
I.1A.049 | 1C238 | Chlorine trifluoride (ClF 3 ). |
I.1A.050 | 1C239 | high-explosives, other than those specified in the Military Goods Controls, or substances or mixtures containing more than 2 % by weight thereof, with a crystal density greater than 1,8 g/cm 3 and having a detonation velocity greater than 8 000 m/s. |
I.1A.051 | 1C240 | Nickel powder and porous nickel metal, other than those specified in I.0A.013, as follows:
Note: I.1A.051 does not prohibit the following:
Technical Notes:I.1A.051.b. refers to porous metal formed by compacting and sintering the materials in I.1A.051.a. to form a metal material with fine pores interconnected throughout the structure. |
No | Relevant item(s) from Annex to Regulation (EC) No 1183/2007 | Description |
---|---|---|
I.1B.001 | ex 1D001 | ‘Software’ specially designed or modified for the ‘development’, ‘production’ or ‘use’ of equipment specified in I.1A.006. |
I.1B.002 | 1D101 | ‘Software’ specially designed or modified for the ‘use’ of goods specified in I.1A.007 to I.1A.009, or I.1A.011 to I.1A.013. |
I.1B.003 | 1D103 | ‘Software’ specially designed for analysis of reduced observables such as radar reflectivity, ultraviolet/infrared signatures and acoustic signatures. |
I.1B.004 | 1D201 | ‘Software’ specially designed for the ‘use’ of goods specified in I.1A.014. |
I.1B.005 | 1E001 | ‘Technology’ according to the General Technology Note for the ‘development’ or ‘production’ of equipment or materials specified in I.1A.006 to I.1A.051. |
I.1B.006 | 1E101 | ‘Technology’ according to the General Technology Note for the ‘use’ of goods specified in I.1A.001, I.1A.006 to I.1A.013, I.1A.026, I.1A.028, I.1A.029 to I.1A.032, I.1B.002 or I.1B.003. |
I.1B.007 | ex 1E102 | ‘Technology’ according to the General Technology Note for the ‘development’ of ‘software’ specified in I.1B.001 to I.1B.003. |
I.1B.008 | 1E103 | ‘Technology’ for the regulation of temperature, pressure or atmosphere in autoclaves or hydroclaves, when used for the ‘production’ of ‘composites’ or partially processed ‘composites’. |
I.1B.009 | 1E104 | ‘ Technology ’ relating to the ‘ production ’ of pyrolytically derived materials formed on a mould, mandrel or other substrate from precursor gases which decompose in the 1 573 K ( 1 300 °C) to 3 173 K ( 2 900 °C) temperature range at pressures of 130 Pa to 20 kPa. Note: I.1B.009 includes ‘technology’ for the composition of precursor gases, flow-rates and process control schedules and parameters. |
I.1B.010 | ex 1E201 | ‘Technology’ according to the General Technology Note for the ‘use’ of goods specified in I.1A.002 to I.1A.005, I.1A.014 to I.1A.023, I.1A.024.b., I.1A.033 to I.1A.051, or I.1B.004. |
I.1B.011 | 1E202 | ‘Technology’ according to the General Technology Note for the ‘development’ or ‘production’ of goods specified in I.1A.002 to I.1A.005. |
I.1B.012 | 1E203 | ‘Technology’ according to the General Technology Note for the ‘development’ of ‘software’ specified in I.1B.004. |
I.2MATERIALS PROCESSING
No | Relevant item(s) from Annex to Regulation (EC) No 1183/2007 | Description |
---|---|---|
I.2A.001 | ex 2A001* | Anti-friction bearings and bearing systems, as follows, and components therefor: Note: I.2A.001 does not prohibit balls with tolerances specified by the manufacturer in accordance with ISO 3290 as grade 5 or worse. Radial ball bearings having all tolerances specified by the manufacturer in accordance with ISO 492 Tolerance Class 2 (or ANSI/ABMA Std 20 Tolerance Class ABEC-9 or RBEC-9, or other national equivalents), or better and having all of the following characteristics:
|
I.2A.002 | 2A225 | Crucibles made of materials resistant to liquid actinide metals, as follows:
|
I.2A.003 | 2A226 | Valves having all of the following characteristics:
Technical Notes:For valves with different inlet and outlet diameters, the ‘ nominal size ’ in I.2A.003 refers to the smallest diameter |
I.2A.004 | ex 2B001.a*, 2B001.d | Machine tools and any combination thereof, for removing (or cutting) metals, ceramics or ‘ composites ’ , which, according to the manufacturer’s technical specification, can be equipped with electronic devices for ‘ numerical control ’ , and specially designed components as follows: N.B.: See also I.2A.016. Note 1: I.2A.004 does not prohibit special purpose machine tools limited to the manufacture of gears. Note 2: I.2A.004 does not prohibit special purpose machine tools limited to the manufacture of any of the following parts:
Note 3: A machine tool having at least two of the three turning, milling or grinding capabilities (e.g., a turning machine with milling capability), must be evaluated against each applicable entry I.2A.004.a and I.2A.016.
|
I.2A.005 | ex 2B006.b* | Dimensional inspection or measuring systems, equipment and ‘ electronic assemblies ’ , as follows:
|
I.2A.006 | 2B007.c | ‘ Robots ’ having the following characteristics and specially designed controllers and ‘ end-effectors ’ therefor: N.B.: See also I.2A.019.
|
I.2A.007 | 2B104 | ‘ Isostatic presses ’ having all of the following: N.B.: See also I.2A.017.
|
I.2A.008 | 2B105 | Chemical vapour deposition (CVD) furnaces designed or modified for the densification of carbon-carbon composites. |
I.2A.009 | 2B109 | Flow-forming machines and specially designed components as follows: N.B.: See also I.2A.020.
Note: I.2A.009 does not prohibit machines that are not usable in the production of propulsion components and equipment (e.g. motor cases) for ‘missiles’. Technical Notes:Machines combining the function of spin-forming and flow-forming are for the purpose of I.2A.009 regarded as flow-forming machines |
I.2A.010 | 2B116 | Vibration test systems, equipment and components therefor, as follows:
Technical Notes:In I.2A.010, ‘ bare table ’ means a flat table, or surface, with no fixture or fittings |
I.2A.011 | 2B117 | Equipment and process controls, other than those specified in I.2A.007 or I.2A.008, designed or modified for densification and pyrolysis of structural composite rocket nozzles and reentry vehicle nose tips. |
I.2A.012 | 2B119 | Balancing machines and related equipment, as follows: N.B.: See also I.2A.021.
|
I.2A.013 | 2B120 | Motion simulators or rate tables having all of the following characteristics:
Note: I.2A.013 does not prohibit rotary tables designed or modified for machine tools or for medical equipment. |
I.2A.014 | 2B121 | Positioning tables (equipment capable of precise rotary positioning in any axes), other than those specified in I.2A.013, having all the following characteristics:
Note: I.2A.014 does not prohibit rotary tables designed or modified for machine tools or for medical equipment. |
I.2A.015 | 2B122 | Centrifuges capable of imparting accelerations above 100 g and having slip rings capable of transmitting electrical power and signal information. |
I.2A.016 | 2B201, 2B001.b.2 and 2B001.c.2 | Machine tools and any combination thereof, as follows, for removing or cutting metals, ceramics or ‘ composites ’ , which, according to the manufacturer’s technical specification, can be equipped with electronic devices for simultaneous ‘ contouring control ’ in two or more axes: Note: For ‘numerical control’ units prohibited because of their associated ‘software’ see I.2B.002.
Note 1: I.2A.016 does not prohibit special purpose machine tools limited to the manufacture of any of the following parts:
Note 2: A machine tool having at least two of the three turning, milling or grinding capabilities (e.g., a turning machine with milling capability), must be evaluated against each applicable entry I.2A.004.a. or I.2A.016.a. or b. |
I.2A.017 | 2B204 | ‘ Isostatic presses ’ , other than those specified in I.2A.007, and related equipment, as follows:
Technical Notes:In I.2A.017 the inside chamber dimension is that of the chamber in which both the working temperature and the working pressure are achieved and does not include fixtures. That dimension will be the smaller of either the inside diameter of the pressure chamber or the inside diameter of the insulated furnace chamber, depending on which of the two chambers is located inside the other. |
I.2A.018 | 2B206 | Dimensional inspection machines, instruments or systems, other than those specified in I.2A.005, as follows:
Note 1: Machine tools that can be used as measuring machines are prohibited if they meet or exceed the criteria specified for the machine tool function or the measuring machine function. Note 2: A machine specified in I.2A.018 is prohibited if it exceeds the prohibition threshold anywhere within its operating range. Technical Notes:1.The probe used in determining the measurement uncertainty of a dimensional inspection system shall be described in VDI/VDE 2617 parts 2, 3 and 4. 2.All parameters of measurement values in I.2A.018 represent plus/minus i.e., not total band. |
I.2A.019 | 2B207 | ‘ Robots ’ , ‘ end-effectors ’ and control units, other than those specified in I.2A.006, as follows:
|
I.2A.020 | 2B209 | Flow forming machines, spin forming machines capable of flow forming functions, other than those specified in I.2A.009, and mandrels, as follows:
Note: I.2A.020.a. includes machines which have only a single roller designed to deform metal plus two auxiliary rollers which support the mandrel, but do not participate directly in the deformation process. |
I.2A.021 | 2B219 | Centrifugal multiplane balancing machines, fixed or portable, horizontal or vertical, as follows:
|
I.2A.022 | 2B225 | Remote manipulators that can be used to provide remote actions in radiochemical separation operations or hot cells, having either of the following characteristics:
Technical Notes:Remote manipulators provide translation of human operator actions to a remote operating arm and terminal fixture. They may be of ‘ master/slave ’ type or operated by joystick or keypad. |
I.2A.023 | 2B226 | Controlled atmosphere (vacuum or inert gas) induction furnaces, and power supplies therefor, as follows:
Note: I.2A.023.a. does not prohibit furnaces designed for the processing of semiconductor wafers. |
I.2A.024 | 2B227 | Vacuum or other controlled atmosphere metallurgical melting and casting furnaces and related equipment as follows:
|
I.2A.025 | 2B228 | Rotor fabrication or assembly equipment, rotor straightening equipment, bellows-forming mandrels and dies, as follows:
|
I.2A.026 | 2B230 | ‘ Pressure transducers ’ capable of measuring absolute pressures at any point in the range 0 to 13 kPa and having both of the following characteristics:
Technical Notes:For the purposes of I.2A.026, ‘ accuracy ’ includes non-linearity, hysteresis and repeatability at ambient temperature. |
I.2A.027 | 2B231 | Vacuum pumps having all of the following characteristics:
Technical Notes:1.The pumping speed is determined at the measurement point with nitrogen gas or air. 2.The ultimate vacuum is determined at the input of the pump with the input of the pump blocked off |
I.2A.028 | 2B232 | Multistage light gas guns or other high-velocity gun systems (coil, electromagnetic, and electrothermal types, and other advanced systems) capable of accelerating projectiles to 2 km/s or greater |
No | Relevant item(s) from Annex to Regulation (EC) No 1183/2007 | Description |
---|---|---|
I.2B.001 | ex 2D001 | ‘Software’, other than that specified in I.2B.002, specially designed or modified for the ‘development’, ‘production’ or ‘use’ of equipment specified in I.2A.004 to I.2A.006. |
I.2B.002 | 2D002 | ‘ Software ’ for electronic devices, even when residing in an electronic device or system, enabling such devices or systems to function as a ‘ numerical control ’ unit, capable of co-ordinating simultaneously more than four axes for ‘ contouring control ’ . Note 1: I.2B.002 does not prohibit ‘software’ specially designed or modified for the operation of machine tools not specified in Category I.2. |
I.2B.003 | 2D101 | ‘Software’ specially designed or modified for the ‘use’ of equipment specified in I.2A.007 to I.2A.015. |
I.2B.004 | 2D201 | ‘ Software ’ specially designed for the ‘ use ’ of equipment specified in I.2A.017 to I.2A.024. Note: ‘Software’ specially designed for equipment specified in I.2A.018 includes ‘software’ for simultaneous measurements of wall thickness and contour |
I.2B.005 | 2D202 | ‘Software’ specially designed or modified for the ‘development’, ‘production’ or ‘use’ of equipment specified in I.2A.016. |
I.2B.006 | ex 2E001 | ‘Technology’ according to the General Technology Note for the ‘development’ of equipment or ‘software’ specified in I.2A.002 to I.2A.004, I.2A.006.b., I.2A.006.c, I.2A.007 to I.2A.028, I.2B.001, I.2B.003 or I.2B.004. |
I.2B.007 | ex 2E002 | ‘Technology’ according to the General Technology Note for the ‘production’ of equipment specified in I.2A.002 to I.2A.004, I.2A.006.b., I.2A.006.c, I.2A.007 to I.2A.028. |
I.2B.008 | 2E101 | ‘Technology’ according to the General Technology Note for the ‘use’ of equipment or ‘software’ specified in I.2A.007, I.2A.009, I.2A.010, I.2A.012 to I.2A.015 or I.2B.003. |
I.2B.009 | ex 2E201 | ‘Technology’ according to the General Technology Note for the ‘use’ of equipment or ‘software’ specified in I.2A.002 to I.2A.005, I.2A.006.b., I.2A.006.c., I.2A.016 to I.2A.020, I.2A.022 to I.2A.028, I.2B.004 or I.2B.005. |
I.3ELECTRONICS
No | Relevant item(s) from Annex to Regulation (EC) No 1183/2007 | Description |
---|---|---|
I.3A.001 | ex 3A001.a* | Electronic components, as follows:
|
I.3A.002 | 3A101 | Electronic equipment, devices and components, as follows:
|
I.3A.003 | 3A201 | Electronic components as follows;
|
I.3A.004 | 3A225 | Frequency changers or generators, other than those specified in I.0A.002.b.13., having all of the following characteristics:
Technical Notes:Frequency changers in I.3A.004 are also known as converters or inverters. |
I.3A.005 | 3A226 | High-power direct current power supplies, other than those specified in I.0A.002.j.6., having both of the following characteristics:
|
I.3A.006 | 3A227 | High-voltage direct current power supplies, other than those specified in I.0A.002.j.5., having both of the following characteristics:
|
I.3A.007 | 3A228 | Switching devices, as follows:
|
I.3A.008 | 3A229 | Firing sets and equivalent high-current pulse generators as follows: N.B.: See also Military Goods Controls.
|
I.3A.009 | 3A230 | High-speed pulse generators having both of the following characteristics:
Technical Note:In I.3A.009, ‘ pulse transition time ’ is defined as the time interval between 10 % and 90 % voltage amplitude |
I.3A.010 | 3A231 | Neutron generator systems, including tubes, having both of the following characteristics:
|
I.3A.011 | 3A232 | Detonators and multipoint initiation systems, as follows: N.B.: See also Military Goods Controls.
Note: I.3A.011 does not prohibit detonators using only primary explosives, such as lead azide. Technical Note:In I.3A.011 the detonators of concern all utilise a small electrical conductor (bridge, bridge wire or foil) that explosively vapourises when a fast, high-current electrical pulse is passed through it. In nonslapper-types, the exploding conductor starts a chemical detonation in a contacting high-explosive material such as PETN (Pentaerythritoltetranitrate). In slapper detonators, the explosive vapourisation of the electrical conductor drives a flyer or slapper across a gap and the impact of the slapper on an explosive starts a chemical detonation. The slapper in some designs is driven by a magnetic force. The term exploding foil detonator may refer to either an EB or a slapper-type detonator. Also, the word initiator is sometimes used in place of the word detonator |
I.3A.012 | 3A233 | Mass spectrometers, other than those specified in I.0A.002.g., capable of measuring ions of 230 atomic mass units or greater and having a resolution of better than 2 parts in 230, as follows, and ion sources therefor:
|
No | Relevant item(s) from Annex to Regulation (EC) No 1183/2007 | Description |
---|---|---|
I.3B.001 | 3D101 | ‘Software’ specially designed or modified for the ‘use’ of equipment specified in I.3A.002.b |
I.3B.002 | ex 3E001 | ‘Technology’ according to the General Technology Note for the ‘development’ or ‘production’ of equipment or materials specified in I.3A.001 to I.3A.003, or in I.3A.007 to I.3A.012. |
I.3B.003 | ex 3E101 | ‘Technology’ according to the General Technology Note for the ‘use’ of equipment or ‘software’ specified in I.3A.001, I.3A.002 or I.3B.001. |
I.3B.004 | 3E102 | ‘Technology’ according to the General Technology Note for the ‘development’ of ‘software’ specified in I.3B.001. |
I.3B.005 | ex 3E201 | ‘Technology’ according to the General Technology Note for the ‘use’ of equipment specified in I.3A.003 to I.3A.012. |
I.4COMPUTERS
No | Relevant item(s) from Annex to Regulation (EC) No 1183/2007 | Description |
---|---|---|
I.4A.001 | 4A001.a.1 * | Electronic computers and related equipment, as follows: N.B.: See also I.4A.002.
|
I.4A.002 | 4A101* | Analogue computers, ‘ digital computers ’ or digital differential analysers having all of the following characteristics: N.B.: See also Military Goods Controls for computers for use in rockets or missiles.
|
I.4A.003 | 4A102 | ‘ Hybrid computers ’ specially designed for modelling, simulation or design integration of space launch vehicles specified in I.9A.001 or sounding rockets specified in I.9A.005. N.B.: See also Military Goods Controls for rockets or missiles related computers. Note: This prohibition only applies when the equipment is supplied with ‘software’ specified in I.7B.003 or I.9B.003. |
No | Relevant item(s) from Annex to Regulation (EC) No 1183/2007 | Description |
---|---|---|
I.4B.001 | ex 4E001.a | ‘Technology’ according to the General Technology Note, for the ‘development’, ‘production’ or ‘use’ of equipment or ‘software’ specified in I.4A.001, I.4A.002 or I.4A.003. |
I.5TELECOMMUNICATIONS AND ‘INFORMATION SECURITY’
No | Relevant item(s) from Annex to Regulation (EC) No 1183/2007 | Description |
---|---|---|
I.5A.001 | 5A101 | Telemetering and telecontrol equipment, including ground equipment, designed or modified for ‘ missiles ’ . Technical Notes:In I.5A.001 ‘ missile ’ means complete rocket systems and unmanned aerial vehicle systems capable of a range exceeding 300 km. Note: I.5A.001 does not prohibit:
|
No | Relevant item(s) from Annex to Regulation (EC) No 1183/2007 | Description |
---|---|---|
I.5B.001 | 5D101 | ‘Software’ specially designed or modified for the ‘use’ of equipment specified in I.5A.001. |
I.5B.002 | 5E101 | ‘Technology’ according to the General Technology Note for the ‘development’, ‘production’ or ‘use’ of equipment specified in I.5A.001 or software specified in I.5B.001. |
I.6SENSORS AND LASERS
No | Relevant item(s) from Annex to Regulation (EC) No 1183/2007 | Description |
---|---|---|
I.6A.001 | ex 6A005.b*, ex 6A005.c* and ex 6A005.d* a.: ex 6A005.d.4 b.: ex 6A005.b.2-4 c.: ex 6A005.c.2 | ‘Lasers’, other than those specified in I.0A.002.g.5. or I.0A.002.h.6., components and optical equipment, as follows:
158
|
I.6A.002 | 6A007.c | Gravity gradiometers. |
I.6A.003 | 6A102 | Radiation hardened ‘detectors’ specially designed or modified for protecting against nuclear effects (e.g. electromagnetic pulse (EMP), X-rays, combined blast and thermal effects) and usable for ‘missiles’, designed or rated to withstand radiation levels which meet or exceed a total irradiation dose of 5 × 10 5 rads (silicon). Technical Notes:In I.6A.003, a ‘ detector ’ is defined as a mechanical, electrical, optical or chemical device that automatically identifies and records, or registers a stimulus such as an environmental change in pressure or temperature, an electrical or electromagnetic signal or radiation from a radioactive material. This includes devices that sense by one time operation or failure. |
I.6A.004 | 6A107 | Gravity meters (gravimeters) and components for gravity meters and gravity gradiometers, as follows:
|
I.6A.005 | 6A108 | Radar systems and tracking systems as follows:
|
I.6A.006 | 6A202 | Photomultiplier tubes having both of the following characteristics:
|
I.6A.007 | 6A203 | Cameras and components, as follows:
|
I.6A.008 | 6A205 | ‘ Lasers ’ , ‘ laser ’ amplifiers and oscillators, other than those specified in I.0A.002.g.5., I.0A.002.h.6. and I.6A.001; as follows:
|
I.6A.009 | 6A225 | Velocity interferometers for measuring velocities exceeding 1 km/s during time intervals of less than 10 microseconds. Note: I.6A.009 includes velocity interferometers such as VISARs (Velocity interferometer systems for any reflector) and DLIs (Doppler laser interferometers). |
I.6A.010 | 6A226 | Pressure sensors, as follows:
|
I.6A.011 | ex 6B108* | Systems specially designed for radar cross section measurement usable for ‘missiles’ and their subsystems. |
No | Relevant item(s) from Annex to Regulation (EC) No 1183/2007 | Description |
---|---|---|
I.6B.001 | 6D102 | ‘Software’ specially designed or modified for the ‘use’ of goods specified in I.6A.005. |
I.6B.002 | 6D103 | ‘ Software ’ which processes post-flight, recorded data, enabling determination of vehicle position throughout its flight path, specially designed or modified for ‘ missiles ’ . Technical Notes:In I.6B.002 ‘ missile ’ means complete rocket systems and unmanned aerial vehicle systems capable of a range exceeding 300 km. |
I.6B.003 | ex 6E001 | ‘Technology’ according to the General Technology Note for the ‘development’ of equipment, materials or ‘software’ specified in I.6A.001, I.6A.002.c, I.6A.003, I.6A.004 to I.6A.010, I.6B.001 or I.6B.002. |
I.6B.004 | ex 6E002 | ‘Technology’ according to the General Technology Note for the ‘production’ of equipment or materials specified in I.6A.001, I.6A.002.c or I.6A.003 to I.6A.010. |
I.6B.005 | ex 6E101 | ‘Technology’ according to the General Technology Note for the ‘use’ of equipment or ‘software’ specified in I.6A.002 to I.6A.005, I.6A.011, I.6B.001 or I.6B.002. |
I.6B.006 | ex 6E201 | ‘Technology’ according to the General Technology Note for the ‘use’ of equipment specified in I.6A.001 or I.6A.006 to I.6A.010. |
I.7NAVIGATION AND AVIONICS
No | Relevant item(s) from Annex to Regulation (EC) No 1183/2007 | Description |
---|---|---|
I.7A.001 | ex 7A002* ( ex 7A002.a and ex 7A002.d) | Gyros having any of the following characteristics, and specially designed components therefor: N.B.: See also I.7A.003.
|
I.7A.002 | 7A101, ex 7A001.a.3 | Accelerometers as follows, and specially designed components therefor:
|
I.7A.003 | 7A102* | All types of gyros, other than those specified in I.7A.001, usable in ‘ missiles ’ , with a rated ‘ drift rate ’ ‘ stability ’ of less than 0,5° (1 sigma or rms) per hour in a 1 g environment and specially designed components therefor. Technical Note:In I.7A.003 ‘ missile ’ means complete rocket systems and unmanned aerial vehicle systems capable of a range exceeding 300 km. |
I.7A.004 | ex 7A103 (7A103.a, ex 7A103.b and 7A103.c) | Instrumentation, navigation equipment and systems, as follows; and specially designed components therefor:
|
I.7A.005 | 7A104 | Gyro-astro compasses and other devices, which derive position or orientation by means of automatically tracking celestial bodies or satellites and specially designed components therefor. |
I.7A.006 | 7A105 | Receiving equipment for Global Navigation Satellite Systems (GNSS; e.g. GPS, GLONASS, or Galileo), having any of the following characteristics, and specially designed components therefor:
|
I.7A.007 | 7A106 | Altimeters of radar or laser radar type, designed or modified for use in space launch vehicles specified in I.9A.001 or sounding rockets specified in I.9A.005. N.B.: See also Military Goods Controls for altimeters for rockets or missiles. |
I.7A.008 | 7A115 | Passive sensors for determining bearing to specific electromagnetic source (direction finding equipment) or terrain characteristics, designed or modified for use in space launch vehicles specified in I.9A.001 or sounding rockets specified in I.9A.005. N.B.: See also Military Goods Controls for passive sensors for rockets or missiles. Note: I.7A.008 includes sensors for the following equipment:
|
I.7A.009 | 7A116 | Flight control systems and servo valves, as follows; designed or modified for use in space launch vehicles specified in I.9A.001 or sounding rockets specified in I.9A.005. N.B.: See also Military Goods Controls for flight control systems and servo valves for rockets or missiles.
|
I.7A.010 | 7A117 | ‘Guidance sets’, usable in ‘missiles’ capable of achieving system accuracy of 3,33 % or less of the range (e.g., a ‘CEP’ of 10 km or less at a range of 300 km). |
I.7A.011 | 7B001 | Test, calibration or alignment equipment specially designed for equipment specified in I.7A.001 to I.7A.010. |
I.7A.012 | 7B002 | Equipment, as follows, specially designed to characterize mirrors for ring ‘ laser ’ gyros: N.B.: See also I.7A.014.
|
I.7A.013 | 7B003* | Equipment specially designed for the ‘ production ’ of equipment specified in I.7A.001 to I.7A.010. Note: I.7A.013 includes:
|
I.7A.014 | 7B102 | Reflectometers specially designed to characterise mirrors, for ‘laser’ gyros, having a measurement accuracy of 50 ppm or less (better). |
I.7A.015 | 7B103 | ‘ Production facilities ’ and ‘ production equipment ’ as follows:
|
No | Relevant item(s) from Annex to Regulation (EC) No 1183/2007 | Description |
---|---|---|
I.7B.001 | ex 7D101 | ‘Software’ specially designed or modified for the ‘use’ of equipment specified in I.7A.001 to I.7A.008, I.7A.009.a., I.7A.009.b. or I.7A.011 to I.7A.015 |
I.7B.002 | 7D102 | Integration ‘ software ’ as follows:
|
I.7B.003 | 7D103 | ‘ Software ’ specially designed for modelling or simulation of the ‘ guidance sets ’ specified in I.7A.010 or for their design integration with the space launch vehicles specified in I.9A.001 or sounding rockets specified in I.9A.005. Note: ‘Software’ specified in I.7B.003 remains prohibited when combined with specially designed hardware specified in I.4A.003. |
I.7B.004 | ex 7E001 | ‘Technology’ according to the General Technology Note for the ‘development’ of equipment or ‘software’ specified in I.7A.001 to I.7A.015, or in I.7B.001 to I.7B.003. |
I.7B.005 | ex 7E002 | ‘Technology’ according to the General Technology Note for the ‘production’ of equipment specified in I.7A.001 to I.7A.015. |
I.7B.006 | 7E101 | ‘Technology’ according to the General Technology Note for the ‘use’ of equipment specified in I.7A.001 to I.7A.015 or I.7B.001 to I.7B.003. |
I.7B.007 | 7E102 | ‘ Technology ’ for protection of avionics and electrical subsystems against electromagnetic pulse (EMP) and electromagnetic interference (EMI) hazards, from external sources, as follows:
|
I.7B.008 | 7E104 | ‘Technology’ for the integration of the flight control, guidance, and propulsion data into a flight management system for optimization of rocket system trajectory. |
I.9AEROSPACE AND PROPULSION
No | Relevant item(s) from Annex to Regulation (EC) No 1183/2007 | Description |
---|---|---|
I.9A.001 | ex 9A004 | Space launch vehicles N.B.: See also I.9A.005. For rockets and missiles see Military Goods Controls. Note: I.9A.001 does not prohibit payloads. |
I.9A.002 | 9A011 | Ramjet, scramjet or combined cycle engines and specially designed components therefor. N.B.: See also I.9A.012 and I.9A.016. |
I.9A.003 | ex 9A012.a | ‘ Unmanned aerial vehicles ’ ( ‘ UAVs ’ ), associated systems, equipment and components as follows:
|
I.9A.004 | 9A101 | Turbojet and turbofan engines (including turbocompound engines), as follows:
|
I.9A.005 | 9A104 | Sounding rockets, capable of a range of at least 300 km. N.B.: See also I.9A.001. For rockets and missiles see Military Goods Controls. |
I.9A.006 | 9A105 | Liquid propellant rocket engines, as follows: N.B.: See also I.9A.017.
|
I.9A.007 | 9A106 | Systems or components, usable in ‘ missiles ’ , as follows, specially designed for liquid rocket propulsion systems:
|
I.9A.008 | 9A107 and ex 9A007.a | Solid propellant rocket engines, usable in complete rocket systems or unmanned aerial vehicles, capable of a range of 300 km, having total impulse capacity equal to or greater than 0,841 MNs. N.B.: See also I.9A.017. |
I.9A.009 | 9A108 | Components usable in ‘ missiles ’ , as follows, specially designed for solid rocket propulsion systems:
|
I.9A.010 | 9A109 | Hybrid rocket motors, usable in ‘ missiles ’ , and specially designed components therefor. N.B.: See also I.9A.017. Technical Note:In I.9A.010 ‘ missile ’ means complete rocket systems and unmanned aerial vehicle systems capable of a range exceeding 300 km. |
I.9A.011 | 9A110 | Composite structures, laminates and manufactures thereof, specially designed for use in space launch vehicles specified in I.9A.001 or sounding rockets specified in I.9A.005 or the subsystems specified in I.9A.006.a., I.9A.007 to I.9A.009, I.9A.014 or I.9A.017. N.B.: See also Military Goods Controls for composite structures, laminates and manufactures thereof, for rockets and missiles. |
I.9A.012 | ex 9A111* | Pulse jet engines, usable in ‘ missiles ’ , and specially designed components therefor. N.B.: See also I.9A.002 and I.9A.016. |
I.9A.013 | 9A115 | Launch support equipment as follows: N.B.: See also Military Goods Controls for launch support equipment for rockets and missiles.
|
I.9A.014 | 9A116 | Reentry vehicles, usable in ‘ missiles ’ , and equipment designed or modified therefor, as follows:
|
I.9A.015 | 9A117 | Staging mechanisms, separation mechanisms, and interstages, usable in ‘missiles’. |
I.9A.016 | ex 9A118* | Devices to regulate combustion usable in engines, which are usable in ‘missiles’, specified in I.9A.002 or I.9A.012. |
I.9A.017 | 9A119 | Individual rocket stages, usable in complete rocket systems or unmanned aerial vehicles, capable of a range of 300 km, other than those specified in I.9A.006, I.9A.008 and I.9A.010. |
I.9A.018 | 9A120 | Liquid propellant tanks specially designed for propellants specified in I.1A.029 or ‘ other liquid propellants ’ , used in rocket systems capable of delivering at least a 500 kg payload to a range of at least 300 km. Note: In I.9A.018 ‘other liquid propellants’ includes, but is not limited to, propellants specified in the Military Goods Controls |
I.9A.019 | (reserved) | |
I.9A.020 | ex 9B105* | Wind tunnels for speeds of Mach 0,9 or more, usable for ‘missiles’ and their subsystems. |
I.9A.021 | 9B106 | Environmental chambers and anechoic chambers, as follows:
|
I.9A.022 | ex 9B115 | Specially designed ‘production equipment’ for the systems, sub-systems and components specified in I.9A.002, I.9A.004, I.9A.006 to I.9A.010, I.9A.012, I.9A.014 to I.9A.017. |
I.9A.023 | ex 9B116 | Specially designed ‘ production facilities ’ for the space launch vehicles specified in I.9A.001, or systems, sub-systems, and components specified in I.9A.002, I.9A.004, I.9A.005 to I.9A.010, I.9A.012, or I.9A.014 to I.9A.017. N.B.: See also Military Goods Controls for ‘ production facilities ’ for rockets and missiles. |
I.9A.024 | ex 9B117* | Test benches and test stands for solid or liquid propellant rockets or rocket motors, having either of the following characteristics:
|
I.9A.025 | 9C108 | ‘ Insulation ’ material in bulk form and ‘ interior lining ’ , for rocket motor cases usable in ‘ missiles ’ or specially designed for ‘ missiles ’ . Technical Note:In I.9A.025 ‘ missile ’ means complete rocket systems and unmanned aerial vehicle systems capable of a range exceeding 300 km. |
I.9A.026 | 9C110 | Resin impregnated fibre prepregs and metal coated fibre preforms therefor, for composite structures, laminates and manufactures specified in I.9A.011, made either with organic matrix or metal matrix utilising fibrous or filamentary reinforcements having a ‘specific tensile strength’ greater than 7,62 × 10 4 m and a ‘specific modulus’ greater than 3,18 × 10 6 m. N.B.: See also I.1A.024 and I.1A.034. Note: The only resin impregnated fibre prepregs specified in entry I.9A.026 are those using resins with a glass transition temperature (T g ), after cure, exceeding 418 K (145 °C) as determined by ASTM D4065 or equivalent. |
No | Relevant item(s) from Annex to Regulation (EC) No 1183/2007 | Description |
---|---|---|
I.9B.001 | ex 9D001 | ‘Software’ specially designed or modified for the ‘development’ of equipment or ‘technology’ specified in I.9A.002, I.9A.009, I.9A.012, I.9A.015 or I.9A.016. |
I.9B.002 | 9D101 | ‘Software’ specially designed or modified for the ‘use’ of goods specified in I.9A.020, I.9A.021, I.9A.023 or I.9A.024. |
I.9B.003 | 9D103 | ‘ Software ’ specially designed for modelling, simulation or design integration of the space launch vehicles specified in I.9A.001 or sounding rockets specified in I.9A.005, or the subsystems specified in I.9A.006.a., I.9A.007, I.9A.009, I.9A.014 or I.9A.017. Note: ‘Software’ specified in I.9B.003 remains prohibited when combined with specially designed hardware specified in I.4A.003. |
I.9B.004 | ex 9D104 | ‘Software’ specially designed or modified for the ‘use’ of X1goods specified in I.9A.002 , I.9A.004, I.9A.006, I.9A.007.c., I.9A.007.d., I.9A.008, I.9A.009.c., I.9A.010, I.9A.012, I.9A.013.a., I.9A.014.d., I.9A.015 or I.9A.016. |
I.9B.005 | 9D105 | ‘Software’ which coordinates the function of more than one subsystem, specially designed or modified for ‘use’ in space launch vehicles specified in I.9A.001 or sounding rockets specified in I.9A.005. |
I.9B.006 | ex 9E001 | ‘Technology’ according to the General Technology Note for the ‘development’ of equipment or ‘software’ specified in I.9A.001, I.9A.003, I.9A.021 to I.9A.024, or I.9B.002 to I.9B.005. |
I.9B.007 | ex 9E002 | ‘Technology’ according to the General Technology Note for the ‘production’ of equipment specified in I.9A.001, I.9A.003 or I.9A.021 to I.9A.024. |
I.9B.008 | 9E101 | ‘Technology’ according to the General Technology Note for the ‘development’ or ‘production’ of goods specified in I.9A.004 to I.9A.017. |
I.9B.009 | ex 9E102 | ‘Technology’ according to the General Technology Note for the ‘use’ of space launch vehicles specified in I.9A.001, or goods specified in I.9A.002, I.9A.004 to I.9A.017, I.9A.020 to I.9A.024, I.9B.002 or I.9B.003. |
F2ANNEX IA‘Goods and technology referred to in Article 2(1) point (a)(iii)’
INTRODUCTORY NOTES
1.
Unless otherwise stated, reference numbers used in the column entitled ‘ Description ’ refer to the descriptions of dual-use items and technology set out in Annex I to Regulation (EC) No 1334/2000.
2.
A reference number in the column entitled ‘ Related item from Annex I to Regulation (EC) No 1183/2007 ’ means that the characteristics of the item described in the column ‘ Description ’ lie outside the parameters set out in the description of the dual-use entry referred to.
3.
Definitions of terms between ‘ single quotation marks ’ are given in a technical note to the relevant item.
4.
Definitions of terms between ‘ double quotation marks ’ can be found in Annex I to Regulation (EC) No 1183/2007.
General Notes
1.The object of the prohibitions contained in this Annex should not be defeated by the export of any non-prohibited goods (including plant) containing one or more prohibited components when the prohibited component or components are the principal element of the goods and can feasibly be removed or used for other purposes.
N.B.:
In judging whether the prohibited component or components are to be considered the principal element, it is necessary to weigh the factors of quantity, value and technological know-how involved and other special circumstances which might establish the prohibited component or components as the principal element of the goods being procured.
2.
Goods specified in this Annex include both new and used goods.
General Technology Note (GTN)(To be read in conjunction with Section IA.B.)
1.
The sale, supply, transfer or export of ‘ technology ’ which is ‘ required ’ for the ‘ development ’ , ‘ production ’ or ‘ use ’ of goods the sale, supply, transfer or export of which is prohibited in Part A (Goods) below, is prohibited in accordance with the provisions of Section IA.B.
2.
The ‘ technology ’ ‘ required ’ for the ‘ development ’ , ‘ production ’ or ‘ use ’ of prohibited goods remains under prohibition even when applicable to non-prohibited goods.
3.
Prohibitions do not apply to that ‘ technology ’ which is the minimum necessary for the installation, operation, maintenance (checking) and repair of those goods which are not prohibited or the export of which has been authorised in accordance with Regulation (EC) No 423/2007.
4.
Prohibitions on ‘ technology ’ transfer do not apply to information ‘ in the public domain ’ , to ‘ basic scientific research ’ or to the minimum necessary information for patent applications.
IA.A.GOODS
No | Description | Related item from Annex I to Regulation (EC) No 1183/2007 |
---|---|---|
IA.A0.001 | Hollow cathode lamps as follows:
| – |
IA.A0.005 | Nuclear reactor vessel components and testing equipment, other than those specified in 0A001, as follows:
| 0A001 |
IA.A0.006 | Nuclear detection systems for detection, identification or quantification of radioactive materials and radiation of nuclear origin and specially designed components thereof other than those specified in 0A001.j. or 1A004.c. | 0A001.j 1A004.c |
IA.A0.007 | Bellows-sealed valves made of aluminium alloy or stainless steel type 304, 304L or 316L. Note: This item does not cover bellow valves defined in 0B001.c.6 and 2A226. | 0B001.c.6 2A226 |
IA.A0.012 | Shielded enclosures for the manipulation, storage and handling of radioactive substances (Hot cells). | 0B006 |
IA.A0.013 | ‘Natural uranium’ or ‘depleted uranium’ or thorium in the form of metal, alloy, chemical compound or concentrate and any other material containing one or more of the foregoing, other than those specified in 0C001. | 0C001 |
No | Description | Related item from Annex I to Regulation (EC) No 1183/2007 |
---|---|---|
IA.A1.001 | Bis(2-ethylhexyl) phosphoric acid (HDEHP or D2HPA) CAS 298-07-7 solvent in any quantity, with a purity greater than 90 %. | – |
IA.A1.002 | Fluorine gas (Chemical Abstract Number (CAS): 7782-41-4), with a purity of at least 95 %. | – |
IA.A1.005 | Electrolytic cells for fluorine production with an output capacity greater than 100 g of fluorine per hour. Note: This item does not cover electrolytic cells defined in item 1B225. | 1B225 |
IA.A1.008 | Magnetic metals, of all types and of whatever form, having an initial relative permeability of 120 000 or more and a thickness between 0,05 and 0,1 mm. | 1C003.a |
IA.A1.009 | F4‘ Fibrous or filamentary materials ’ or prepregs, as follows:
Note: This item does not cover ‘ fibrous or filamentary materials ’ defined in items 1C010.a, 1C010.b, 1C210.a and 1C210.b. | 1C010.a 1C010.b 1C210.a 1C210.b |
IA.A1.010 | F4Resin-impregnated or pitch-impregnated fibres (prepregs), metal or carboncoated fibres (preforms) or ‘ carbon fibre preforms ’ , as follows:
Note: This item does not cover ‘ fibrous or filamentary materials ’ defined in item 1C010.e. | 1C010.e. 1C210 |
IA.A1.011 | Reinforced silicon carbide ceramic composites usable for nose tips, re-entry vehicles, nozzle flaps, usable in ‘missiles’, other than those specified in 1C107. | 1C107 |
IA.A1.012 | Maraging steels, other than those specified in 1C116 or 1C216, ‘ capable of ’ an ultimate tensile strength of 2 050 MPa or more, at 293 K (20 °C). Technical note: The phrase ‘ maraging steel capable of ’ encompasses maraging steel before or after heat treatment. | 1C216 |
IA.A1.013 | Tungsten, tantalum, tungsten carbide, tantalum carbide and alloys, having both of the following characteristics:
Note: This item does not cover tungsten, tungsten carbide and alloys defined in item 1C226. | 1C226 |
No | Description | Related item from Annex I to Regulation (EC) No 1183/2007 |
---|---|---|
IA.A2.001 | Vibration test systems, equipment and components thereof, other than those specified in 2B116:
Technical note: ‘ Bare table ’ means a flat table, or surface, with no fixture or fittings. | 2B116 |
IA.A2.004 | Remote manipulators that can be used to provide remote actions in radiochemical separation operations or hot cells, other than those specified in 2B225, having either of the following characteristics:
Technical note: Remote manipulators provide translation of human operator actions to a remote operating arm and terminal fixture. They may be of master/slave type or operated by joystick or keypad. | 2B225 |
IA.A2.011 | Centrifugal separators, capable of continuous separation without the propagation of aerosols and manufactured from:
Note: This item does not cover centrifugal separators defined in item 2B352.c. | 2B352.c |
IA.A2.012 | Sintered metal filters made of nickel or nickel alloy with more than 40 % nickel by weight. Note: This item does not cover filters defined in item 2B352.d. | 2B352.d |
No | Description | Related item from Annex I to Regulation (EC) No 1183/2007 |
---|---|---|
IA.A3.001 | High voltage direct current power supplies having both of the following characteristics:
Note: This item does not cover power supplies defined in items 0B001.j.5 and 3A227. | 3A227 |
IA.A3.002 | Mass spectrometers, other than those specified in 3A233 or 0B002.g, capable of measuring ions of 200 atomic mass units or more and having a resolution of better than 2 parts in 200, as follows, and ion sources thereof:
| 3A233 |
No | Description | Related item from Annex I to Regulation (EC) No 1183/2007 |
---|---|---|
IA.A6.001 | Yttrium aluminium garnet (YAG) rods | – |
IA.A6.003 | Wave front corrector systems for use with a laser beam having a diameter exceeding 4 mm, and specially designed components thereof, including control systems, phase front sensors and ‘ deformable mirrors ’ including bimorph mirrors. Note: This item does not cover mirrors defined in 6A004.a, 6A005.e and 6A005.f. | 6A003 |
IA.A6.004 | Argon ion ‘ lasers ’ having an average output power equal to or greater than 5 W. Note: This item does not cover argon ion ‘ lasers ’ defined in items 0B001.g.5, 6A005 and 6A205.a. | 6A005.a.6 6A205.a |
IA.A6.006 | Tunable semiconductor ‘ lasers ’ and tunable semiconductor ‘ laser ’ arrays, of a wavelength between 9 μm and 17 μm, as well as array stacks of semiconductor ‘ lasers ’ containing at least one tunable semiconductor ‘ laser ’ array of such wavelength. Notes:1.Semiconductor ‘ lasers ’ are commonly called ‘ laser ’ diodes. 2.This item does not cover semiconductor ‘ lasers ’ defined in items 0B001.h.6 and 6A005.b | 6A005.b |
IA.A6.008 | Neodymium-doped (other than glass) ‘ lasers ’ , having an output wavelength greater than 1 000 nm but not exceeding 1 100 nm and output energy exceeding 10 J per pulse. Note: This item does not cover neodymium-doped (other than glass) ‘ lasers ’ defined in item 6A005.c.2.b. | 6A005.c.2 |
IA.A6.010 | Radiation-hardened cameras, or lenses thereof, other than those specified in 6A203.c., specially designed, or rated as radiation-hardened, to withstand a total radiation dose greater than 50 × 10 3 Gy(silicon) (5 × 10 6 rad (silicon)) without operational degradation. Technical note: The term Gy(silicon) refers to the energy in Joules per kilogram absorbed by an unshielded silicon sample when exposed to ionising radiation. | 6A203.c |
IA.A6.011 | Tunable pulsed dye laser amplifiers and oscillators, having all of the following characteristics:
Notes:1.This item does not cover single mode oscillators. 2.This item does not cover tunable pulsed dye laser amplifiers and oscillators defined in item 6A205.c, 0B001.g.5 and 6A005. | 6A205.c |
IA.A6.012 | Pulsed carbon dioxide ‘ lasers ’ having all of the following characteristics:
Note: This item does not cover pulsed carbon dioxide laser amplifiers and oscillators defined in item 6A205.d., 0B001.h.6. and 6A005.d. | 6A205.d |
IA.B.TECHNOLOGY
No | Description | Related item from Annex I to Regulation (EC) No 1183/2007 |
---|---|---|
IA.B.001 | Technology required for the development, production, or use of the items in Part IA.A. (Goods) above. | – |
F4ANNEX IIGoods and technology referred to in Article 3
INTRODUCTORY NOTES
1.
Unless otherwise stated, reference numbers used in the column below entitled ‘ Description ’ refer to the descriptions of dual use items and technology set out in Annex I to Regulation (EC) No 428/2009.
2.
A reference number in the column below entitled ‘ Related item from Annex I to Regulation (EC) No 428/2009 ’ means that the characteristics of the item described in the ‘ Description ’ column lie outside the parameters set out in the description of the dual use entry referred to.
3.
Definitions of terms between ‘ single quotation marks ’ are given in a technical note to the relevant item.
4.
Definitions of terms between ‘ double quotation marks ’ can be found in Annex I to Regulation (EC) No 428/2009.
GENERAL NOTES
1.The object of the controls contained in this Annex should not be defeated by the export of any non-controlled goods (including plant) containing one or more controlled components when the controlled component or components is/are the principal element of the goods and can feasibly be removed or used for other purposes.
N.B.: In judging whether the controlled component or components is/are to be considered the principal element, it is necessary to weigh the factors of quantity, value and technological know-how involved and other special circumstances which might establish the controlled component or components as the principal element of the goods being procured.
2.
Goods specified in this Annex include both new and used goods.
GENERAL TECHNOLOGY NOTE (GTN) (To be read in conjunction with Section II.B)
1.
The sale, supply, transfer or export of ‘ technology ’ which is ‘ required ’ for the ‘ development ’ , ‘ production ’ or ‘ use ’ of goods the sale, supply, transfer or export of which is controlled in Part A (Goods) below, is controlled in accordance with the provisions of Section II.B.
2.
The ‘ technology ’ ‘ required ’ for the ‘ development ’ , ‘ production ’ or ‘ use ’ of goods under control remains under control even when it is applicable to non-controlled goods.
3.
Controls do not apply to that ‘ technology ’ which is the minimum necessary for the installation, operation, maintenance (checking) and repair of those goods which are not controlled or the export of which has been authorised in accordance with Regulation (EC) No 423/2007.
4.
Controls on ‘ technology ’ transfer do not apply to information ‘ in the public domain ’ , to ‘ basic scientific research ’ or to the minimum necessary information for patent applications.
II.A.GOODS
No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
---|---|---|
II.A0.002 | Faraday isolators in the wavelength range 500 nm – 650 nm | — |
II.A0.003 | Optical gratings in the wavelength range 500 nm – 650 nm | — |
II.A0.004 | Optical fibres in the wavelength range 500 nm – 650 nm coated with anti-reflecting layers in the wavelength range 500 nm – 650 nm and having a core diameter greater than 0,4 mm but not exceeding 2 mm | — |
II.A0.008 | Laser mirrors, other than those specified in 6A005.e, consisting of substrates having a thermal expansion coefficient of 10 -6 K -1 or less at 20°C (e.g. fused silica or sapphire). Note: This item does not cover optical systems specially designed for astronomical applications, except if the mirrors contain fused silica. | 0B001.g.5, 6A005.e |
II.A0.009 | Laser lenses, other than those specified in 6A005.e.2, consisting of substrates having a thermal expansion coefficient of 10- 6 K- 1 or less at 20°C (e.g. fused silica). | 0B001.g, 6A005.e.2 |
II.A0.010 | Pipes, piping, flanges, fittings made of, or lined with, nickel or nickel alloy containing more than 40 % nickel by weight, other than those specified in 2B350.h.1. | 2B350 |
II.A0.011 | Vacuum pumps other than those specified in 0B002.f.2., or 2B231, as follows:
| 0B002.f.2, 2B231 |
II.A0.014 | Detonation chambers having a capacity of explosion absorption of more than 2.5kg TNT equivalent. |
No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
---|---|---|
II.A1.003 | Ring-shaped seals and gaskets, having an inner diameter of 400mm or less, made of any of the following materials:
| |
II.A1.004 | Personal equipment for detecting radiation of nuclear origin, including personal dosimeters. Note: This item does not cover nuclear detection systems defined in item 1A004.c. | 1A004.c |
II.A1.006 | Catalysts, other than those prohibited by I.1A.003, containing platinum, palladium or rhodium, usable for promoting the hydrogen isotope exchange reaction between hydrogen and water for the recovery of tritium from heavy water or for the production of heavy water. | 1B231, 1A225 |
II.A1.007 | Aluminium and its alloys, other than those specified in 1C002.b.4 or 1C202.a, in crude or semi-fabricated form having either of the following characteristics:
| 1C002.b.4, 1C202.a |
II.A1.014 | Elemental powders of cobalt, neodymium or samarium or alloys or mixtures thereof containing at least 20 % by weight of cobalt, neodymium or samarium, with a particle size less than 200 μm. | |
II.A1.015 | Pure tributyl phosphate (TBP) [CAS No 126-73-8] or any mixture having a TBP content of more than 5 % by weight. | |
II.A1.016 | Maraging steel, other than those prohibited by I.1A.030, I.1A.035 or IA.A1.012 Technical Note:Maraging steels are iron alloys generally characterised by high nickel, very low carbon content and the use of substitutional elements or precipitates to produce strengthening and age-hardening of the alloy. | |
II.A1.017 | Metals, metal powders and material as follows:
| |
II.A1.018 | Soft magnetic alloys having a chemical composition as follows:
| |
II.A1.019 | ‘ Fibrous or filamentary materials ’ or prepregs, not prohibited by Annex I or by Annex IA (under IA.A1.009, IA.A1.010) of this Regulation, or not specified by Annex I of Regulation (EC) No 428/2009, as follows:
|
No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
---|---|---|
II.A2.002 | Machine tools for grinding having positioning accuracies with ‘ all compensations available ’ equal to or less (better) than 15 μm according to ISO 230/2 (1988) (1) or national equivalents along any linear axis. Note: This item does not cover machine tools for grinding defined in items 2B201.b and 2B001.c. | 2B201.b, 2B001.c |
II.A2.002a | Components and numerical controls, specially designed for machine tools specified in 2B001, 2B201, or II.A2.002 above. | |
II.A2.003 | Balancing machines and related equipment as follows:
Technical Note:Indicator heads are sometimes known as balancing instrumentation. | 2B119 |
II.A2.005 | Controlled atmosphere heat treatment furnaces, as follows: Furnaces capable of operation at temperatures above 400 °C. | 2B226, 2B227 |
II.A2.006 | Oxidation furnaces capable of operation at temperatures above 400 °C Note: This item does not cover tunnel kilns with roller or car conveyance, tunnel kilns with conveyor belt, pusher type kilns or shuttle kilns, specially designed for the production of glass, tableware ceramics or structural ceramics . | 2B226, 2B227 |
II.A2.007 | ‘ Pressure transducers ’ , other than those defined in 2B230, capable of measuring absolute pressures at any point in the range 0 to 200 kPa and having both of the following characteristics:
Technical Note:For the purposes of 2B230, ‘ accuracy ’ includes non-linearity, hysteresis and repeatability at ambient temperature. | 2B230 |
II.A2.008 | Liquid-liquid contacting equipment (mixer-settlers, pulsed columns, centrifugal contactors); and liquid distributors, vapour distributors or liquid collectors designed for such equipment, where all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:
Technical Note:‘ Carbon graphite ’ is a composition consisting of amorphous carbon and graphite, in which the graphite content is 8 % or more by weight. | 2B350.e |
II.A2.009 | Industrial equipment and components, other than those specified in 2B350.d, as follows: Heat exchangers or condensers with a heat transfer surface area greater than 0,05 m 2 , and less than 30 m 2 ; and tubes, plates, coils or blocks (cores) designed for such heat exchangers or condensers, where all surfaces that come in direct contact with the fluid(s) are made from any of the following materials:
Note: This item does not cover vehicle radiators. Technical Note:The materials used for gaskets and seals and other implementation of sealing functions do not determine the status of control of the heat exchanger. | 2B350.d |
II.A2.010 | Multiple-seal, and seal-less pumps, other than those specified in 2B350.i, suitable for corrosive fluids, with manufacturer’s specified maximum flow-rate greater than 0,6 m 3 /hour, or vacuum pumps with manufacturer’s specified maximum flow-rate greater than 5 m 3 /hour [measured under standard temperature (273 K or 0 °C) and pressure (101,3kPa) conditions]; and casings (pump bodies), preformed casing liners, impellers, rotors or jet pump nozzles designed for such pumps, in which all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:
Technical Note:The materials used for gaskets and seals and other implementation of sealing functions do not determine the status of control of the pump. | 2B350.d |
II.A2.013 | Spin-forming machines and flow-forming machines, other than those controlled by 2B009, or prohibited by I.2A.009 or I.2A.020, having a roller force of more than 60 kN and specially designed components therefor. Technical Note:For the purpose of II.A2.013, machines combining the functions of spin-forming and flow-forming are regarded as flow-forming machines . |
No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
---|---|---|
II.A3.003 | Frequency changers or generators, other than those prohibited by I.0A.002.b.13 or I.3A.004, having all of the following characteristics, and specially designed components and software therefor:
Technical Note:Frequency changers in II.A3.003 are also known as converters or inverters. | |
II.A3.004 | Spectrometers and diffractometers, designed for the indicative test or quantitative analysis of the elemental composition of metals or alloys without chemical decomposition of the material. |
No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
---|---|---|
II.A6.002 | Optical equipment and components, other than those specified in 6A002, 6A004.b as follows: Infrared optics in the wavelength range 9 000 nm – 17 000 nm and components thereof, including cadmium telluride (CdTe) components. | 6A002, 6A004.b |
II.A6.005 | Semiconductor ‘ lasers ’ and components thereof, as follows:
Notes:1.Semiconductor ‘ lasers ’ are commonly called ‘ laser ’ diodes. 2.This item does not cover ‘ lasers ’ defined in items 0B001.g.5, 0B001.h.6 and 6A005.b. 3.This item does not cover ‘ laser ’ diodes with a wavelength in the range 1 200 nm – 2 000 nm. | 6A005.b |
II.A6.007 | Solid state ‘ tunable ’ ‘ lasers ’ and specially designed components thereof as follows:
Note: This item does not cover titanium-sapphire and alexandrite lasers defined in items 0B001.g.5, 0B001.h.6 and 6A005.c.1. | 6A005.c.1 |
II.A6.009 | Components of acousto-optics, as follows:
| 6A203.b.4.c |
No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
---|---|---|
II.A7.001 | Inertial navigation systems and specially designed components thereof, as follows:
| 7A003, 7A103 |
II.A9.001 | Explosive bolts. |
II.B.TECHNOLOGY
No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
---|---|---|
II.B.001 | Technology required for the development, production or use of the items in Part II A. (Goods) above. Technical Note:Regulation (EC) No 423/2007, Article 1(d) the term ‘ technology ’ includes software. |
F1ANNEX IIIWeb sites for information on the competent authorities referred to in Articles 3(4), 3(5), 4a, 5(3), 6, 8, 9, 10(1), 10(2), 11a, 11b, 13(1) and 17, and address for notifications to the European Commission
BELGIUM
http://www.diplomatie.be/eusanctions
BULGARIA
http://www.mfa.government.bg
CZECH REPUBLIC
http://www.mfcr.cz/mezinarodnisankce
DENMARK
http://www.um.dk/da/menu/Udenrigspolitik/FredSikkerhedOgInternationalRetsorden/Sanktioner/
GERMANY
http://www.bmwi.de/BMWi/Navigation/Aussenwirtschaft/Aussenwirtschaftsrecht/embargos.html
ESTONIA
http://www.vm.ee/est/kat_622/
IRELAND
http://foreign-affairs.net/home/index.aspx?id=28519
GREECE
http://www.ypex.gov.gr/www.mfa.gr/en-US/Policy/Multilateral+Diplomacy/International+Sanctions/
SPAIN
http://www.maec.es/es/MenuPpal/Asuntos/Sanciones%20Internacionales/Paginas/Sanciones_%20Internacionales.aspx
FRANCE
http://www.diplomatie.gouv.fr/autorites-sanctions/
ITALY
http://www.esteri.it/UE/deroghe.html
CYPRUS
http://www.mfa.gov.cy/sanctions
LATVIA
http://www.mfa.gov.lv/en/security/4539
LITHUANIA
http://www.urm.lt
LUXEMBOURG
http://www.mae.lu/sanctions
HUNGARY
http://www.kulugyminiszterium.hu/kum/hu/bal/Kulpolitikank/nemzetkozi_szankciok/
MALTA
http://www.doi.gov.mt/EN/bodies/boards/sanctions_monitoring.asp
NETHERLANDS
http://www.minbuza.nl/sancties
AUSTRIA
http://www.bmeia.gv.at/view.php3?f_id=12750&LNG=en&version=
POLAND
http://www.msz.gov.pl
PORTUGAL
http://www.min-nestrangeiros.pt
ROMANIA
http://www.mae.ro/index.php?unde=doc&id=32311&idlnk=1&cat=3
SLOVENIA
http://www.mzz.gov.si/si/zunanja_politika/mednarodna_varnost/omejevalni_ukrepi/
SLOVAKIA
http://www.foreign.gov.sk
FINLAND
http://formin.finland.fi/kvyhteistyo/pakotteet
SWEDEN
http://www.ud.se/sanktioner
UNITED KINGDOM
www.fco.gov.uk/competentauthorities
Address for notifications to the European Commission:
European Commission
DG External Relations
Directorate A Crisis Platform — Policy Coordination in Common Foreign and Security Policy (CFSP)
Unit A.2. Crisis Response and Peace Building
CHAR 12/106
B-1049 Bruxelles/Brussel (Belgium)
E-mail: relex-sanctions@ec.europa.eu
Tel.: (32-2) 295 55 85
Fax: (32-2) 299 08 73
F8ANNEX IVList of persons, entities and bodies referred to in Article 7(1)
A.Legal persons, entities and bodies
(1)
Abzar Boresh Kaveh Co. ( alias BK Co.). Date of UN designation: 3.3.2008 . Other information: involved in the production of centrifuge components.
(2)
Ammunition and Metallurgy Industries Group ( alias (a) AMIG, (b) Ammunition Industries Group). Date of UN designation: 24.3.2007 . Other information: (a) AMIG controls 7th of Tir, (b) AMIG is owned and controlled by the Defence Industries Organisation (DIO).
(3)
Atomic Energy Organisation of Iran (AEOI). Date of UN designation: 23.12.2006 . Other information: Involved in Iran’s nuclear programme.
(4)
Bank Sepah and Bank Sepah International. Date of UN designation: 24.3.2007 . Other information: Bank Sepah provides support for the Aerospace Industries Organisation (AIO) and subordinates, including Shahid Hemmat Industrial Group (SHIG) and Shahid Bagheri Industrial Group (SBIG).
(5)
Barzagani Tejarat Tavanmad Saccal companies. Date of UN designation: 3.3.2008 . Other information: (a) subsidiary of Saccal System companies, (b) this company tried to purchase sensitive goods for an entity listed in resolution 1737 (2006).
(6)
Cruise Missile Industry Group ( alias Naval Defence Missile Industry Group). Date of UN designation: 24.3.2007 .
(7)
Defence Industries Organisation (DIO). Date of UN designation: 23.12.2006 . Other information: (a) Overarching MODAFL-controlled entity, some of whose subordinates have been involved in the centrifuge programme making components, and in the missile programme, (b) Involved in Iran’s nuclear programme.
(8)
Electro Sanam Company ( alias (a) E. S. Co., (b) E. X. Co.). Date of UN designation: 3.3.2008 . Other information: AIO front-company, involved in the ballistic missile programme.
(9)
Esfahan Nuclear Fuel Research and Production Centre (NFRPC) and Esfahan Nuclear Technology Centre (ENTC). Date of UN designation: 24.3.2007 . Other information: They are parts of the Atomic Energy Organisation of Iran’s (AEOI) Nuclear Fuel Production and Procurement Company.
(10)
Ettehad Technical Group. Date of UN designation: 3.3.2008 . Other information: AIO front-company, involved in the ballistic missile programme.
(11)
Fajr Industrial Group. Date of UN designation: 23.12.2006 . Other information: (a) Formerly Instrumentation Factory Plant, (b) Subordinate entity of AIO, (c) Involved in Iran’s ballistic missile programme.
(12)
Farayand Technique. Date of UN designation: 23.12.2006 . Other information: (a) Involved in Iran’s nuclear programme (centrifuge programme), (b) Identified in IAEA reports.
(13)
Industrial Factories of Precision (IFP) Machinery ( alias Instrumentation Factories Plant). Date of UN designation: 3.3.2008 . Other information: used by AIO for some acquisition attempts.
(14)
Jabber Ibn Hayan. Date of EU designation: 24.4.2007 (UN: 3.3.2008 ). Other information: AEOI laboratory involved in fuel-cycle activities.
(15)
Joza Industrial Co. Date of UN designation: 3.3.2008 . Other information: AIO front-company, involved in the ballistic missile programme.
(16)
Kala-Electric ( alias Kalaye Electric). Date of UN designation: 23.12.2006 . Other information: (a) Provider for PFEP — Natanz, (b) Involved in Iran’s nuclear programme.
(17)
Karaj Nuclear Research Centre. Date of UN designation: 24.3.2007 . Other information: Part of AEOI’s research division.
(18)
Kavoshyar Company. Date of UN designation: 24.3.2007 . Other information: Subsidiary company of AEOI.
(19)
Khorasan Metallurgy Industries. Date of UN designation: 3.3.2008 . Other information: (a) subsidiary of the Ammunition Industries Group (AMIG) which depends on DIO, (b) involved in the production of centrifuge components.
(20)
Mesbah Energy Company. Date of UN designation: 23.12.2006 . Other information: (a) Provider for A40 research reactor — Arak, (b) Involved in Iran’s nuclear programme.
(21)
Niru Battery Manufacturing Company. Date of UN designation: 3.3.2008 . Other information: (a) subsidiary of the DIO, (b) its role is to manufacture power units for the Iranian military including missile systems.
(22)
Novin Energy Company ( alias Pars Novin). Date of UN designation: 24.3.2007 . Other information: It operates within AEOI.
(23)
Parchin Chemical Industries. Date of UN designation: 24.3.2007 . Other information: Branch of DIO.
(24)
Pars Aviation Services Company. Date of UN designation: 24.3.2007 . Other information: maintains aircraft.
(25)
Pars Trash Company. Date of UN designation: 23.12.2006 . Other information: (a) Involved in Iran’s nuclear programme (centrifuge programme), (b) Identified in IAEA reports.
(26)
Pishgam (Pioneer) Energy Industries. Date of UN designation: 3.3.2008 . Other information: has participated in construction of the Uranium Conversion Facility at Esfahan.
(27)
Qods Aeronautics Industries. Date of UN designation: 24.3.2007 . Other information: It produces unmanned aerial vehicles (UAVs), parachutes, paragliders, paramotors, etc.
(28)
Sanam Industrial Group. Date of UN designation: 24.3.2007 . Other information: subordinate to AIO.
(29)
Safety Equipment Procurement (SEP). Date of UN designation: 3.3.2008 . Other information: AIO front-company, involved in the ballistic missile programme.
(30)
7th of Tir. Date of UN designation: 23.12.2006 . Other information: (a) Subordinate of DIO, widely recognised as being directly involved in Iran’s nuclear programme, (b) Involved in Iran’s nuclear programme.
(31)
Shahid Bagheri Industrial Group (SBIG). Date of UN designation: 23.12.2006 . Other information: (a) Subordinate entity of AIO, (b) Involved in Iran’s ballistic missile programme.
(32)
Shahid Hemmat Industrial Group (SHIG). Date of UN designation: 23.12.2006 . Other information: (a) subordinate entity of AIO, (b) Involved in Iran’s ballistic missile programme.
(33)
Sho’a’ Aviation. Date of UN designation: 24.3.2007 . Other information: It produces microlights.
(34)
TAMAS Company. Date of EU designation: 24.4.2007 (UN: 3.3.2008 ). Other information: (a) involved in enrichment-related activities, (b) TAMAS is an overarching body, under which four subsidiaries have been established, including one for uranium extraction to concentration and another in charge of uranium processing, enrichment and waste.
(35)
Ya Mahdi Industries Group. Date of UN designation: 24.3.2007 . Other information: subordinate to AIO.
F9(36)
Amin Industrial Complex ( alias (a) Amin Industrial Compound, (b) Amin Industrial Company). Date of UN designation: 9.6.2010 . Address: (a) P.O. Box 91735-549, Mashad, Iran ; (b) Amin Industrial Estate, Khalage Rd., Seyedi District, Mashad, Iran ; (c) Kaveh Complex, Khalaj Rd., Seyedi St., Mashad, Iran Other information: (a) Amin Industrial Complex sought temperature controllers which may be used in nuclear research and operational/production facilities, (b) Amin Industrial Complex is owned or controlled by, or acts on behalf of, the Defense Industries Organization (DIO), which was designated in UN Security Council Resolution 1737 (2006).
(37)
Armament Industries Group. Date of EU designation: 24.4.2007 (UN: 9.6.2010 ). Address: (a) Sepah Islam Road, Karaj Special Road Km 10, Iran ; (b) Pasdaran Ave., P.O. Box 19585/777, Tehran, Iran . Other information: (a) Armament Industries Group (AIG) manufacturers and services a variety of small arms and light weapons, including large- and medium-calibre guns and related technology, (b) AIG conducts the majority of its procurement activity through Hadid Industries Complex.
(38)
Defense Technology and Science Research Center. Date of EU designation: 24.4.2007 (UN: 9.6.2010 ). Address: Pasdaran Ave, PO Box 19585/777, Tehran, Iran . Other information: Defense Technology and Science Research Center (DTSRC) is owned or controlled by, or acts on behalf of, Iran’s Ministry of Defense and Armed Forces Logistics (MODAFL), which oversees Iran’s defence R&D, production, maintenance, exports, and procurement.
(39)
Doostan International Company. Date of UN designation: 9.6.2010 . Other information: Doostan International Company (DICO) supplies elements to Iran’s ballistic missile program.
(40)
Farasakht Industries. Date of UN designation: 9.6.2010 . Address: P.O. Box 83145-311, Kilometer 28, Esfahan-Tehran Freeway, Shahin Shahr, Esfahan, Iran . Other information: Farasakht Industries is owned or controlled by, or acts on behalf of, the Iran Aircraft Manufacturing Company, which in turn is owned or controlled by MODAFL.
(41)
Fater (or Faater) Institute. Date of UN designation: 9.6.2010 . Other information: (a) Khatam al-Anbiya (KAA) subsidiary, (b) Fater has worked with foreign suppliers, likely on behalf of other KAA companies on IRGC projects in Iran, (c) Owned or controlled by, or acting on behalf of, the Islamic Revolutionary Guard Corps.
(42)
First East Export Bank, P.L.C. Date of UN designation: 9.6.2010 . Address: Unit Level 10 (B1), Main Office Tower, Financial Park Labuan, Jalan Merdeka, 87000 WP Labuan, Malaysia . Other information: (a) First East Export Bank, PLC is owned or controlled by, or acts on behalf of, Bank Mellat, (b) Over the last seven years, Bank Mellat has facilitated hundreds of millions of dollars in transactions for Iranian nuclear, missile, and defense entities, (c) Business Registration Number LL06889 (Malaysia).
(43)
Gharagahe Sazandegi Ghaem. Date of UN designation: 9.6.2010 . Other information: Owned or controlled by, or acting on behalf of, the Islamic Revolutionary Guard Corps. Gharagahe Sazandegi Ghaem is owned or controlled by KAA (see below).
(44)
Ghorb Karbala. Date of UN designation: 9.6.2010 . Other information: Owned or controlled by, or acting on behalf of, the Islamic Revolutionary Guard Corps. Ghorb Karbala is owned or controlled by KAA (see below).
(45)
Ghorb Nooh. Date of UN designation: 9.6.2010 . Other information: Owned or controlled by, or acting on behalf of, the Islamic Revolutionary Guard Corps. Ghorb Nooh is owned or controlled by KAA (see below).
(46)
Hara Company. Date of UN designation: 9.6.2010 . Other information: Owned or controlled by, or acting on behalf of, the Islamic Revolutionary Guard Corps. Owned or controlled by Ghorb Nooh.
(47)
Imensazan Consultant Engineers Institute. Date of UN designation: 9.6.2010 . Other information: Owned or controlled by, or acting on behalf of, the Islamic Revolutionary Guard Corps. Owned or controlled by, or acts on behalf of, KAA (see below).
(48)
Irano Hind Shipping Company. Date of UN designation: 9.6.2010 . Address: (a) 18 Mehrshad Street, Sadaghat Street, Opposite of Park Mellat, Vali-e-Asr Ave., Tehran, Iran , (b) 265, Next to Mehrshad, Sedaghat St., Opposite of Mellat Park, Vali Asr Ave., Tehran 1A001, Iran . Other information: Owned or controlled by, or acting on behalf of, the Islamic Republic of Iran Shipping Lines.
(49)
IRISL Benelux NV. Date of UN designation: 9.6.2010 . Address: Noorderlaan 139, B-2030, Antwerp, Belgium . Other information: (a) V.A.T. Number BE480224531 (Belgium), (b) Other information: Owned or controlled by, or acting on behalf of, the Islamic Republic of Iran Shipping Lines.
(50)
Kaveh Cutting Tools Company. Date of UN designation: 9.6.2010 . Address: (a) 3rd Km of Khalaj Road, Seyyedi Street, Mashad 91638, Iran , (b) Km 4 of Khalaj Road, End of Seyedi Street, Mashad, Iran , (c) P.O. Box 91735-549, Mashad, Iran , (d) Khalaj Rd., End of Seyyedi Alley, Mashad, Iran ; (e) Moqan St., Pasdaran St., Pasdaran Cross Rd., Tehran, Iran . Other information: Kaveh Cutting Tools Company is owned or controlled by, or acts on behalf of, the DIO.
(51)
Khatam al-Anbiya Construction Headquarters. Date of EU designation: 24.6.2008 (UN: 9.6.2010 ). Other information: (a) Khatam al-Anbiya Construction Headquarters (KAA) is an Islamic Revolutionary Guard Corps (IRGC)-owned company involved in large scale civil and military construction projects and other engineering activities. It undertakes a significant amount of work on Passive Defense Organization projects. In particular, KAA subsidiaries were heavily involved in the construction of the uranium enrichment site at Qom/Fordow.
(52)
M. Babaie Industries. Date of UN designation: 9.6.2010 . Address: P.O. Box 16535-76, Tehran, 16548, Iran . Other information: (a) M. Babaie Industries is subordinate to Shahid Ahmad Kazemi Industries Group (formally the Air Defense Missile Industries Group) of Iran’s Aerospace Industries Organization (AIO), (b) AIO controls the missile organizations Shahid Hemmat Industrial Group (SHIG) and the Shahid Bakeri Industrial Group (SBIG), both of which were designated in resolution 1737 (2006).
(53)
Makin. Date of UN designation: 9.6.2010 . Other information: Owned or controlled by, or acting on behalf of, the Islamic Revolutionary Guard Corps. Makin is owned or controlled by or acting on behalf of KAA, and is a subsidiary of KAA.
(54)
Malek Ashtar University. Date of EU designation: 24.6.2008 (UN: 9.6.2010 ). Address: Corner of Imam Ali Highway and Babaei Highway, Tehran, Iran . Other information: (a) a subordinate of the DTRSC within MODAFL, (b) this includes research groups previously falling under the Physics Research Center (PHRC), (c) IAEA inspectors have not been allowed to interview staff or see documents under the control of this organization to resolve the outstanding issue of the possible military dimension to Iran’s nuclear program.
(55)
Ministry of Defense Logistics Export. Date of EU designation: 24.6.2008 (UN: 9.6.2010 ). Address: (a) PO Box 16315-189, Tehran, Iran ; (b) located on the west side of Dabestan Street, Abbas Abad District, Tehran, Iran . Other information: Ministry of Defense Logistics Export (MODLEX) sells Iranian-produced arms to customers around the world in contravention of UN Security Council Resolution 1747 (2007), which prohibits Iran from selling arms or related materiel.
(56)
Mizan Machinery Manufacturing ( alias 3MG). Date of EU designation: 24.6.2008 (UN: 9.6.2010 ). Address: O. Box 16595-365, Tehran, Iran . Other information: Mizan Machinery Manufacturing (3M) is owned or controlled by, or acts on behalf of, SHIG.
(57)
Modern Industries Technique Company ( alias (a) Rahkar Company, (b) Rahkar Industries, (c) Rahkar Sanaye Company, (d) Rahkar Sanaye Novin). Date of UN designation: 9.6.2010 . Address: Arak, Iran. Other information: (a) Modern Industries Technique Company (MITEC) is responsible for design and construction of the IR-40 heavy water reactor in Arak, (b) MITEC has spearheaded procurement for the construction of the IR-40 heavy water reactor.
(58)
Nuclear Research Center for Agriculture and Medicine ( alias (a) Center for Agricultural Research and Nuclear Medicine, (b) Karaji Agricultural and Medical Research Center). Date of UN designation: 9.6.2010 . Address: P.O. Box 31585-4395, Karaj, Iran . Other information: (a) the Nuclear Research Center for Agriculture and Medicine (NFRPC) is a large research component of the Atomic Energy Organization of Iran (AEOI), which was designated in UN Security Council Resolution 1737 (2006), (b) the NFRPC is AEOI’s center for the development of nuclear fuel and is involved in enrichment-related activities.
(59)
Omran Sahel. Date of UN designation: 9.6.2010 . Other information: Owned or controlled by, or acting on behalf of, the Islamic Revolutionary Guard Corps. Owned or controlled by Ghorb Nooh.
(60)
Oriental Oil Kish. Date of UN designation: 9.6.2010 . Other information: Owned or controlled by, or acting on behalf of, the Islamic Revolutionary Guard Corps. Oriental Oil Kish is owned or controlled by or acting on behalf of KAA.
(61)
Pejman Industrial Services Corporation. Date of UN designation: 9.6.2010 . Address: P.O. Box 16785-195, Tehran, Iran . Other information: Pejman Industrial Services Corporation is owned or controlled by, or acts on behalf of, SBIG.
(62)
Rah Sahel. Date of UN designation: 9.6.2010 . Other information: Owned or controlled by, or acting on behalf of, the Islamic Revolutionary Guard Corps. Rah Sahel is owned or controlled by or acting on behalf of KAA.
(63)
Rahab Engineering Institute. Date of UN designation: 9.6.2010 . Other information: Owned or controlled by, or acting on behalf of, the Islamic Revolutionary Guard Corps. Rahab is owned or controlled by or acting on behalf of KAA, and is a subsidiary of KAA.
(64)
Sabalan Company. Date of UN designation: 9.6.2010 . Address: Damavand Tehran Highway, Tehran, Iran . Other information: Sabalan is a cover name for SHIG.
(65)
Sahand Aluminum Parts Industrial Company (SAPICO). Date of UN designation: 9.6.2010 . Address: Damavand Tehran Highway, Tehran, Iran . Other information: SAPICO is a cover name for SHIG.
(66)
Sahel Consultant Engineers. Date of UN designation: 9.6.2010 . Other information: Owned or controlled by, or acting on behalf of, the Islamic Revolutionary Guard Corps. Owned or controlled by Ghorb Nooh.
(67)
Sepanir. Date of UN designation: 9.6.2010 . Other information: Owned or controlled by, or acting on behalf of, the Islamic Revolutionary Guard Corps. Sepanir is owned or controlled by or acting on behalf of KAA.
(68)
Sepasad Engineering Company. Date of UN designation: 9.6.2010 . Other information: Owned or controlled by, or acting on behalf of, the Islamic Revolutionary Guard Corps. Sepasad Engineering Company is owned or controlled by or acting on behalf of KAA.
(69)
Shahid Karrazi Industries. Date of UN designation: 9.6.2010 . Address: Tehran, Iran. Other information: Shahid Karrazi Industries is owned or controlled by, or act on behalf of, SBIG.
(70)
Shahid Satarri Industries ( alias Shahid Sattari Group Equipment Industries). Date of UN designation: 9.6.2010 . Address: Southeast Tehran, Iran . Other information: Shahid Sattari Industries is owned or controlled by, or acts on behalf of, SBIG.
(71)
Shahid Sayyade Shirazi Industries. Date of UN designation: 9.6.2010 . Address: (a) Next to Nirou Battery Mfg. Co, Shahid Babaii Expressway, Nobonyad Square, Tehran, Iran , (b) Pasdaran St., P.O. Box 16765, Tehran 1835, Iran , (c) Babaei Highway — Next to Niru M.F.G, Tehran, Iran . Other information: Shahid Sayyade Shirazi Industries (SSSI) is owned or controlled by, or acts on behalf of, the DIO.
(72)
South Shipping Line Iran (SSL). Date of UN designation: 9.6.2010 . Address: (a) Apt. No. 7, 3rd Floor, No. 2, 4th Alley, Gandi Ave., Tehran, Iran , (b) Qaem Magham Farahani St., Tehran, Iran . Other information: Owned or controlled by, or acting on behalf of, the Islamic Republic of Iran Shipping Lines.
(73)
Special Industries Group. Date of EU designation: 24.4.2007 (UN: 9.6.2010 ). Address: Pasdaran Avenue, PO Box 19585/777, Tehran, Iran . Other information: Special Industries Group (SIG) is a subordinate of DIO.
(74)
Tiz Pars. Date of UN designation: 9.6.2010 . Address: Damavand Tehran Highway, Tehran, Iran . Other information: (a) Tiz Pars is a cover name for SHIG, (b) Between April and July 2007, Tiz Pars attempted to procure a five axis laser welding and cutting machine, which could make a material contribution to Iran’s missile program, on behalf of SHIG.
(75)
Yazd Metallurgy Industries ( alias (a) Yazd Ammunition Manufacturing and Metallurgy Industries, (b) Directorate of Yazd Ammunition and Metallurgy Industries.). Date of UN designation: 9.6.2010 . Address: (a) Pasdaran Avenue, Next to Telecommunication Industry, Tehran 16588, Iran , (b) Postal Box 89195/878, Yazd, Iran , (c) P.O. Box 89195-678, Yazd, Iran , (d) Km 5 of Taft Road, Yazd, Iran . Other information: Metallurgy Industries (YMI) is a subordinate of DIO.
B.Natural persons
(1)
Fereidoun Abbasi-Davani . Date of UN designation: 24.3.2007 . Other information: Senior Ministry of Defence and Armed Forces Logistics (MODAFL) scientist with links to the Institute of Applied Physics. Working closely with Mohsen Fakhrizadeh-Mahabadi.
(2)
Dawood Agha-Jani . Function: Head of the PFEP - Natanz. Date of UN designation: 23.12.2006 . Other information: Person involved in Iran’s nuclear programme.
(3)
Ali Akbar Ahmadian . Title: Vice Admiral. Function: Chief of Iranian Revolutionary Guard Corps (IRGC) Joint Staff. Date of UN designation: 24.3.2007 .
(4)
Amir Moayyed Alai . Date of EU designation: 24.4.2007 (UN: 3.3.2008 ). Other information: involved in managing the assembly and engineering of centrifuges.
(5)
Behman Asgarpour . Function: Operational Manager (Arak). Date of UN designation: 23.12.2006 . Other information: Person involved in Iran’s nuclear programme.
(6)
Mohammad Fedai Ashiani . Date of EU designation: 24.4.2007 (UN: 3.3.2008 ). Other information: involved in the production of ammonium uranyl carbonate and management of the Natanz enrichment complex.
(7)
Abbas Rezaee Ashtiani . Date of UN designation: 3.3.2008 . Other information: a senior official at the AEOI Office of Exploration and Mining Affairs.
(8)
Bahmanyar Morteza Bahmanyar . Function: Head of Finance & Budget Dept, Aerospace Industries Organisation (AIO). Date of UN designation: 23.12.2006 . Other information: Person involved in Iran’s ballistic missile programme.
(9)
Haleh Bakhtiar . Date of EU designation: 24.4.2007 (UN: 3.3.2008 ). Other information: involved in the production of magnesium at a concentration of 99.9 %.
(10)
Morteza Behzad . Date of EU designation: 24.4.2007 (UN: 3.3.2008 ). Other information: involved in making centrifuge components.
(11)
Ahmad Vahid Dastjerdi . Function: Head of the Aerospace Industries Organisation (AIO). Date of UN designation: 23.12.2006 . Other information: Person involved in Iran’s ballistic missile programme.
(12)
Ahmad Derakhshandeh . Function: Chairman and Managing Director of Bank Sepah. Date of UN designation: 24.3.2007 .
(13)
Mohammad Eslami . Title: Dr. Date of UN designation: 3.3.2008 . Other information: Head of Defence Industries Training and Research Institute.
(14)
Reza-Gholi Esmaeli . Function: Head of Trade & International Affairs Dept, Aerospace Industries Organisation (AIO). Date of UN designation: 23.12.2006 . Other information: Person involved in Iran’s ballistic missile programme.
(15)
Mohsen Fakhrizadeh-Mahabadi . Date of UN designation: 24.3.2007 . Other information: Senior MODAFL scientist and former head of the Physics Research Centre (PHRC).
(16)
Mohammad Hejazi . Title: Brigadier General. Function: Commander of Bassij resistance force. Date of UN designation: 24.3.2007 .
(17)
Mohsen Hojati . Function: Head of Fajr Industrial Group. Date of UN designation: 24.3.2007 .
(18)
Seyyed Hussein Hosseini . Date of EU designation: 24.4.2007 (UN: 3.3.2008 ). Other information: AEOI official involved in the heavy water research reactor project at Arak.
(19)
M. Javad Karimi Sabet . Date of EU designation: 24.4.2007 (UN: 3.3.2008 ). Other information: Head of Novin Energy Company, which is designated under resolution 1747 (2007).
(20)
Mehrdada Akhlaghi Ketabachi . Function: Head of Shahid Bagheri Industrial Group (SBIG). Date of UN designation: 24.3.2007 .
(21)
Ali Hajinia Leilabadi . Function: Director General of Mesbah Energy Company. Date of UN designation: 23.12.2006 . Other information: Person involved in Iran’s nuclear programme.
(22)
Naser Maleki . Function: Head of Shahid Hemmat Industrial Group (SHIG). Date of UN designation: 24.3.2007 . Other information: Naser Maleki is also a MODAFL official overseeing work on the Shahab-3 ballistic missile programme. The Shahab-3 is Iran’s long-range ballistic missile currently in service.
(23)
Hamid-Reza Mohajerani . Date of EU designation: 24.4.2007 (UN: 3.3.2008 ). Other information: involved in production management at the Uranium Conversion Facility (UCF) at Esfahan.
(24)
Jafar Mohammadi . Function: Technical Adviser to the Atomic Energy Organisation of Iran (AEOI) (in charge of managing the production of valves for centrifuges). Date of UN designation: 23.12.2006 . Other information: Person involved in Iran’s nuclear programme.
(25)
Ehsan Monajemi . Function: Construction Project Manager, Natanz. Date of UN designation: 23.12.2006 . Other information: Person involved in Iran’s nuclear programme.
(26)
Mohammad Reza Naqdi . Title: Brigadier General. Date of UN designation: 3.3.2008 . Other information: former Deputy Chief of Armed Forces General Staff for Logistics and Industrial Research/Head of State Anti-Smuggling Headquarters, engaged in efforts to get round the sanctions imposed by resolutions 1737 (2006) and 1747 (2007).
(27)
Houshang Nobari . Date of EU designation: 24.4.2007 (UN: 3.3.2008 ). Other information: involved in the management of the Natanz enrichment complex.
(28)
Mohammad Mehdi Nejad Nouri . Title: Lt Gen. Function: Rector of Malek Ashtar University of Defence Technology. Date of UN designation: 23.12.2006 . Other information: The chemistry department of Ashtar University of Defence Technology is affiliated to MODALF and has conducted experiments on beryllium. Person involved in Iran’s nuclear programme.
(29)
Mohammad Qannadi . Function: AEOI Vice President for Research & Development. Date of UN designation: 23.12.2006 . Other information: Person involved in Iran’s nuclear programme.
(30)
Amir Rahimi . Function: Head of Esfahan Nuclear Fuel Research and Production Center. Date of UN designation: 24.3.2007 . Other information: Esfahan Nuclear Fuel Research and Production Center is part of the AEOI’s Nuclear Fuel Production and Procurement Company, which is involved in enrichment-related activities.
(31)
Abbas Rashidi . Date of EU designation: 24.4.2007 (UN: 3.3.2008 ). Other information: involved in enrichment work at Natanz.
(32)
Morteza Rezaie . Title: Brigadier General. Function: Deputy Commander of IRGC. Date of UN designation: 24.3.2007 .
(33)
Morteza Safari . Title: Rear Admiral. Function: Commander of IRGC Navy. Date of UN designation: 24.3.2007 .
(34)
Yahya Rahim Safavi . Title: Maj Gen. Function: Commander, IRGC (Pasdaran). Date of UN designation: 23.12.2006 . Other information: Person involved in both Iran’s nuclear and ballistic missile programmes.
(35)
Seyed Jaber Safdari . Date of UN designation: 24.3.2007 . Other information: Manager of the Natanz Enrichment Facilities.
(36)
Hosein Salimi . Title: General. Function: Commander of the Air Force, IRGC (Pasdaran). Date of UN designation: 23.12.2006 . Other information: Person involved in Iran’s ballistic missile programme.
(37)
Qasem Soleimani . Title: Brigadier General. Function: Commander of Qods force. Date of UN designation: 24.3.2007 .
(38)
Ghasem Soleymani . Date of UN designation: 3.3.2008 . Other information: Director of Uranium Mining Operations at the Saghand Uranium Mine.
(39)
Mohammad Reza Zahedi . Title: Brigadier General. Function: Commander of IRGC Ground Forces. Date of UN designation: 24.3.2007 .
(40)
General Zolqadr . Function: Deputy Interior Minister for Security Affairs, IRGC officer. Date of UN designation: 24.3.2007 .
F9(41)
Javad Rahiqi. Date of EU designation: 24.4.2007 (UN: 9.6.2010 ). Date of birth: 24.4.1954 . Place of birth: Marshad. Function: Head of the Atomic Energy Organization of Iran (AEOI) Esfahan Nuclear Technology Center.
F10ANNEX V
List of persons, entities and bodies referred to in Article 7(2)
A. Natural persons
Name | Identifying information | Reasons | Date of listing | |
---|---|---|---|---|
1. | Reza AGHAZADEH | DoB: 15/03/1949 Passport number: S4409483 valid 26/04/2000 – 27/04/2010 Issued: Tehran, Diplomatic passport number: D9001950, issued on 22/01/2008 valid until 21/01/2013, Place of birth: Khoy | Former Head of the Atomic Energy Organisation of Iran (AEOI). The AEOI oversees Iran's nuclear programme and is designated under UNSCR 1737 (2006). | 24.4.2007 |
2. | IRGC Brigadier-General Javad DARVISH-VAND | MODAFL Deputy for Inspection. Responsible for all MODAFL facilities and installations | 24.6.2008 | |
3. | IRGC Brigadier-General Seyyed Mahdi FARAHI | Managing Director of the Defence Industries Organisation (DIO) which is designated under UNSCR 1737 (2006) | 24.6.2008 | |
4. | Dr Hoseyn (Hossein) FAQIHIAN | Address of NFPC: AEOI-NFPD, P.O.Box: 11365-8486, Tehran / Iran | Deputy and Director-General of the Nuclear Fuel Production and Procurement Company (NFPC), part of the AEOI. The AEOI oversees Iran's nuclear programme and is designated under UNSCR 1737 (2006). The NFPC involved in enrichment-related activities that Iran is required by the IAEA Board and Security Council to suspend. | 24.4.2007 |
5. | Engineer Mojtaba HAERI | MODAFL Deputy for Industry. Supervisory role over AIO and DIO | 24.6.2008 | |
6. | IRGC Brigadier-General Ali HOSEYNITASH | Head of the General Department of the Supreme National Security Council and involved in formulating policy on the nuclear issue | 24.6.2008 | |
7. | Mohammad Ali JAFARI, IRGC | Holds a command post at the IRGC | 24.6.2008 | |
8. | Mahmood JANNATIAN | DoB 21/04/1946, passport number: T12838903 | Deputy Head of the Atomic Energy Organisation of Iran | 24.6.2008 |
9. | Said Esmail KHALILIPOUR (a.k.a.: LANGROUDI) | DoB: 24/11/1945, PoB: Langroud | Deputy Head of AEOI. The AEOI oversees Iran's nuclear programme and is designated under UNSCR 1737 (2006). | 24.4.2007 |
10. | Ali Reza KHANCHI | Address of NRC: AEOI-NRC P.O.Box: 11365-8486 Tehran/ Iran; Fax: (+9821) 8021412 | Head of AEOI's Tehran Nuclear Research Centre. The IAEA is continuing to seek clarification from Iran about plutonium separation experiments carried out at the TNRC, including about the presence of HEU particles in environmental samples taken at the Karaj Waste Storage Facility where containers used to store depleted uranium targets used in those experiments are located. The AEOI oversees Iran's nuclear programme and is designated under UNSCR 1737 (2006). | 24.4.2007 |
11. | Ebrahim MAHMUDZADEH | Managing Director of Iran Electronic Industries | 24.6.2008 | |
12. | Brigadier-General Beik MOHAMMADLU | MODAFL Deputy for Supplies and Logistics | 24.6.2008 | |
13. | Anis NACCACHE | Administrator of Barzagani Tejarat Tavanmad Saccal companies; his company has attempted to procure sensitive goods for entities designated under Resolution 1737 (2006) | 24.6.2008 | |
14. | Brigadier-General Mohammad NADERI | Head of Aerospace Industries Organisation (AIO), AIO has taken part in sensitive Iranian programmes | 24.6.2008 | |
15. | IRGC Brigadier-General Mostafa Mohammad NAJJAR | Minister for the Interior and former Minister of MODAFL, responsible for all military programmes, including ballistic missiles programmes. | 24.6.2008 | |
16. | Dr Javad RAHIQI (RAHIGHI) | DoB: 21/04/1954, DoB according to old Iranian calendar: 1/05/1954, PoB: Mashad | Head of the Neutron Physics Group of the AEOI. AEOI oversees Iran's nuclear programme and is designated under UNSCR 1737 (2006). | 24.4.2007 |
17. | Ali Akbar SALEHI | Head of the Atomic Energy Organisation of Iran (AEOI). The AEOI oversees Iran's nuclear programme and is designated under UNSCR 1737 (2006). | 17.11.2009 | |
18. | Rear Admiral Mohammad SHAFI'I RUDSARI | MODAFL Deputy for Coordination | 24.6.2008 | |
19. | IRGC Brigadier-General Ali SHAMSHIRI | MODAFL Deputy for Counter-Intelligence, responsible for security of MODAFL personnel and Installations | 24.6.2008 | |
20. | Abdollah SOLAT SANA | Managing Director of the Uranium Conversion Facility (UCF) in Esfahan. This is the facility that produces the feed material (UF6) for the enrichment facilities at Natanz. On 27 August 2006, Solat Sana received a special award from President Ahmadinejad for his role | 24.4.2007 | |
21. | IRGC Brigadier-General Ahmad VAHIDI | Minister of the MODAFL and former Deputy Head of MODAFL | 24.6.2008 |
B. Legal persons, entities and bodies
Name | Identifying information | Reasons | Date of listing | |
---|---|---|---|---|
1. | Aerospace Industries Organisation, AIO | AIO, 28 Shian 5, Lavizan, Tehran | AIO oversees Iran's production of missiles, including Shahid Hemmat Industrial Group, Shahid Bagheri Industrial Group and Fajr Industrial Group, which were all designated under UNSCR 1737 (2006). The head of AIO and two other senior officials were also designated under UNSCR 1737 (2006) | 24.4.2007 |
2. | Armament Industries | Pasdaran Av., PO Box 19585/ 777, Tehran | A subsidiary of the DIO (Defence Industries Organisation) | 24.4.2007 |
3. | Armed Forces Geographical Organisation | Assessed to provide geospatial data for the Ballistic Missile programme | 24.6.2008 | |
4. | Bank Melli, Bank Melli Iran (including all branches) and subsidiaries: | Ferdowsi Avenue, PO Box 11365-171, Tehran | Providing or attempting to provide financial support for companies which are involved in or procure goods for Iran's nuclear and missile programmes (AIO, SHIG, SBIG, AEOI, Novin Energy Company, Mesbah Energy Company, Kalaye Electric Company and DIO). Bank Melli serves as a facilitator for Iran's sensitive activities. It has facilitated numerous purchases of sensitive materials for Iran's nuclear and missile programmes. It has provided a range of financial services on behalf of entities linked to Iran's nuclear and missile industries, including opening letters of credit and maintaining accounts. Many of the above companies have been designated by UNSCRs 1737 (2006) and 1747 (2007). Bank Melli continues in this role, by engaging in a pattern of conduct which supports and facilitates Iran's sensitive activities. Using its banking relationships, it continues to provide support for, and financial services to, UN and EU listed entities in relation to such activities. It also acts on behalf of, and at the direction of such entities, including Bank Sepah, often operating through their subsidiaries and associates. | 24.6.2008 |
(a)Melli Bank plc | London Wall, 11th floor, London EC2Y 5EA, United Kingdom | |||
(b)Bank Melli Iran Zao | Number 9/1, Ulitsa Mashkova, Moscow, 130064, Russia | |||
5. | Defence Technology and Science Research Centre (DTSRC) – also known as the Educational Research Institute/Moassese Amozeh Va Tahgiaghati (ERI/MAVT Co.) | Pasdaran Av., PO Box 19585/777, Tehran | Responsible for R&D. A subsidiary of the DIO. The DTSRC handles much of the procurement for the DIO | 24.4.2007 |
6. | Iran Electronic Industries | P. O. Box 18575-365, Tehran, Iran | Wholly-owned subsidiary of MODAFL (and therefore a sister-organisation to AIO, AvIO and DIO). Its role is to manufacture electronic components for Iranian weapons systems | 24.6.2008 |
7. | IRGC Air Force | Operates Iran's inventory of short and medium range ballistic missiles. The head of the IRGC air force was designated by UNSCR 1737 (2006) | 24.6.2008 | |
8. | Khatem-ol Anbiya Construction Organisation | Number 221, North Falamak-Zarafshan Intersection, 4th Phase, Shahkrak-E-Ghods, Tehran 14678, Iran | IRGC-owned group of companies. Uses IRGC engineering resources for construction acting as prime contractor on major projects including tunnelling, assessed to support the Iranian ballistic missile and nuclear programmes | 24.6.2008 |
9. | Malek Ashtar University | Linked to the Ministry of Defence, set up a missiles training course in 2003, in close collaboration with the AIO | 24.6.2008 | |
10. | Marine Industries | Pasdaran Av., PO Box 19585/ 777, Tehran | A subsidiary of the DIO | 24.4.2007 |
11. | Mechanic Industries Group | Took part in the production of components for the ballistics programme | 24.6.2008 | |
12. | Ministry of Defence and Armed Forces Logistics (MODAFL) | West side of Dabestan Street, Abbas Abad District, Tehran | Responsible for Iran's defence research, development and manufacturing programmes, including support to missile and nuclear programmes | 24.6.2008 |
13. | Ministry of Defence Logistics Export (MODLEX) | P. O. Box 16315-189, Tehran, Iran | It is the export arm of MODAFL, and the agency used for exporting finished weapons in state-to-state transactions. Under UNSCR 1747 (2007) MODLEX should not be trading. | 24.6.2008 |
14. | 3M Mizan Machinery Manufacturing | Front company for the AIO, taking part in ballistics procurement | 24.6.2008 | |
15. | Nuclear Fuel Production and Procurement Company (NFPC) | AEOI-NFPD, P.O.Box: 11365-8486, Tehran / Iran | Nuclear Fuel Production Division (NFPD) of AEOI is research and development in the field of nuclear fuel cycle including: uranium exploration, mining, milling, conversion and nuclear waste management. The NFPC is the successor to the NFPD, the subsidiary company under the AEOI that runs research and development in the nuclear fuel cycle including conversion and enrichment | 24.4.2007 |
16. | Parchin Chemical Industries | Worked on propulsion techniques for the Iranian ballistics programme | 24.6.2008 | |
17. | Special Industries Group | Pasdaran Av., PO Box 19585/777, Tehran | A subsidiary of the DIO. | 24.4.2007 |
18. | State Purchasing Organisation (SPO) | The SPO appears to facilitate the import of whole weapons. It appears to be a subsidiary of MODAFL | 24.6.2008 |
- I.
F11Persons, entities and bodies involved in nuclear or ballistic missiles activities
A. Natural personsName
Identifying information
Reasons
1.
Ali DAVANDARI
Head of Bank Mellat
2.
Fereydoun
MAHMOUDIAN
Born on 7.11.1943 in Iran. Passport no 05HK31387 issued on 1.1.2002 in Iran, valid until 7.8.2010
Granted French citizenship on 7.5.2008 .
Director of Fulmen (see Part B, No 11)
3.
Mohammad MOKHBER
President of the Setad Ejraie foundation, an investment fund linked to Ali Khamenei, the supreme leader. Member of the board of directors of Sina Bank.
4.
Mohammad Reza MOVASAGHNIA
Head of Samen Al A’Emmeh Industries Group (SAIG) also known as the Cruise Missile Industry Group. This organisation was designated under UNSCR 1747 and listed in Annex IV to Regulation (EC) No 423/2007.
B. Legal persons, entities and bodiesName
Identifying information
Reasons
1.
Azarab Industries
Ferdowsi Ave, PO Box 11365-171, Tehran, Iran
Energy sector firm that provides manufacturing support to the nuclear programme, including designated proliferation sensitive activities. Involved in the construction of the Arak heavy-water reactor.
2.
Bank Mellat (including all branches) and subsidiaries:
Head Office Building, 327 Takeghani (Taleghani) Avenue, Tehran 15817, Iran ;
P.O. Box 11365-5964, Tehran 15817, Iran ;
Bank Mellat is a state-owned Iranian bank. Bank Mellat engages in a pattern of conduct which supports and facilitates Iran’s nuclear and ballistic missile programmes. It has provided banking services to UN and EU listed entities or to entities acting on their behalf or at their direction, or to entities owned or controlled by them. It is the parent bank of First East Export Bank which is designated under UNSCR 1929.
(a)
Mellat Bank SB CJSC
P.O. Box 24, Yerevan 0010, Republic of Armenia
100 % owned by Bank Mellat
(b)
Persia International Bank Plc
Number 6 Lothbury, Post Code: EC2R 7HH, United Kingdom
60 % owned by Bank Mellat
3.
Subsidiaries of Bank Melli:
Bank Melli is listed in Annex V of Regulation (EC) No 423/2007, for providing or attempting to provide financial support for companies which are involved in or procure goods for Iran’s nuclear and missile programmes.
(a)
Arian Bank (a.k.a. Aryan Bank)
House 2, Street Number 13, Wazir Akbar Khan, Kabul, Afghanistan
Arian Bank is a joint-venture between Bank Melli and Bank Saderat.
(b)
Assa Corporation
ASSA CORP, 650 (or 500) Fifth Avenue, New York, USA ;
Tax ID No. 1368932 (United States)
Assa Corporation is a front company created and controlled by Bank Melli. It was set up by Bank Melli to channel money from the United States to Iran.
(c)
Assa Corporation Ltd
6 Britannia Place, Bath Street, St Helier JE2 4SU, Jersey Channel Islands
Assa Corporation Ltd is the parent organization of Assa Corporation. Owned or controlled by Bank Melli
(d)
Bank Kargoshaee (a.k.a. Kargosai Bank, a.k.a Kargosa’i Bank)
587 Mohammadiye Square, Mowlavi St., Tehran 11986, Iran
Bank Kargoshaee is owned by Bank Melli.
(e)
Bank Melli Iran Investment Company (BMIIC)
No.2, Nader Alley, Vali-Asr Str., Tehran, Iran, P.O. Box 3898-15875 ;
Alt. Location: Bldg 2, Nader Alley after Beheshi Forked Road, P.O. Box 15875-3898, Tehran, Iran 15116 ;
Alt., Location: Rafiee Alley, Nader Alley, 2 After Serahi Shahid Beheshti, Vali E Asr Avenue, Tehran, Iran ; Business Registration Number: 89584.
Affiliated with entities sanctioned by the United States, the European Union or or the United Nations since 2000. Designated by the United States for being owned or controlled by Bank Melli.
(f)
Bank Melli Printing And Publishing Company (BMPPC)
18th Km Karaj Special Road, Tehran, Iran, P.O. Box 37515-183 ;
Alt. Location: Km 16 Karaj Special Road, Tehran, Iran ;
Business Registration Number 382231
Designated by the United States for being owned or controlled by Bank Melli
(g)
Cement Investment and Development Company (CIDCO) (a.k.a.: Cement Industry Investment and Development Company, CIDCO, CIDCO Cement Holding)
No. 241, Mirdamad Street, Tehran, Iran
Wholly owned by Bank Melli Investment Co. Holding Company to manage all cement companies owned by BMIIC
(h)
First Persian Equity Fund
Walker House, 87 Mary Street, George Town, Grand Cayman, KY1-9002, Cayman Islands ;
Alt. Location: Clifton House, 7z5 Fort Street, P.O. Box 190, Grand Cayman, KY1-1104; Cayman Islands ;
Alt. Location: Rafi Alley, Vali Asr Avenue, Nader Alley, Tehran, 15116, Iran, P.O.Box 15875-3898
Cayman-based fund licensed by the Iranian Government for foreign investment in the Tehran Stock Exchange
(i)
Future Bank BSC
Block 304, City Centre Building, Building 199, Government Avenue, Road 383, Manama, Bahrain ;
P.O. Box 785, City Centre Building, Government Avenue, Manama, Bahrain ,
and all branches worldwide; Business Registration Document: 54514-1 (Bahrain) expires 9 June 2009 ; Trade License No.: 13388 (Bahrain)
Bahrain-based joint-venture majority owned and controlled by Bank Melli and Bank Saderat. Chairman of Bank Melli was also chairman of Future Bank
(j)
Mazandaran Cement Company
Africa Street, Sattari Street No. 40, P.O. Box 121, Tehran, Iran 19688 ;
Alt Location: 40 Satari Ave. Afrigha Highway, P.O. Box 19688, Tehran, Iran
Tehran-based cement company majority-owned by CIDCO. Involved in large-scale construction projects
(k)
Mazandaran Textile Company
Kendovan Alley 5, Vila Street, Enghelab Ave, P.O. Box 11365-9513, Tehran, Iran 11318 ;
Alt. Location: 28 Candovan Cooy Enghelab Ave., P.O. Box 11318, Tehran, Iran ;
Alt. Location: Sari Ave., Ghaemshahr, Iran
Tehran-based textile company majority-owned by BMIIC and Bank Melli Investment Management Co.
(l)
Mehr Cayman Ltd.
Cayman Islands; Commercial Registry Number 188926 (Cayman Islands)
Owned or controlled by Bank Melli
(m)
Melli Agrochemical Company PJS (a.k.a: Melli Shimi Keshavarz)
Mola Sadra Street, 215 Khordad, Sadr Alley No. 13, Vanak Sq., P.O. Box 15875-1734, Tehran, Iran
Owned or controlled by Bank Melli
(n)
Melli Investment Holding International
514 Business Avenue Building, Deira, P.O. Box 181878, Dubai, United Arab Emirates ;
Registration Certificate Number (Dubai) 0107 issued 30. Nov 2005 .
Owned or controlled by Bank Melli
(o)
Shomal Cement Company (a.k.a: Siman Shomal)
Dr Beheshti Ave No. 289, Tehran, Iran 151446 ;
Alt. Location: 289 Shahid Baheshti Ave., P.O. Box 15146, Tehran, Iran
Owned or controlled by, or acts on behalf of DIO
4.
Bank Refah
40, North Shiraz Street, Mollasadra Ave., Vanak Sq., Tehran, Iran
Banque Refah took over Bank Melli’s outstanding transactions following the sanctions imposed on the latter bank by the European Union
5.
Bank Saderat Iran (including all branches) and subsidiaries
Bank Saderat Tower, 43 Somayeh Ave, Tehran, Iran .
Bank Saderat is an Iranian state-owned bank (94 %-owned by IRN government). Bank Saderat has provided financial services for entities procuring on behalf of Iran’s nuclear and ballistic missile programmes, including entities designated under UNSCR 1737. Bank Saderat handled DIO (sanctioned in UNSCR 1737) and Iran Electronics Industries payments and letters of credit as recently as March 2009. In 2003 Bank Saderat handled letter of credit on behalf of IRN nuclear-related Mesbah Energy Company (subsequently sanctioned in UNSR 1737).
(a)
BankSaderat PLC (London)
5 Lothbury, London, EC2R 7HD, UK
100 % owned subsidiary of Bank Saderat
6.
Banque Sina
187, Avenue Motahari, Teheran, Iran
This bank is closely linked to the interests of the ‘ Daftar ’ (Leader’s office: administration composed of around 500 officers). It thus contributes to the financing of the regime’s strategic interests.
7.
ESNICO (Equipment Supplier for Nuclear Industries Corporation)
No1, 37th Avenue, Asadabadi Street, Tehran, Iran
Procures industrial goods, specifically for the nuclear programme activities carried out by AEOI, Novin Energy and Kalaye Electric Company (all designated under UNSCR 1737). ESNICO’s Director is Haleh Bakhtiar (designated in UNSCR 1803).
8.
Etemad Amin Invest Co Mobin
Pasadaran Av. Tehran, Iran
Close to Naftar and to Bonyad-e Mostazafan, Etemad Amin Invest Co Mobin contributes to the financing of the strategic interests of the regime and of the Iranian parallel State.
9.
Export Development Bank of Iran (EDBI) (including all branches) and subsidiaries:
Export Development Building, Next to the 15th Alley, Bokharest Street, Argentina Square, Tehran, Iran ;
Tose’e Tower, Corner of 15th St., Ahmad Qasir Ave., Argentine Square, Tehran, Iran ;
No. 129, 21 's Khaled Eslamboli, No. 1 Building, Tehran, Iran ;
C.R. No. 86936
(Iran)
The Export Development Bank of Iran (EDBI) has been involved in the provision of financial services to companies connected to Iran’s programmes of proliferation concern and has helped UN-designated entities to circumvent and breach sanctions. It provides financial services to MODAFL-subordinate entities and to their front companies which support Iran’s nuclear and ballistic missile programmes. It has continued to handle payments for Bank Sepah, post-designation by the UN, including payments related to Iran’s nuclear and ballistic missile programmes. EDBI has handled transactions linked to Iran’s defence and missile entities, many of which have been sanctioned by UNSC. EDBI served as a leading intermediary handling Bank Sepah’s (sanctioned by UNSC since 2007) financing, including WMD-related payments. EDBI provides financial services to various MODAFL entities and has facilitated ongoing procurement activities of front companies associated with MODAFL entities.
(a)
EDBI Exchange Company
Tose’e Tower, Corner of 15th St., Ahmad Qasir Ave.; Argentine Square, Tehran, Iran
Tehran-based EDBI Exchange Company is 70 %- owned by Export Development Bank of Iran (EDBI). It was designated by the United States in October 2008 for being owned or controlled by EDBI.
(b)
EDBI Stock Brokerage Company
Tose’e Tower, Corner of 15th St., Ahmad Qasir Ave.; Argentine Square, Tehran, Iran
Tehran-based EDBI Stock Brokerage Company is a wholly owned subsidiary of Export Development Bank of Iran (EDBI). It was designated by the United States in October 2008 for being owned or controlled by EDBI.
(c)
Banco Internacional De Desarrollo CA
Urb. El Rosal, Avenida Francesco de Miranda, Edificio Dozsa, Piso 8, Caracas C.P. 1060, Venezuela
Banco Internacional De Desarrollo CA is owned by the Export Development Bank of Iran.
10.
Fajr Aviation Composite Industries
Mehrabad Airport, PO Box 13445-885, Tehran, Iran
A subsidiary of the IAIO within MODAFL (listed in the EU Common Position 2007/140/CFSP), which primarily produces composite materials for the aircraft industry, but also linked to the development of carbon fibre capabilities for nuclear and missile applications. Linked to the Technology Cooperation Office. Iran has recently announced its intention to mass produce new generation centrifuges which will require FACI carbon fibre production capabilities.
11.
Fulmen
167 Darya boulevard - Shahrak Ghods, 14669 - 8356 Tehran .
Fulmen was involved in the installation of electrical equipment on the Qom/Fordoo site at a time when the existence of the site had not yet been revealed.
(a)
Arya Niroo Nik
Suite 5 - 11th floor - Nahid Bldg, Shahnazari Street – Mohseni Square Tehran
Arya Niroo Nik is a shell company used by Fulmen for some of its operations.
12.
Future Bank BSC
Block 304. City Centre Building. Building 199, Government Avenue, Road 383, Manama, Bahrain. PO Box 785 ;
Business Registration 2kDocument: 54514-1 (Bahrain) expires 9 Jun 2009 ; Trade License No 13388 (Bahrain)
Two-thirds of Bahrain-based Future Bank are owned by Iranian state banks. EU-designated Bank Melli and Bank Saderat each own one-third of the shares, the remaining third being held by Ahli United Bank (AUB) of Bahrain. Although AUB still owns its shares of Future Bank, according to its 2007 annual report, AUB no longer exercises significant influence over the bank which is effectively controlled by its Iranian parents both of which are singled out in UNSCR 1803 as Iranian banks requiring particular ‘ vigilance ’ . The tight links between Future Bank and Iran are further evidenced by the fact that the Chairman of Bank Melli has also held concurrently the position of Chairman of Future Bank.
13.
Industrial Development &
Renovation Organization (IDRO)
Government body responsible for acceleration of Iran’s industrialisation. Controls various companies involved in work for the nuclear and missile programmes and involved in the foreign procurement advanced manufacturing technology in order to support them.
14.
Iran Aircraft Industries (IACI)
A subsidiary of the IAIO within MODAFL (listed in the EU Common Position 2007/140/CFSP). Manufactures, repairs, and conducts overhauls of airplanes and aircraft engines and procures aviation-related parts often of US-origin typically via foreign intermediaries. IACI and its subsidiaries also have been detected using a worldwide network of brokers seeking to procure aviation-related goods.
15.
Iran Aircraft Manufacturing Company (a.k.a: HESA, HESA Trade Center, HTC, IAMCO, IAMI, Iran Aircraft Manufacturing Company, Iran Aircraft Manufacturing Industries, Karkhanejate Sanaye Havapaymaie Iran, Hava Peyma Sazi-e Iran, Havapeyma Sazhran, Havapeyma Sazi Iran, Hevapeimasazi)
P.O. Box 83145-311, 28 km Esfahan – Tehran Freeway, Shahin Shahr, Esfahan, Iran ;
P.O. Box 14155-5568, No. 27 Ahahamat Aave., Vallie Asr Square, Tehran 15946, Iran ;
P.O. Box 81465-935, Esfahan, Iran ;
Shahih Shar Industrial Zone, Isfahan, Iran; P.O. Box 8140, No. 107 Sepahbod Gharany Ave., Tehran, Iran
Owned or controlled by, or acts on behalf of MODAFL (listed in the EU Common Position 2007/140/CFSP)
16.
Iran Centrifuge Technology Company (a.k.a. TSA or TESA)
TESA has taken over the activities of Farayand Technique (designated under UNSCR 1737). It manufactures uranium enrichment centrifuge parts, and is directly supporting proliferation sensitive activity that Iran is required to suspend by UNSCRs. Carries out work for Kalaye Electric Company (designated under UNSCR 1737).
17.
Iran Communications Industries (ICI)
PO Box 19295-4731, Pasdaran Avenue, Tehran, Iran ;
Alternative address: PO Box 19575-131, 34 Apadana Avenue, Tehran, Iran ;
Alternative address: Shahid Langary Street, Nobonyad Square Ave, Pasdaran, Tehran
Iran Communications Industries, a subsidiary of Iran Electronics Industries (listed in the EU Common Position 2007/140/CFSP), produces various items including communication systems, avionics, optics and electro-optics devices, micro-electronics, information technology, test and measurement, telecommunication security, electronic warfare, radar tube manufacture and refurbishment, and missile launchers. These items can be used in programmes that are under sanction per UNSCR 1737.
18.
Iran Insurance Company (a.k.a. Bimeh Iran)
P.O. Box 14155-6363, 107 Fatemi Ave., Tehran, Iran
Iran Insurance Company has insured the purchase of various items that can be used in programs that are sanctioned by UNSCR 1737. Purchased items insured include helicopter spare parts, electronics, and computers with applications in aircraft and missile navigation.
19.
Iranian Aviation Industries Organization (IAIO)
107 Sepahbod Gharani Avenue, Tehran, Iran
A MODAFL (listed in the EU Common Position 2007/140/CFSP) organisation responsible for planning and managing Iran’s military aviation industry
20.
Isfahan Optics
P.O. Box 81465-117, Isfahan, Iran
Owned or controlled by, or acts on behalf of Iran Electronics Industries (listed in the EU Common Position 2007/140/CFSP)
21.
Javedan Mehr Toos
Engineering firm that procures for the Atomic Energy Organisation of Iran which was designated under UNSCR 1737
22.
Kala Naft
Kala Naft Tehran Co, P.O. Box 15815/1775, Gharani Avenue, Tehran, Iran ;
No 242 Shahid Kalantri Street - Near Karim Khan Bridge - Sepahbod Gharani Avenue, Teheran ;
Kish Free Zone, Trade Center, Kish Island, Iran ;
Kala Ltd., NIOC House, 4 Victoria Street, London Sw1H1
Trades equipment for oil and gas sector that can be used for Iran’s nuclear program. Attempted to procure material (very hard-wearing alloy gates) which have no use outside the nuclear industry. Has links to companies involved in Iran’s nuclear program.
23.
Machine Sazi Arak
4th km Tehran Road, PO Box 148, Arak, Iran
Energy sector firm affiliated with IDRO that provides manufacturing support to the nuclear programme, including designated proliferation sensitive activities. Involved in the construction of the Arak heavy-water reactor. UK distributed an export denial notice in July 2009 against Machine Sazi Arak for an ‘ alumina graphite stopper rod. ’ In May 2009 Sweden denied the export to Machine Sazi Arak of ‘ cladding of dish ends for pressure vessels ’ .
24.
MASNA (Moierat Saakht Niroogahye Atomi Iran) Managing Company for the Construction of Nuclear Power Plants
Subordinate to AEOI and Novin Energy (both designated under UNSCR 1737). Involved in the development of nuclear reactors.
25.
Parto Sanat Co
No. 1281 Valiasr Ave., Next to 14th St., Tehran, Iran .
Manufacturer of frequency changers and it is capable of developing/modifying imported foreign frequency changers in a way that makes them usable in gas centrifuge enrichment. It is deemed to be involved in nuclear proliferation activities.
26.
Passive Defense Organization
Responsible for the selection and construction of strategic facilities, including – according to Iranian statements - the uranium enrichment site at Fordow (Qom) built without being declared to the IAEA contrary to Iran’s obligations (affirmed in a resolution by the IAEA Board of Governors). Brigadier General Gholam-Reza Jalali, former IRGC is PDO’s chairman.
27.
Post Bank
237, Motahari Ave., Tehran, Iran 1587618118
Post Bank has evolved from being an Iranian domestic bank to a bank which facilitates Iran’s international trade. Acts on behalf of Bank Sepah (designated under UNSCR 1747), carrying out Bank Sepah’s transactions and hiding Bank Sepah’s connection with transactions in order to circumvent sanctions. In 2009 Post Bank facilitated business on behalf of Bank Sepah between Iran’s defence industries and overseas beneficiaries. Has facilitated business with front company for DPRK’s Tranchon Commercial Bank, known for facilitating proliferation-related-related business between Iran and the DPRK.
28.
Raka
A department of Kalaye Electric Company (designated under UNSCR 1737). Established in late 2006, it was responsible for the construction of the Uranium enrichment plant at Fordow(Qom).
29.
Research Institute of Nuclear Science & Technology (a.k.a. Nuclear Science & Technology Research Institute)
Subordinate to the AEOI and continuing the work of its former Research Division. Its managing director is AEOI Vice President Mohammad Ghannadi (designated in UNSCR 1737).
30.
Schiller Novin
Gheytariyeh Avenue - no153 - 3rd Floor - PO BOX 17665/153 6 19389 Teheran
Acting on behalf of Defense Industries Organisation (DIO).
31.
Shahid Ahmad Kazemi Industrial Group
SAKIG develops and produces surface-to-air missiles systems for Iran’s military. It maintains military, missile, and air defense projects and procures goods from Russia, Belarus, and North Korea.
32.
Shakhese Behbud Sanat
Involved in the production of equipment and parts for the nuclear fuel cycle.
33.
Technology Cooperation Office (TCO) of the Iranian President’s Office
Tehran, Iran
Responsible for Iran’s technological advancement through relevant foreign procurement and training links. Supports the nuclear and missile programmes.
34.
Yasa Part, (including all branches) and subsidiaries:
Company dealing with procurement activities related to the purchase of materials and technologies necessary to nuclear and ballistic programmes.
(a)
Arfa Paint Company
Acting on behalf of Yasa Part.
(b)
Arfeh Company
Acting on behalf of Yasa Part.
(c)
Farasepehr Engineering Company
Acting on behalf of Yasa Part.
(d)
Hosseini Nejad Trading Co.
Acting on behalf of Yasa Part.
(e)
Iran Saffron Company or Iransaffron Co.
Acting on behalf of Yasa Part.
(f)
Shetab G.
Acting on behalf of Yasa Part.
(g)
Shetab Gaman
Acting on behalf of Yasa Part.
(h)
Shetab Trading
Acting on behalf of Yasa Part.
(i)
Y.A.S. Co. Ltd
Acting on behalf of Yasa Part.
- II.
Islamic Revolutionary Guard Corps (IRGC)
A. Natural personsName
Identifying information
Reasons
1.
Rear Admiral Ali FADAVI
Commander of IRGC Navy
2.
Parviz FATAH
Born in 1961
Deputy Commander of Khatam al Anbiya
3.
BrigGen Mohammad Reza NAQDI
Born in 1953, Nadjaf (Iraq)
Commander of Basij Resistance Force
4.
BrigGen Mohammad PAKPUR
Commander of IRGC Ground Forces
5.
Rostam QASEMI (a.k.a. Rostam GHASEMI)
Born in 1961
Commander of Khatam al-Anbiya
6.
BrigGen Hossein SALAMI
Deputy Commander of IRGC
B. Legal persons, entities and bodiesName
Identifying information
Reasons
1.
Islamic Revolutionary Guard Corps (IRGC)
Tehran, Iran
Responsible for Iran’s nuclear programme. Has operational control for Iran’s ballistic missile programme. Has undertaken procurement attempts for to support Irans ballistic missiles and nuclear programmes
2.
IRGC-Air Force Al-Ghadir Missile Command
The IRGC-Air Force Al-Ghadir Missile Command is a specific element within the IRGC Air Force that has been working with SBIG (designated under UNSCR 1737) with the FATEH 110, short range ballistic missile as well as the Ashura medium range ballistic missile. This command appears to be the entity that actually has the operational control of the missiles.
3.
Naserin Vahid
Naserin Vahid produces weapons parts on behalf of the IRGC. An IRGC front company.
4.
IRGC Qods Force
Tehran, Iran
Iran’s Islamic Revolutionary Guard Corps (IRGC) Qods Force is responsible for operations outside Iran and is Tehran’s principal foreign policy tool for special operations and support to terrorists and Islamic militants abroad. Hizballah used Qods Force-supplied rockets, anti-ship cruise missiles (ASCMs), man-portable air defense systems (MANPADS), and unmanned aerial vehicles (UAVs) in the 2006 conflict with Israel and benefited from Qods Force training on these systems, according to press reporting. According to a variety of reporting, the Qods Force continues to re-supply and train Hizballah on advanced weaponry, anti-aircraft missiles, and long-range rockets. The Qods Force continues to provide limited lethal support, training, and funding to Taliban fighters in southern and western Afghanistan including small arms, ammunition, mortars, and short-range battlefield rockets. Commander has been sanctioned under UNSCR
5.
Sepanir Oil and Gas Energy Engineering Company (a.k.a. Sepah Nir)
A subsidiary of Khatam al-Anbya Construction Headquarters which was designated under UNSCR 1929. Sepanir Oil and Gas Engineering Company is participating in Iran’s South Pars offshore Phase 15-16 gas field development project.
- III.
Islamic Republic of Iran Shipping Lines (IRISL)
Name
Identifying information
Reasons
1.
Islamic Republic of Iran Shipping Lines (IRISL) (including all branches) and subsidiaries:
No. 37, Aseman Tower, Sayyade Shirazee Square, Pasdaran Ave., PO Box 19395-1311. Tehran. Iran ;
No. 37, Corner of 7th Narenjestan, Sayad Shirazi Square, After Noboyand Square, Pasdaran Ave., Tehran, Iran
IRISL has been involved in the shipment of military-related cargo, including proscribed cargo from Iran. Three such incidents involved clear violations that were reported to the UN Security Council Iran Sanctions Committee. IRISL’s connection to proliferation was such that the UNSC called on states to conduct inspections of IRISL vessels, provided there are reasonable grounds to believe that the vessel is transporting proscribed goods, in UNSCRs 1803 and 1929.
(a)
Bushehr Shipping Company Limited (Tehran)
143/1 Tower Road Sliema, Slm 1604, Malta ;
c/o Hafiz Darya Shipping Company, Ehteshamiyeh Square 60, Neyestani 7, Pasdaran, Tehran, Iran
Owned or controlled by IRISL
(b)
CISCO Shipping Company Ltd (a.k.a IRISL Korea Ltd)
Has offices in Seoul and Busan, South Korea .
Acts on behalf of IRISL in South Korea
(c)
Hafize Darya Shipping Lines (HDSL) (a.k.a HDS Lines)
No. 60 Ehteshamiyeh Square, 7th Neyestan Street, Pasdaran Avenue, Tehran, Iran ;
Alternative Address: Third Floor of IRISL’s Aseman Tower
Acts on behalf of IRISL performing container operations using vessels owned by IRISL.
(d)
Hanseatic Trade Trust & Shipping (HTTS) GmbH
Schottweg 7, 22087 Hamburg, Germany ;
Opp 7th Alley, Zarafshan St, Eivanak St, Qods Township; HTTS GmbH ,
Acts on behalf of HDSL in Europe.
(e)
Irano Misr Shipping Company
No 41, 3rd Floor, Corner of 6th Alley, Sunaei Street, Karim Khan Zand Ave, Tehran ;
265, Next to Mehrshad, Sedaghat St., Opposite of Mellat Park, Vali Asr Ave., Tehran 1A001, Iran ;
18 Mehrshad Street, Sadaghat St., Opposite of Mellat Park, Vali Asr Ave., Tehran 1A001, Iran
Acts on behalf of IRISL, along the Suez Canal and in Alexandria and Port Said. 51 %-owned by IRISL.
(f)
Irinvestship Ltd
Global House, 61 Petty France, London SW1H 9EU, United Kingdom ;
Business Registration Document # 4110179 (United Kingdom)
Owned by IRISL. Provides financial, legal, and insurance services for IRISL as well as marketing, chartering, and crew management.
(g)
IRISL (Malta) Ltd
Flat 1, 181 Tower Road, Sliema SLM 1605, Malta
Acts on behalf of IRISL in Malta. A joint venture with German and Maltese shareholding. IRISL has been using the Malta route since 2004 and uses Freeport as a trans-shipment hub between the Persian Gulf and Europe.
(h)
IRISL (UK) Ltd (Barking, Felixstowe)
Business Registration Document # 4765305
2 Abbey Rd., Baring, Essex IG11 7 AX, United Kingdom ;
IRISL (UK) Ltd., Walton Ave., Felixstowe, Suffolk, IP11 3HG, United Kingdom
50 % owned by Irinvestship Ltd and 50 % by British Company Johnson Stevens Agencies Ltd. Provides coverage of a cargo and container service between Europe and the Middle East and also two separate services between the Far East and the Middle East
(i)
IRISL Club
No 60 Ehteshamiyeh Square, 7th Neyestan Street, Pasdaran Avenue, Tehran
Owned by IRISL.
(j)
IRISL Europe GmbH (Hamburg)
Schottweg 5, 22087 Hamburg, Germany
V.A.T. Number DE217283818 (Germany)
IRISL’s agent in Germany.
(k)
IRISL Marine Services and Engineering Company
Sarbandar Gas Station PO Box 199, Bandar Imam Khomeini, Iran ;
Karim Khan Zand Ave, Iran Shahr Shomai, No 221, Tehran, Iran ;
No 221, Northern Iranshahr Street, Karim Khan Ave, Tehran, Iran
Owned by IRISL. Provides fuel, bunkers, water, paint, lubricating oil and chemicals required by IRISL’s vessels. The company also provides maintenance supervision of ships as well as facilities and services for the crew members. IRISL subsidiaries have used US dollar-denominated bank accounts registered under cover-names in Europe and the Middle East to facilitate routine fund transfers. IRISL has facilitated repeated violations of provisions of UNSCR 1747.
(l)
IRISL Multimodal Transport Company
No 25, Shahid Arabi Line, Sanaei St, Karim Khan Zand Zand St Tehran. Iran
Owned by IRISL. Responsible for the transporting of cargo by rail. It is a wholly controlled subsidiary of IRISL.
(m)
IRITAL Shipping SRL
Commercial Registry Number: GE 426505 (Italy); Italian Fiscal Code: 03329300101 (Italy); V.A.T. Number: 12869140157 (Italy)
Ponte Francesco Morosini 59, 16126 Genova (GE), Italy ;
Point of contact for ECL and PCL services. Used by the DIO subsidiary Marine Industries Group (MIG; now known as Marine Industries Organization, MIO) which is responsible for the design and construction of various marine structures and both military and non -military vessels. DIO was designated under UNSCR 1737.
(n)
ISI Maritime Limited (Malta)
147/1 St. Lucia Street, Valetta, Vlt 1185, Malta ;
c/o IranoHind Shipping Co. Ltd., Mehrshad Street, PO Box 15875, Tehran, Iran
Owned or controlled by IRISL
(o)
Khazer Shipping Lines (Bandar Anzali)
No. 1; End of Shahid Mostafa Khomeini St., Tohid Square, O.O. Box 43145, Bandar Anzali 1711-324, Iran ;
M. Khomeini St., Ghazian, Bandar Anzali, Gilan, Iran
100 % owned subsidiary of IRISL. Total fleet of six vessels. Operates in the Caspian Sea. Has facilitated shipments involving UN- and US-designated entities, such as Bank Mellli, by shipping cargo of proliferation concern from countries like Russia and Kazakhstan to Iran.
(p)
Leadmarine (a.k.a. Asia Marine Network Pte Ltd aka IRISL Asia Pte Ltd)
200 Middle Road #14-01 Prime Centre Singapore 188980 (alt. 199090)
Leadmarine, acts on behalf of HDSL in Singapore. Previously known as Asia Marine Network Pte Ltd and IRISL Asia Pte Ltd, and acted on behalf of IRISL in Singapore.
(q)
Marble Shipping Limited (Malta)
143/1 Tower Road, Sliema, Slm 1604, Malta
Owned or controlled by IRISL.
(r)
Oasis Freight Agencies (a.k.a. Pacific Shipping Company
Al Meena Street, Opposite Dubai Ports & Customs, 2nd Floor, Sharaf Building, Dubai UAE ;
Sharaf Building, 1st Floor, Al Mankhool St., Bur Dubai, P.O. Box 5562, Dubai, United Arab Emirates ;
Sharaf Building, No. 4, 2nd Floor, Al Meena Road, Opposite Customs, Dubai, United Arab Emirates ,
Kayed Ahli Building, Jamal Abdul Nasser Road (Parallel to Al Wahda St.), P.O. Box 4840, Sharjah, United Arab Emirates
A joint venture company between IRISL and the UAE-based firm Sharif Shipping Company. Acts on behalf of IRISL in the UAE providing fuel and stores, equipment, spare parts, and ship repairs. Now known as Pacific Shipping Company who act on behalf of HDSL.
(s)
Safiran Payam Darya Shipping Lines (SAPID)
33 Eigth Narenjestan, Artesh Street, PO Box 19635-1116, Tehran, Iran ;
Alternative Address: Third Floor of IRISL’s Aseman Tower
Acts on behalf of IRISL performing bulk services
(t)
Santexlines (a.k.a. IRISL China Shipping Company Ltd, a.k.a. Yi Hang Shipping Company)
Suite 1501, Shanghai Zhongrong Plaza, 1088, Pudong(S) road, Shanghai 200122, Shanghai, China
Alternative Address: F23A-D, Times Plaza No. 1, Taizi Road, Shekou, Shenzhen 518067, China
Santexlines act on behalf of HDSL. Previously known as IRISL China shipping Company, it acted on behalf of IRISL in China.
(u)
Shipping Computer Services Company (SCSCOL)
No37 Asseman Shahid Sayyad Shirazee sq., Pasdaran ave., P.O. Box 1587553 1351, Tehran, Iran ;
No13, 1st Floor, Abgan Alley, Aban ave., Karimkhan Zand Blvd, Tehran 15976, Iran .
Owned or controlled by, or acts on behalf of IRISL
(v)
Soroush Saramin Asatir (SSA)
No 14 (alt. 5) Shabnam Alley, Fajr Street, Shahid Motahhari Avenue, PO Box 196365-1114, Tehran Iran
Acts on behalf of IRISL. A Tehran-based ship management company acts as technical manager for many of SAPID’s vessels
(w)
South Way Shipping Agency Co Ltd
No. 101, Shabnam Alley, Ghaem Magham Street, Tehran, Iran
Controlled by IRISL and acts for IRISL in Iranian ports overseeing such tasks as loading and unloading.
(x)
Valfajr 8th Shipping Line Co. (a.k.a. Valfajr)
Abyar Alley, Corner of Shahid Azodi St. & Karim Khan Zand Ave. Tehran, Iran ;
Shahid Azodi St. Karim Khan Zand Zand Ave .,
Abiar Alley. PO Box 4155, Tehran, Iran
A 100 % owned subsidiary of IRISL. It conducts transfers between Iran and the Gulf States such as Kuwait, Qatar, Bahrain, UAE, and Saudi Arabia. Valfajr is a Dubai-based subsidiary of Islamic Republic of Iran Shipping Lines (IRISL) that provides ferry and feeder services, and sometimes couriers freight and passengers across the Persian Gulf. Valfajr in Dubai booked ship crews, booked supply vessel services, prepared ships for arrival and departure and for loading and unloading in port. Valfajr has port calls in the Persian Gulf and India. As of mid-June 2009, Valfajr shared the same building with IRISL in Port Rashid in Dubai, United Arab Emirates (UAE), and also shared the same building with IRISL in Tehran, Iran.
F2ANNEX VIList of credit and financial institutions referred to in Article 11a(2)
1.BANK MELLI IRAN*
France
43 Avenue Montaigne, 75008 Paris
BIC: MELIFRPP
Germany
Holzbrücke 2, D-20459, Hamburg
BIC: MELIDEHH
United Kingdom
Melli Bank plc
One London Wall, 11th Floor, London EC2Y 5EA
BIC: MELIGB2L
2.BANK SEPAH*
France
64 rue de Miromesnil, 75008 Paris
BIC: SEPBFRPP
Germany
Hafenstraße 54, D-60327 Frankfurt am Main
BIC: SEPBDEFF
Italy
Via Barberini 50, 00187 Rome
BIC: SEPBITR1
United Kingdom
Bank Sepah International plc
5/7 Eastcheap, London EC3M 1JT
BIC: SEPBGB2L
3.BANK SADERAT IRAN
France
Bank Saderat Iran
16 Rue de la Paix, 75002 Paris
BIC: BSIRFRPP
TELEX: 220287 SADER A / SADER B
Germany
Hamburg Branch
P.O. Box 112227, Deichstraße 11, D-20459 Hamburg
BIC: BSIRDEHH
TELEX: 215175 SADBK D
Frankfurt Branch
P.O. Box 160151, Friedensstraße 4, D-60311 Frankfurt am Main
BIC: BSIRDEFF
Greece
Athens Branch
PO Box 4308, 25-29 Venizelou St, GR 105 64 Athens
BIC: BSIRGRAA
TELEX: 218385 SABK GR
United Kingdom
Bank Saderat plc
5 Lothbury, London EC2R 7HD
BIC: BSPLGB2L
TELEX: 883382 SADER G
4.BANK TEJARAT
France
Bank Tejarat
124-126 Rue de Provence, 75008 Paris
BIC: BTEJFRPP
TELEX: 281972 F, 281973 F BKTEJ
5.PERSIA INTERNATIONAL BANK plc
United Kingdom
Head Office and Main Branch
6 Lothbury, London EC2R 7HH
BIC: PIBPGB2L
TELEX: 885426
1.BANK MELLI*
Azerbaijan
Bank Melli Iran Baku Branch
Nobel Ave. 14, Baku
BIC: MELIAZ22
Iraq
No.111-27 Alley – 929 District – Arasat Street, Baghdad
BIC: MELIIQBA
Oman
Oman Muscat Branch
P.O. Box 5643, Mossa Abdul Rehman Hassan Building, 238 Al Burj St., Ruwi, Muscat, Oman 8 /
P.O. BOX 2643 PC 112
BIC: MELIOMR
China
Melli Bank HK (branch of Melli Bank PLC)
Unit 1703-04, Hong Kong Club Building, 3A Chater Road, Central Hong Kong
BIC: MELIHKHH
Egypt
Representative Office
P.O. Box 2654, First Floor, Flat No 1, Al Sad el Aaly Dokhi.
Tel.: 2700605 / Fax: 92633
United Arab Emirates
Regional Office
P.O. Box: 1894, Dubai
BIC: MELIAEAD
Abu Dhabi branch
Post box No 2656 Street name: Hamdan Street
BIC: MELIAEADADH
Al Ain branch
Post box No 1888 Street name: Clock Tower, Industrial Road
BIC: MELIAEADALN
Bur Dubai branch
Post box No 3093 Street name: Khalid Bin Waleed Street
BIC: MELIAEADBR2
Dubai Main branch
Post box No 1894 Street name: Beniyas Street
BIC: MELIAEAD
Fujairah branch
Post box No 248 Street name: Al Marash R/A, Hamad Bin Abdullah Street
BIC: MELIAEADFUJ
Ras al-Khaimah branch
Post box No 5270 Street name: Oman Street, Al Nakheel
BIC: MELIAEADRAK
Sharjah branch
Post box No 459 Street name: Al Burj Street
BIC: MELIAEADSHJ
Russian Federation
No 9/1 ul. Mashkova, 103064 Moscow
BIC: MELIRUMM
Japan
Representative Office
333 New Tokyo Bldg, 3-1 Marunouchi, 3 Chome, Chiyoda-ku.
Tel.: 332162631. Fax (3)32162638. TELEX: J296687
2.BANK MELLAT
South Korea
Bank Mellat Seoul Branch
Keumkang Tower 13/14th Floor, Tehran road 889-13, Daechi-dong Gangnam-Ku, 135 280, Seoul
BIC: BKMTKRSE
TELEX: K36019 MELLAT
Turkey
Istanbul Branch
1 Binbircicek Sokak, Buyukdere Caddessi Levent -Istanbul
BIC: BKMTTRIS
TELEX: 26023 MELT TR
Ankara Branch
Ziya Gokalp Bulvari No: 12 06425 Kizilay-Ankara
BIC: BKMTTRIS100
TELEX: 46915 BMEL TR
Izmir Branch
Cumhuriyet Bulvari No: 88/A P.K 71035210 Konak-Izmir
BIC: BKMTTRIS 200
TELEX: 53053 BMIZ TR
Armenia
Yerevan Branch
6 Amiryan Str. P.O. Box: 375010 P/H 24 Yerevan
BIC: BKMTAM 22
TELEX: 243303 MLTAR AM 243110 BMTRAM
3.PERSIA INTERNATIONAL BANK plc
United Arab Emirates
Dubai Branch
The Gate Building, 4th Floor, P.O.BOX 119871, Dubai
BIC: PIBPAEAD
4.BANK SADERAT IRAN
Lebanon
Regional Office
Mar Elias – Mteco Center, PO BOX 5126, Beirut
BIC: BSIRLBBE
Beirut Main Branch
Verdun street – Alrose building
P.O. BOX 5126 Beirut / P.O. BOX 6717 Hamra
BIC: BSIRLBBE
TELEX: 48602 – 20738, 21205 – SADBNK
Alghobeiri Branch
No 3528, Alghobeiry BLVD, Jawhara BLDG Abdallah El Hajje str. –Ghobeiri BLVD, Alghobeiri
BIC: BSIRLBBE
Baalbak Branch
No 3418, Ras Elein str., Baalbak
BIC: BSIRLBBE
Borj al Barajneh Branch
No 4280, Al Holam BLDG, Al Kafaat cross, Al Maamoura str., Sahat Mreyjeh, 1st Floor
BIC: BSIRLBBE
Saida Branch
No 4338, Saida – Riad Elsoleh BLVD. Ali Ahmad BLG.
BIC: BSIRLBBE
Oman
BLDG 606, Way 4543, 145 Complex, Ruwi High Street, Ruwi, P.O. BOX 1269, Muscat
BIC: BSIROMR
TELEX: 3146
Qatar
Doha branch
No 2623, Grand Hamad ave., P.O. BOX 2256, Doha
BIC: BSIR QA QA
TELEX: 4225
Turkmenistan
Bank Saderat Iran Ashkhabad branch
Makhtoomgholi ave., No 181, Ashkhabad
TELEX: 1161134-86278
United Arab Emirates
Regional office Dubai
Al Maktoum road, PO BOX 4182 Deira, Dubai
BIC: BSIRAEAD / BSIRAEADDLR / BSIRAEADLCD
TELEX: 45456 SADERBANK
Murshid Bazar Branch
Murshid Bazar P.O. Box 4182
Deira, Dubai
BIC: BSIRAEAD
TELEX: 45456 SADERBANK
Bur Dubai Branch
Al Fahidi Road
P.O.Box 4182 Dubai
BIC: BSIRAEAD
TELEX: 45456 SADERBANK
Ajman Branch
No 2900 Liwara street, PO BOX 16, Ajman, Dubai
BIC: BSIRAEAD
TELEX: 45456 SADERBANK
Shaykh Zayed Road Branch
Shaykh Road, Dubai
BIC: BSIRAEAD
TELEX: 45456 SADERBANK
Abu Dhabi Branch
No 2690 Hamdan street, PO BOX 2656, Abu Dhabi
BIC: BSIRAEAD
TELEX: 22263
Al Ein Branch
No 1741, Al Am Road, PO BOX 1140, Al Ein, Abu Dhabi
BIC: BSIRAEAD
TELEX: 45456 SADERBANK
Sharjah Branch
No 2776 Alaroda road, PO BOX 316, Sharjah
BIC: BSIRAEAD
TELEX: 45456 SADERBANK
Bahrain
Bahrein branch
106 Government Road; P.O. Box 825, Block No 316; Entrance No 3; Manama Center; Manama
TELEX: 8363 SADER BANK
OBU
P.O. Box 825 – Manama
TELEX: 8688 SADER BANK
Uzbekian
Bank Saderat Iran Tashkent
10 Tchekhov street, Mirabad district, 100060 Tashkent
BIC: BSIRUZ21
TELEX: 116134 BSITA UZ
5.TEJARAT BANK
Tajikistan
No 70, Rudaki Ave., Dushanbe
P.O. Box: 734001
BIC: BTEJTJ22XXX
TELEX: 201135 BTDIR TJ
China
Representative Office China
Office C208 Beijing Lufthansa Center No 50 Liangmaqiao Road Chaoyang District Beijing 100016
6.ARIAN BANK (also known as Aryan Bank)
Afghanistan
Head Office
House No 2, Street No 13, Wazir Akbar Khan, Kabul
BIC: AFABAFKA
Harat branch
No 14301(2), Business Room Building, Banke Khoon road, Harat
BIC: AFABAFKA
7.FUTURE BANK
Bahrain
Future Bank
P.O. Box 785, Government Avenue 304, Manama
Shop 57, Block No 624 Shaikh Jaber Al Ahmed Al Sabah Avenue-Road No 4203, Sitra
BIC: FUBBBHBM / FUBBBHBMOBU / FUBBBHBMXXX / FUBBBHBMSIT
8.BANCO INTERNACIONAL DE DESARROLLO, SA
Venezuela
Banco internacional de Desarrollo, Banco Universal
Avenida Francisco de Miranda, Torre Dosza, Piso 8, El Rosal, Chacao, Caracas
BIC: IDUNVECAXXX