http://www.legislation.gov.uk/eur/2009/1060/article/25a
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
2020-12-11
King's Printer of Acts of Parliament
https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02009R1060-20190101
text
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2019-01-01
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 2(2)(c)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 53(b)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 2(2)(d)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 53(b)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 2(2)(d)(iv)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 53(b)(iii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 3(2)(a)
(b)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 54(b)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
art. 4(1A)
(1B)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 55(c)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 4(3)(b)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 55(d)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 4(3)(c)
(d)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 55(d)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 4(3)(g)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 55(d)(iii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 4(3)(h)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 55(d)(iv)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(b)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 56(a)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(c)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 56(a)(iii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(d)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 56(a)(iv)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(4)(b)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 56(d)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(6)(c)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 56(e)(iii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 8(6)(aa)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 62(a)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 8(7)(a)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 62(b)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 18A
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 75
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Ch. 2 heading
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 78
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 21(4)(e)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 79(e)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 21(4a)(a)
(b)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 79(f)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 23a-23e
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 83
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 25a
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 85
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Ch. 3 heading
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 86
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 35a(3)(b)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 92(b)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 36-36e
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 94
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 1
s. C
para. 1
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 97(b)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 1
s. D
Pt. 3
para. 3
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 97(c)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 1
s. E
Pt. 3
para. 1
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 97(d)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 1
s. E
Pt. 3
para. 8
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 97(e)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 1
s. E
Pt. 3
para. 8
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 97(e)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 1 point 10
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(b)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 1 point 50
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(b)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 1 point 52
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(b)(iii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 1 point 55
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(b)(iv)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 2
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 3a
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 3c
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 5
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 6
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 7
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 8
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 3 point 4a
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(d)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(b)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 11(4)(a)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(c)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 11(4)(a)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(c)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 11(4)(a)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(d)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 11(4)(a)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 38(2)(a)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 14(a)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 38(2)(b)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 14(b)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 38(2)(c)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 14(c)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
art. 4(1A)
(1B)
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
reg. 3
Sch.
para. 16
reg. 1
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation
Financial Services and Markets Act 2023
s. 3 Sch. 1
Pt. 1
s. 86(3)
reg. 2(d)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation
Financial Services and Markets Act 2023
Sch. 1
Pt. 1
s. 1(4)
s. 86(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation
Financial Services Act 2021
s. 6
s. 49(5)
TITLE IIISURVEILLANCE OF CREDIT RATING ACTIVITIES
F2CHAPTER IISupervision by ESMA
Annotations:
Amendments (Textual)
Article 25aF2F1Sectoral competent authorities responsible for the supervision and enforcement of Article 4(1) and Articles 5a, F38b, 8c and 8d
The sectoral competent authorities shall be responsible for the supervision and enforcement of Article 4(1) and Articles 5a, F38b, 8c and 8d in accordance with the relevant sectoral legislation.
Substituted by Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies (Text with EEA relevance).