http://www.legislation.gov.uk/eur/2009/1060/article/34/2020-12-31
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
2020-12-11
King's Printer of Acts of Parliament
https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02009R1060-20190101
text
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2019-01-01
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 2(2)(c)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 53(b)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 2(2)(d)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 53(b)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 2(2)(d)(iv)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 53(b)(iii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 3(2)(a)
(b)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 54(b)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
art. 4(1A)
(1B)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 55(c)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 4(3)(b)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 55(d)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 4(3)(c)
(d)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 55(d)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 4(3)(g)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 55(d)(iii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 4(3)(h)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 55(d)(iv)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(b)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 56(a)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(c)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 56(a)(iii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(d)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 56(a)(iv)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(4)(b)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 56(d)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(6)(c)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 56(e)(iii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 8(6)(aa)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 62(a)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 8(7)(a)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 62(b)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 18A
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 75
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Ch. 2 heading
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 78
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 21(4)(e)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 79(e)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 21(4a)(a)
(b)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 79(f)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Ch. 3 heading
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 86
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 34
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 90(a)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 34
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 90(b)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 34
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 90(c)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 35a(3)(b)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 92(b)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 1
s. C
para. 1
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 97(b)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 1
s. D
Pt. 3
para. 3
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 97(c)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 1
s. E
Pt. 3
para. 1
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 97(d)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 1
s. E
Pt. 3
para. 8
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 97(e)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 1
s. E
Pt. 3
para. 8
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 97(e)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 1 point 10
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(b)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 1 point 50
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(b)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 1 point 52
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(b)(iii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 1 point 55
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(b)(iv)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 2
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 3a
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 3c
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 5
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 6
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 7
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 8
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 3 point 4a
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(d)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(b)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 11(4)(a)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(c)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 11(4)(a)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(c)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 11(4)(a)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(d)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 11(4)(a)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 38(2)(a)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 14(a)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 38(2)(b)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 14(b)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 38(2)(c)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 14(c)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
art. 4(1A)
(1B)
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
reg. 3
Sch.
para. 16
reg. 1
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation
Financial Services and Markets Act 2023
s. 3 Sch. 1
Pt. 1
s. 86(3)
reg. 2(d)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation
Financial Services and Markets Act 2023
Sch. 1
Pt. 1
s. 1(4)
s. 86(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 34
The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2022
reg. 5(3)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation
Financial Services Act 2021
s. 6
s. 49(5)
TITLE IIISURVEILLANCE OF CREDIT RATING ACTIVITIES
CHAPTER IVCooperation with third countries
Article 34F1Agreement on exchange of information
ESMA may conclude cooperation agreements on exchange of information with the supervisory authorities of third countries only if the information disclosed is subject to guarantees of professional secrecy which are at least equivalent to those set out in Article 32.
Such exchange of information shall be intended for the performance of the tasks of ESMA or those supervisory authorities.
With regard to transfer of personal data to a third country, ESMA shall apply Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the processing of personal data by the Community institutions and bodies and on the free movement of such data30.