http://www.legislation.gov.uk/eur/2009/1060/article/41
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
2020-12-11
King's Printer of Acts of Parliament
https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02009R1060-20190101
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2019-01-01
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 2(2)(c)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 53(b)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 2(2)(d)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 53(b)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 2(2)(d)(iv)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 53(b)(iii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 3(2)(a)
(b)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 54(b)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
art. 4(1A)
(1B)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 55(c)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 4(3)(b)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 55(d)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 4(3)(c)
(d)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 55(d)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 4(3)(g)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 55(d)(iii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 4(3)(h)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 55(d)(iv)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(b)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 56(a)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(c)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 56(a)(iii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(d)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 56(a)(iv)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(4)(b)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 56(d)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(6)(c)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 56(e)(iii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 8(6)(aa)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 62(a)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 8(7)(a)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 62(b)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 18A
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 75
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Ch. 2 heading
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 78
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 21(4)(e)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 79(e)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 21(4a)(a)
(b)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 79(f)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Ch. 3 heading
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 86
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 35a(3)(b)
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 92(b)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 36-36e
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 94
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 38-41
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 96
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 1
s. C
para. 1
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 97(b)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 1
s. D
Pt. 3
para. 3
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 97(c)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 1
s. E
Pt. 3
para. 1
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 97(d)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 1
s. E
Pt. 3
para. 8
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 97(e)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 1
s. E
Pt. 3
para. 8
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 97(e)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 1 point 10
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(b)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 1 point 50
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(b)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 1 point 52
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(b)(iii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 1 point 55
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(b)(iv)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 2
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 3a
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 3c
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 5
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 6
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(i)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 7
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 2 point 8
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(c)(ii)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Annex 3 Pt. 3 point 4a
The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019
reg. 99(d)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(b)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 11(4)(a)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(c)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 11(4)(a)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(c)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 11(4)(a)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 5(1)(d)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 11(4)(a)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 38(2)(a)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 14(a)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 38(2)(b)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 14(b)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 38(2)(c)
The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020
reg. 14(c)
reg. 1(2)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
art. 4(1A)
(1B)
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
reg. 3
Sch.
para. 16
reg. 1
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Art. 38a-41
The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020 (revoked)
The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020
reg. 9(4)
reg. 1(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation
Financial Services and Markets Act 2023
s. 3 Sch. 1
Pt. 1
s. 86(3)
reg. 2(d)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation
Financial Services and Markets Act 2023
Sch. 1
Pt. 1
s. 1(4)
s. 86(3)
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)
Regulation
Financial Services Act 2021
s. 6
s. 49(5)
TITLE IVPENALTIES, COMMITTEE PROCEDURE, REPORTING AND TRANSITIONAL AND FINAL PROVISIONS
CHAPTER IITransitional and final provisions
Article 41Entry into force
This Regulation shall enter into force on the 20th day following its publication in the Official Journal of the European Union.
It shall apply from its date of entry into force. However:
Article 4(1) shall apply from 7 December 2010 and
points (f), (g) and (h) of Article 4(3) shall apply from 7 June 2011.