[F1ANNEX IIbU.K. [F2RETAINED] GENERAL EXPORT AUTHORISATION No [F3002] (referred to in Article 9(1) of this Regulation)
Textual Amendments
F1Substituted by Commission Delegated Regulation (EU) 2020/1749 of 7 October 2020 amending Council Regulation (EC) No 428/2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual-use items.
F2Word in Annex 2b heading substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(a)(i) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
F3Word in Annex 2b heading substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(a)(ii) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
Exports of certain dual-use items to certain destinations U.K.
Issuing authority: [F4the Secretary of State] U.K.
Part 1 –Items U.K.
This general export authorisation covers the following dual-use items specified in Annex I to this Regulation:
1A001,
1A003,
1A004,
1C003.b.,
1C003.c.,
1C004,
1C005,
1C006,
1C008,
1C009,
2B008,
3A001.a.3.,
3A001.a.6.,
3A001.a.7.,
3A001.a.9.,
3A001.a.10.,
3A001.a.11.,
3A001.a.12,
3A002.c.,
3A002.d.,
3A002.e.,
3A002.f.,
3C001,
3C002,
3C003,
3C004,
3C005,
3C006.
Part 2 –Destinations U.K.
This authorisation is valid F5... for exports to the following destinations:
Textual Amendments
F5Words in Annex 2b Pt. 2 omitted (31.12.2020) by virtue of The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(c) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
Argentine Republic,
Iceland,
Republic of Croatia,
Republic of Korea,
Republic of South Africa,
Republic of Turkey.
Part 3 –Conditions and requirements for use U.K.
1. This authorisation does not authorise the export of items where: U.K.
the exporter has been informed by the [F6Secretary of State] that the items in question are or may be intended, in their entirety or in part:
for use in connection with the development, production, handling, operation, maintenance, storage, detection, identification or dissemination of chemical, biological or nuclear weapons or other nuclear explosive devices, or the development, production, maintenance or storage of missiles capable of delivering such weapons;
for a military end-use as defined in Article 4(2) of this Regulation in a country subject to an arms embargo imposed by F7... a decision of the Organisation for Security and Cooperation in Europe or an arms embargo imposed by a binding resolution of the Security Council of the United Nations; or
the exporter, under his obligation to exercise due diligence, is aware that the items in question are intended, in their entirety or in part, for any of the uses referred to in subparagraph (1);
the relevant items are exported to a customs-free zone or a free warehouse which is located in a destination covered by this authorisation.
Textual Amendments
F6Words in Annex 2b Pt. 3 para. 1(1) substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(d)(i) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
F7Words in Annex 2b Pt. 3 para. 1(1)(b) omitted (31.12.2020) by virtue of The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(d)(ii) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
F8Words in Annex 2b Pt. 3 para. 1(1)(c) substituted (31.12.2020) by virtue of The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(d)(iii) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
2.Exporters must mention the F9... reference number X002 and specify that the items are being exported under F9... General Export Authorisation [F10002] in box 44 of the Single Administrative Document.U.K.Textual Amendments
F9Word in Annex 2b Pt. 3 para. 2 omitted (31.12.2020) by virtue of The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(d)(iv)(aa) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
F10Word in Annex 2b Pt. 3 para. 2 substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(d)(iv)(bb) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
Textual Amendments
F9Word in Annex 2b Pt. 3 para. 2 omitted (31.12.2020) by virtue of The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(d)(iv)(aa) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
F10Word in Annex 2b Pt. 3 para. 2 substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(d)(iv)(bb) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
3. Any exporter who uses this authorisation must notify the [F11Secretary of State] of the first use of this authorisation no later than 30 days after the date when the first export took place or, alternatively, and in accordance with a requirement [F12of the Secretary of State], prior to the first use of this authorisation. F13...U.K.
Reporting requirements attached to the use of this authorisation and additional information that the [F14Secretary of State] might require on items exported under this authorisation are defined [F15by the Secretary of State].
Textual Amendments
F14Words in Annex 2b Pt. 3 para. 3 substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(d)(v)(dd) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
F15Words in Annex 2b Pt. 3 para. 3 substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(d)(v)(ee) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
[F16The Secretary of State] may require [F17exporters] to register prior to the first use of this authorisation. Registration shall be automatic and acknowledged by the [F18Secretary of State] to the exporter without delay and in any case within 10 working days of receipt, subject to Article 9(1) of this Regulation.
Textual Amendments
F16Words in Annex 2b Pt. 3 para. 3 substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(d)(v)(ff) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
F17Word in Annex 2b Pt. 3 para. 3 substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(d)(v)(gg) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
F18Words in Annex 2b Pt. 3 para. 3 substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(d)(v)(hh) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
Where applicable the requirements set out in the second and third paragraphs shall be based on those defined for the use of national general export authorisations granted by [F19the Secretary of State].]
Textual Amendments
F19Words in Annex 2b Pt. 3 para. 3 substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(d)(v)(ii) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
Textual Amendments
F11Words in Annex 2b Pt. 3 para. 3 substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(d)(v)(aa) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
F12Words in Annex 2b Pt. 3 para. 3 substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(d)(v)(bb) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
F13Words in Annex 2b Pt. 3 para. 3 omitted (31.12.2020) by virtue of The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(d)(v)(cc) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)
Textual Amendments
F4Words in Annex 2b substituted (31.12.2020) by The Trade etc. in Dual-Use Items and Firearms etc. (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/771), regs. 1, 3(24)(b) (with reg. 5) (as amended by S.I. 2020/1502, regs. 2(3), 10); 2020 c. 1, Sch. 5 para. 1(1)