F1ANNEX IVList referred to in Article 22(1) of this Regulation
The entries do not always cover the complete description of the item and the related notes in Annex I900. Only Annex I provides for the complete description of the items.
The mention of an item in this Annex does not affect the application of the provisions concerning mass-market products in Annex I.
The terms appearing in straight double quotes are defined terms in the global definitions list of Annex I
PART I(possibility of National General Authorisation for intra-Community trade)
Items of stealth technology
1C001 |
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1C101 |
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1D103 | "Software" specially designed for analysis of reduced observables such as radar reflectivity, ultraviolet/infrared signatures and acoustic signatures. |
1E101 | "Technology" according to the GTN for the "use" of goods specified in 1C101 or 1D103. |
1E102 | "Technology" according to the GTN for the "development" of "software" specified in 1D103. |
6B008 |
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6B108 | Systems specially designed for radar cross section measurement usable for "missiles" and their subsystems. |
Items of the Community strategic control
1A007 |
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1C239 | High explosives, other than those specified in the Military Goods Controls, or substances or mixtures containing more than 2 % by weight thereof, with a crystal density greater than 1,8 g/cm3 and having a detonation velocity greater than 8 000 m/s. |
1E201 | "Technology" according to the General Technology Note for the "use" of goods specified in 1C239. |
3A229 |
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3A232 |
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3E201 | "Technology" according to the General Technology Note for the ‘use’ of equipment specified in 3A229 or 3A232. |
6A001 | Acoustics, limited to the following: |
6A001.a.1.b. | Object detection or location systems having any of the following:
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6A001.a.2.a.2. | Hydrophones … Incorporating … |
6A001.a.2.a.3. | Hydrophones … Having any … |
6A001.a.2.a.6. | Hydrophones … Designed for … |
6A001.a.2.b. | Towed acoustic hydrophone arrays … |
6A001.a.2.c. | Processing equipment, specially designed for real time application with towed acoustic hydrophone arrays, having "user-accessible programmability" and time or frequency domain processing and correlation, including spectral analysis, digital filtering and beamforming using Fast Fourier or other transforms or processes; |
6A001.a.2.e. | Bottom or bay cable systems having any of the following:
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6A001.a.2.f. | Processing equipment, specially designed for real time application with bottom or bay cable systems, having "user-accessible programmability" and time or frequency domain processing and correlation, including spectral analysis, digital filtering and beamforming using Fast Fourier or other transforms or processes; |
6D003.a. | "Software" for the "real-time processing" of acoustic data; |
8A002.o.3. | Noise reduction systems designed for use on vessels of 1 000 tonnes displacement or more, as follows:
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8E002.a. | "Technology" for the "development", "production", repair, overhaul or refurbishing (re-machining) of propellers specially designed for underwater noise reduction. |
Items of the Community strategic control — Cryptography — Category 5 Part 2
5A004 |
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5D002.c | "Software" having the characteristics of, or performing or simulating the functions of, any of the following:
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5E002.a. | Only "technology" for the "development", "production" or "use" of the goods specified in 5A004 or 5D002.c. above. |
Items of the MTCR technology
7A117 | "Guidance sets", usable in "missiles" capable of achieving system accuracy of 3,33 % or less of the range (e.g., a ‘CEP’ of 10 km or less at a range of 300 km), except "guidance sets" designed for missiles with a range under 300 km or manned aircraft. |
7B001 |
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7B003 | Equipment specially designed for the "production" of equipment specified in 7A117 above. |
7B103 | "Production facilities" specially designed for equipment specified in 7A117 above. |
7D101 | "Software" specially designed for the "use" of equipment specified in 7B003 or 7B103 above. |
7E001 | "Technology" according to the General Technology Note for the "development" of equipment or "software" specified in 7A117, 7B003, 7B103 or 7D101 above. |
7E002 | "Technology" according to the General Technology Note for the "production" of equipment specified in 7A117, 7B003 and 7B103 above. |
7E101 | "Technology" according to the General Technology Note for the "use" of equipment specified in 7A117, 7B003, 7B103 and 7D101 above. |
9A004 |
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9A005 |
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9A007.a. |
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9A008.d. |
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9A104 |
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9A105.a. |
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9A106.c. | Systems or components, other than those specified in 9A006, usable in "missiles", as follows, specially designed for liquid rocket propulsion systems:
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9A108.c. | Components, other than those specified in 9A008, usable in ‘missiles’ as follows, specially designed for solid rocket propulsion systems:
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9A116 | Reentry vehicles, usable in "missiles", and equipment designed or modified therefor, as follows, except for reentry vehicles designed for non-weapon payloads:
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9A119 | Individual rocket stages, usable in complete rocket systems or unmanned aerial vehicles, capable of delivering at least a 500 kg payload to a range of 300 km, other than those specified in 9A005 or 9A007.a. above |
9B115 | Specially designed "production equipment" for the systems, sub-systems and components specified in 9A005, 9A007.a., 9A008.d., 9A105.a., 9A106.c., 9A108.c., 9A116 or 9A119 above. |
9B116 | Specially designed "production facilities" for the space launch vehicles specified in 9A004, or systems, sub-systems, and components specified in 9A005, 9A007.a., 9A008.d., 9A104, 9A105.a., 9A106.c., 9A108.c., 9A116 or 9A119 above. |
9D101 | ‘Software’ specially designed for the ‘use’ of goods specified in 9B116 above. |
9E001 | "Technology" according to the General Technology Note for the "development" of equipment or "software" specified in 9A004, 9A005, 9A007.a., 9A008.d., 9B115, 9B116 or 9D101 above. |
9E002 |
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9E101 | "Technology" according to the General Technology Note for the "development" or "production" of goods specified in 9A104, 9A105.a., 9A106.c., 9A108.c., 9A116 or 9A119 above. |
9E102 | "Technology" according to the General Technology Note for the "use" of space launch vehicles specified in 9A004, 9A005, 9A007.a., 9A008.d., 9A104, 9A105.a., 9A106.c., 9A108.c., 9A116, 9A119, 9B115, 9B116 or 9D101 above. |
Exemptions
Annex IV does not control the following items of the MTCR technology:
- 1.
that are transferred on the basis of orders pursuant to a contractual relationship placed by the European Space Agency (ESA) or that are transferred by ESA to accomplish its official tasks;
- 2.
that are transferred on the basis of orders pursuant to a contractual relationship placed by a Member State's national space organisation or that are transferred by it to accomplish its official tasks;
- 3.
that are transferred on the basis of orders pursuant to a contractual relationship placed in connection with a Community space launch development and production programme signed by two or more European governments;
- 4.
that are transferred to a State-controlled space launching site in the territory of a Member State, unless that Member State controls such transfers within the terms of this Regulation.
PART II(no National General Authorisation for intra-Community trade)
Items of the CWC (Chemical Weapons Convention)
1C351.d.4. | Ricin |
1C351.d.5. | Saxitoxin |
Items of the NSG technology
All Category 0 of Annex I is included in Annex IV, subject to the following:
0C001: this item is not included in Annex IV.
0C002: this item is not included in Annex IV, with the exception of special fissile materials as follows:
- (a)
separated plutonium;
- (b)
‘uranium enriched in the isotopes 235 or 233’ to more than 20 %.
- (a)
0C003 only if for use in a "nuclear reactor" (within 0A001.a)
0D001 (software) is included in Annex IV except insofar as it relates to 0C001 or to those items of 0C002 that are excluded from Annex IV.
0E001 (technology) is included in Annex IV except insofar as these related to 0C001 or to those items of 0C002 that are excluded from Annex IV.
1B226 |
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1C012 |
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1B231 | Tritium facilities or plants, and equipment therefor, as follows:
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1B233 | Lithium isotope separation facilities or plants, and equipment therefor, as follows:
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1C233 |
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1C235 |
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1E001 | "Technology" according to the General Technology Note for the "development" or "production" of equipment or materials specified in 1C012.b. |
1E201 | "Technology" according to the General Technology Note for the "use" of goods specified in 1B226, 1B231, 1B233, 1C233 or 1C235. |
3A228 | Switching devices, as follows:
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3A231 | Neutron generator systems, including tubes, having both of the following characteristics:
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3E201 | "Technology" according to the General Technology Note for the "use" of equipment specified in3A229 or 3A232. |
6A203 | Cameras and components, other than those specified in 6A003, as follows:
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6A225 |
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6A226 | Pressure sensors, as follows:
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Substituted by Commission Delegated Regulation (EU) 2020/1749 of 7 October 2020 amending Council Regulation (EC) No 428/2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual-use items.