CHAPTER I SUBJECT MATTER AND DEFINITIONS
Article 1Subject matter
Article 1aScope
Article 2Definitions
CHAPTER II THE REGISTRIES SYSTEM
Article 3Registries
Article 4European Union Transaction Log
Article 5Communication links between registries, the ITL and the EUTL
Article 6National administrators and KP registry administrators
CHAPTER III UNITS
Article 7Units
CHAPTER IV ACCOUNTS
SECTION 1 Provisions applicable to all accounts
Article 8Accounts
Article 9Account status
Article 10The administering of accounts
Article 11Notifications from the administrators
SECTION 2 Opening and updating of accounts
Article 12Opening of KP Party accounts and management accounts
Article 13Opening of person holding accounts in the Union registry
Article 13aOpening of trading accounts in the Union Registry
Article 14Opening of trading platform holding accounts in the Union registry
Article 15Opening of operator holding accounts in the Union registry
Article 16Opening of aircraft operator holding accounts in the Union registry
Article 17Opening of verifier accounts in the Union registry
Article 18Refusal to open an account
Article 19Authorised representatives
Article 20Nominating and approval of authorised representatives and additional authorised representatives
Article 21Updating of account information and information on authorised representatives
Article 21aTrusted account list
SECTION 3 Closure of accounts
Article 22Closure of KP Party accounts, management accounts, person holding accounts and trading platform holding accounts
Article 23Closure of operator holding accounts
Article 24Closure of aircraft operator holding accounts
Article 25Closure of verifier accounts
Article 26Positive balance on accounts under closure
SECTION 4 Suspension of access to accounts
Article 27Suspension of access to accounts
Article 28Closure of accounts and removal of authorised representative on the administrator's initiative
CHAPTER V VERIFIED EMISSIONS AND COMPLIANCE
Article 29Verified emissions data for an installation or aircraft operator
Article 30Blocking of accounts due to a failure to submit verified emissions
Article 31Calculation of compliance status figures
Article 32Excluded aircraft operator holding accounts
CHAPTER VI TRANSACTIONS
SECTION 1 Allocation and issue of allowances
Article 32aExecution of transfers
Article 32bNature of allowances and finality of transactions
Article 33National allocation plan tables
Article 34Union aviation allocation table
Article 35Entry into the EUTL of national allocation plan tables
Article 36Entry of allocation decisions in the Union aviation allocation table
Article 37Corrections of national allocation plan tables
Article 38Corrections of the Union aviation allocation table
Article 39Issuance of Chapter III allowances
Article 40Allocation of Chapter III allowances
Article 41Allocation of Chapter II allowances
Article 42Allocation of Chapter III allowances following their sale by Member State
SECTION 2 Transfers of allowances and Kyoto units
Article 43Transfers of allowances by account holders
Article 44Transfers of Kyoto units by account holders
Article 45Minimum holding of Chapter III allowances in Union registry holding accounts administered by the same Member State
SECTION 3 Surrender of allowances, ERUs and CERs
Article 46Surrender of allowances
Article 47Surrender of allowances on instruction of the competent authority
Article 48The surrender of CERs and ERUs
SECTION 4 Deletion of allowances and cancellation of Kyoto units
Article 49Deletion of allowances
Article 50Cancellation of Kyoto units
SECTION 5 Transaction reversal
Article 51Reversal of finalised processes initiated in error
SECTION 6 Accounting mechanisms
Article 52Minimum deposited quantity on the ETS AAU deposit account
Article 53Gateway quantity and gateway deposit account
Article 54Setting aside of AAUs against surrenders of Chapter III allowances by aircraft operators
Article 55Cancellation of Kyoto units against deletions of Chapter III allowances
Article 56Clearing of allowance transfers
Article 57Banking between periods
Article 58Retirement of AAUs, ERUs or CERs against the domestic aviation emissions of aircraft operators
CHAPTER VII TECHNICAL REQUIREMENTS OF THE REGISTRIES SYSTEM
SECTION I Availability
Article 59Availability and reliability of the Union registry and the EUTL
Article 60Helpdesks
SECTION 2 Security, and authentication
Article 61Authentication of registries and the EUTL
Article 62Accessing accounts in the Union registry
Article 63Authentication and authorisation of authorised representatives in the Union registry
Article 64Suspension of all access due to a security breach or a security risk
Article 64aSuspension of access to allowances or Kyoto units in case of a suspected fraudulent transaction
Article 65Suspension of processes
SECTION 3 Automated checking, recording and completing of processes
Article 66Automated checking of processes
Article 67Detection of discrepancies
Article 68Detection of discrepancies by the registries
Article 69Reconciliation — Detection of inconsistencies by the EUTL
Article 70Finalisation of processes
SECTION 4 Specifications and change management
Article 71Data exchange and technical specifications
Article 72Change management
CHAPTER VIII RECORDS, REPORTS, CONFIDENTIALITY AND FEES
Article 73Records
Article 74Reporting
Article 75Confidentiality
Article 76Fees
CHAPTER IX TRANSITIONAL AND FINAL PROVISIONS
Article 77Migration and Decoupling
Article 78Amendments of Regulation (EC) No 2216/2004
Article 79Repeal
Article 80Entry into force
ANNEX I
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ANNEX II
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ANNEX III Information to be submitted with requests for opening KP Party accounts and management accounts
1.The information set out in Table III-I.
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ANNEX IV Information concerning person holding accounts and trading platform holding accounts to be provided to the national administrator
1.. . . . . . . . . ....
2.. . . . . . . . . ....
3.Evidence to support the identity of the natural person requesting...
4.Evidence to support the address of the permanent residence of...
5.The following documents in case of a legal person requesting...
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ANNEX V
Additional information concerning trading platform holding accounts to be provided...
1.A signed statement from the competent financial authorities of the...
Additional information concerning verifier accounts to be provided to the...
2.. . . . . . . . . ....
ANNEX VI Core terms and conditions
Structure and effect of core terms and conditions
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The account holder and authorised representative’s obligations
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4.. . . . . . . . . ....
The registry administrator’s obligations
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Process procedures
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Payment
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Operation of the registry website
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Warranties and indemnities
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Modification of these core terms to reflect changes to this...
Security and response to security breaches
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Dispute resolution
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Liability
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Third party rights
Agency, notices and governing law
ANNEX VII Information concerning each operator holding account to be provided to the national administrator
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3.The information set out in Tables VII-I and VII-II
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ANNEX VIII Information concerning each aircraft operator holding account to be provided to the registry administrator
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2.. . . . . . . . . ....
3.The information set out in Table VIII-I.
4.. . . . . . . . . ....
ANNEX IX Information concerning authorised representatives and additional authorised representatives to be provided to the administrator of the account
1.The information set out in Table IX-I.
2.. . . . . . . . . ....
3.Evidence to support the identity of the nominee, which may...
4.Evidence to support the address of the permanent residence of...
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ANNEX X Formats for submitting annual emissions data
1.Emissions data for operators shall contain the information set out...
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ANNEX XI
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ANNEX XII
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ANNEX XIII Reporting requirements of the Central Administrator
Information available to the public
1.The EUTL shall display on the public website of the...
2.The EUTL shall display on the public website of the...
3.The EUTL shall display on its public website the following...
4.The EUTL shall display on the public website of the...
Information available to account holders
5.The Union registry shall display on the part of the...
Information available to national administrators
6.The Union registry shall display on the part of the...

Commission Regulation (EU) No 920/2010

of 7 October 2010

establishing a Union Registry for the periods ending 31 December 2012 of the Union emissions trading scheme pursuant to Directive 2003/87/EC of the European Parliament and of the Council and Decision No 280/2004/EC of the European Parliament and of the Council

(Text with EEA relevance) (repealed)

F1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .