http://www.legislation.gov.uk/eur/2012/236/article/45
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
2020-12-13
King's Printer of Acts of Parliament
https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02012R0236-20140917
text
text/xml
en
2014-09-17
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 1(1)(a)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 4(1)(a)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 1(1)(b)
(c)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 4(1)(b)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 1(1)(c)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 4(2)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 2(1)(a)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 5(2)(a)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 2(1)(d)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 5(2)(b)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 2(1)(i)
(j)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 5(2)(c)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 2(1)(k)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 5(2)(d)(i)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 2(1)(k)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 5(2)(d)(ii)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 2(1)(ka)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 5(2)(e)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 2(1)(l)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 5(2)(f)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 2(1)(p)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 5(2)(g)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 2(1)(q)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 5(2)(h)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 2(1)(r)-(x)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 5(2)(i)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 7(3)(b)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 8(3)(c)(iii)
(aa)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 7(3)(b)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 8(3)(c)(iii)
(bb)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 7(3)(c)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 8(3)(c)(iv)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 16(4)(b)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 10(1)(d)(i)
(bb)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 16(4)(c)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 10(1)(d)(i)
(cc)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 17(6A)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 10(2)(e)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Ch. 5 heading
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 11(1)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 18(1)(a)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 11(2)(a)(ii)
(aa)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 18(1)(a)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 11(2)(a)(ii)
(bb)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 19(1)(a)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 11(3)(a)(ii)
(aa)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 19(1)(a)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 11(3)(a)(ii)
(bb)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 20(1)(a)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 11(4)(a)(ii)
(aa)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 20(1)(a)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 11(4)(a)(ii)
(bb)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 21(1)(a)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 11(5)(a)(ii)
(aa)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 21(1)(a)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 11(5)(a)(ii)
(bb)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 25(2)(b)
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 11(8)(b)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
s. 2 heading
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 12(1)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Ch. 7 heading
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 14(1)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 43-45
The Short Selling (Amendment) (EU Exit) Regulations 2018
reg. 14(3)
reg. 1(2)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 2(1)(k)
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
reg. 3
Sch.
para. 9(a)(i)
reg. 1
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 2(1)(s)(ii)
(iii)
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
reg. 3
Sch.
para. 9(a)(ii)
reg. 1
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps Text with EEA relevance
Art. 17(6A)
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
reg. 3
Sch.
para. 9(c)(ii)
reg. 1
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation
Financial Services and Markets Act 2023
s. 3 Sch. 1
Pt. 1
s. 86(3)
reg. 2(d)
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps (Text with EEA relevance)
Regulation
Financial Services and Markets Act 2023
Sch. 1
Pt. 1
s. 1(4)
s. 86(3)
CHAPTER IXTRANSITIONAL AND FINAL PROVISIONS
Article 45Review and report
By 30 June 2013, the Commission shall, in light of discussions with the competent authorities and ESMA, report to the European Parliament and the Council on:
- (a)
the appropriateness of the notification and disclosure thresholds under Articles 5, 6, 7 and 8;
- (b)
the impact of the individual disclosure requirements under Article 6, in particular with regard to the efficiency and volatility of financial markets;
- (c)
the appropriateness of direct, centralised reporting to ESMA;
- (d)
the operation of the restrictions and requirements in Chapters II and III;
- (e)
the appropriateness of the restrictions on the uncovered sovereign credit default swaps and the appropriateness of any other restrictions or conditions on short selling or credit default swaps.