xmlns:atom="http://www.w3.org/2005/Atom" xmlns:atom="http://www.w3.org/2005/Atom"

  1. Introductory Text

  2. CHAPTER I DEFINITIONS

    1. Article 1.For the purposes of this Regulation the following definitions shall...

  3. CHAPTER II EXPORT AND IMPORT RESTRICTIONS

    1. Article 2.. . . . . . . . . ....

    2. Article 3.. . . . . . . . . ....

    3. Article 4.. . . . . . . . . ....

    4. Article 2a.(1) A prior authorisation shall be required:

    5. Article 2b.(1) Article 2a(3) and (4) do not apply in relation...

    6. Article 2c.(1) The competent authorities granting an authorisation in accordance with...

    7. Article 2d.(1) Article 2a(3) and (4) do not apply in relation...

    8. Article 3a.(1) A prior authorisation shall be required, on a case-by-case...

    9. Article 3b.(1) For all exports for which an authorisation is required...

    10. Article 3c.(1) Article 3a does not apply in relation to proposed...

    11. Article 3d.(1) Article 3a does not apply in relation to proposed...

    12. Article 4a.(1) It shall be prohibited to sell, supply, transfer or...

    13. Article 4b.It shall be prohibited: to provide, directly or indirectly, technical...

    14. Article 4c.It shall be prohibited to purchase, import or transport from...

    15. Article 5.It shall be prohibited: to provide technical assistance, brokering services...

    16. Article 6.. . . . . . . . . ....

    17. Article 7.. . . . . . . . . ....

    18. Article 8.. . . . . . . . . ....

    19. Article 9.. . . . . . . . . ....

    20. Article 10.. . . . . . . . . ....

    21. Article 10a.. . . . . . . . . ....

    22. Article 10b.. . . . . . . . . ....

    23. Article 10c.. . . . . . . . . ....

    24. Article 10d.(1) A prior authorisation shall be required for:

    25. Article 10e.. . . . . . . . . ....

    26. Article 10f.. . . . . . . . . ....

    27. Article 11.. . . . . . . . . ....

    28. Article 12.. . . . . . . . . ....

    29. Article 13.. . . . . . . . . ....

    30. Article 14.. . . . . . . . . ....

    31. Article 14a.. . . . . . . . . ....

    32. Article 15.. . . . . . . . . ....

    33. Article 15a.(1) A prior authorisation shall be required for:

    34. Article 15b.. . . . . . . . . ....

    35. Article 15c.. . . . . . . . . ....

    36. Article 16.. . . . . . . . . ....

  4. CHAPTER III RESTRICTIONS ON FINANCING OF CERTAIN ENTREPRISES

    1. Article 17.. . . . . . . . . ....

    2. Article 18.. . . . . . . . . ....

    3. Article 19.. . . . . . . . . ....

    4. Article 20.. . . . . . . . . ....

    5. Article 21.. . . . . . . . . ....

    6. Article 22.. . . . . . . . . ....

  5. CHAPTER IV FREEZING OF FUNDS AND ECONOMIC RESOURCES

    1. Article 23.(1) All funds and economic resources belonging to, owned, held...

    2. Article 23a.(1) All funds and economic resources belonging to, owned, held...

    3. Article 24.By way of derogation from Article 23 or Article 23a,...

    4. Article 25.By way of derogation from Article 23 or Article 23a...

    5. Article 26.By way of derogation from Article 23 or Article 23a,...

    6. Article 27.By way of derogation from Article 23(2) and (3) or...

    7. Article 28.By way of derogation from Article 23 or Article 23a,...

    8. Article 28a.By way of derogation from Article 23(2) and (3) or...

    9. Article 28b.By way of derogation from Article 23 or Article 23a,...

    10. Article 29.(1) Article 23(3) or Article 23a(3) shall not prevent the...

  6. CHAPTER V RESTRICTIONS ON TRANSFERS OF FUNDS AND ON FINANCIAL SERVICES

    1. Article 30.. . . . . . . . . ....

    2. Article 30a.. . . . . . . . . ....

    3. Article 30b.. . . . . . . . . ....

    4. Article 31.. . . . . . . . . ....

    5. Article 32.. . . . . . . . . ....

    6. Article 33.. . . . . . . . . ....

    7. Article 34.. . . . . . . . . ....

    8. Article 35.. . . . . . . . . ....

  7. CHAPTER VI RESTRICTIONS ON TRANSPORT

    1. Article 36.The person providing advance information as determined in the relevant...

    2. Article 37.(1) The provision of bunkering or ship supply services, or...

    3. Article 37a.. . . . . . . . . ....

    4. Article 37b.. . . . . . . . . ....

  8. CHAPTER VII GENERAL AND FINAL PROVISIONS

    1. Article 38.(1) No claims in connection with any contract or transaction...

    2. Article 39.. . . . . . . . . ....

    3. Article 40.(1) Without prejudice to the applicable rules concerning reporting, confidentiality...

    4. Article 41.It shall be prohibited to participate, knowingly and intentionally, in...

    5. Article 42.(1) The freezing of funds and economic resources or the...

    6. Article 43.. . . . . . . . . ....

    7. Article 43a.. . . . . . . . . ....

    8. Article 43b.. . . . . . . . . ....

    9. Article 43c.. . . . . . . . . ....

    10. Article 44.(1) The Commission and Member States shall inform each other...

    11. Article 45.The Commission shall amend Annexes I, II, III, VIIA, VIIB...

    12. Article 46.(1) Where the UN Security Council lists a natural or...

    13. Article 47.(1) Member States shall lay down the rules on penalties...

    14. Article 48.(1) Member States shall designate the competent authorities referred to...

    15. Article 49.This Regulation shall apply: within the territory of the Union,...

    16. Article 50.Regulation (EU) No 961/2010 is hereby repealed. References to the...

    17. Article 51.This Regulation shall enter into force on the day of...

  9. Signature

    1. ANNEX I

      1. CATEGORY 0 — NUCLEAR MATERIALS, FACILITIES, AND EQUIPMENT

        1. 0A Systems, Equipment and Components

      2. CATEGORY 1 — SPECIAL MATERIALS AND RELATED EQUIPMENT

        1. 1A Systems, Equipment and Components

        2. 1B Test, Inspection and Production Equipment

        3. 1C Materials

        4. 1D Software

        5. 1E Technology

      3. CATEGORY 2 — MATERIALS PROCESSING

        1. 2A Systems, Equipment and Components

        2. 2B Test, Inspection and Production Equipment

        3. 2D Software

        4. 2E Technology

      4. CATEGORY 3 — ELECTRONICS

        1. 3A Systems, Equipment and Components

        2. 3D Software

        3. 3E Technology

      5. CATEGORY 6 — SENSORS AND LASERS

        1. 6A Systems, Equipment and Components

        2. 6D Software

        3. 6E Technology

    2. ANNEX II

      List of other goods and technology, including software, referred to in Article 3a

      1. INTRODUCTORY NOTES

        1. 1. Unless otherwise stated, reference numbers used in the column entitled...

        2. 2. A reference number in the column entitled “ Related item...

        3. 3. Definitions of terms between ‘ single quotation marks ’ are...

        4. 4. Definitions of terms between “ double quotation marks ” can...

      2. GENERAL NOTES

        1. 1. The object of the controls contained in this Annex should...

          1. N.B.: In judging whether the controlled component or components are to...

        2. 2. The goods specified in this Annex include both new and...

      3. GENERAL TECHNOLOGY NOTE (GTN)

        1. 1. The sale, supply, transfer or export of “ technology ”...

        2. 2. The “ technology ” “ required ” for the “...

        3. 3. Controls do not apply to that “ technology ” which...

        4. 4. Controls on “ technology ” transfer do not apply to...

      4. II.A. GOODS

      5. II.B. TECHNOLOGY

    3. ANNEX IIA

      End-use statement referred to in Articles 3a(6) and 3c(2) and point (b) of Article 3d(2)

      1. (Letterhead of the end-user/consignee in the country of final destination)...

      2. END-USE STATEMENT

      3. (if issued by the governmental authority, please insert a unique...

      4. A. PARTIES

        1. 1. Exporter (name, address and contact details)

        2. 2. Consignee (name, address and contact details)

        3. 3. End-user (if different from consignee)

        4. 4. Country of final destination

      5. B. ITEMS

        1. 1. Items (detailed description of items)

        2. 2. Quantity (units) / weight

        3. 3. End-use (specific purpose for which the items will be used....

        4. 4. Specification of the end-use location of the items (unless the...

      6. C. STATEMENT OF FOREIGN CONSIGNEE

        1. C.1 Consignee acts as end-user

        2. C.2 Consignee acts as trader, wholeseller or reseller (only to be...

      7. SIGNATURE … Place, date … Original signature of end-user/consignee …...

      8. If applicable:

      9. Stamp of chamber of commerce

      10. (or other legalising authority)

    4. ANNEX III

      1. CATEGORY 1 — SPECIAL MATERIALS AND RELATED EQUIPMENT

        1. 1A Systems, Equipment and Components

        2. 1B Test, Inspection and Production Equipment

        3. 1C Materials

        4. 1D Software

        5. 1E Technology

      2. CATEGORY 2 — MATERRIALS PROCESSING

        1. 2D Software

        2. 2E Technology

      3. CATEGORY 3 — ELECTRONICS

        1. 3A Systems, Equipment and Components

        2. 3D Software

        3. 3E Technology

      4. CATEGORY 4 — COMPUTERS

        1. 4A Systems, Equipment and Components

        2. 4E Technology

      5. CATEGORY 5 — TELECOMMUNICATIONS AND “ INFORMATION SECURITY ”

        1. Part 1 — Telecommunications 5A1 Systems, Equipment and Components The corresponding systems, equipment and...

          1. 5A1 Systems, Equipment and Components

          2. 5D1 Software

          3. 5E1 Technology

      6. CATEGORY 6 — SENSORS AND LASERS

        1. 6A Systems, Equipment and Components

        2. 6B Test, Inspection and Production Equipment

        3. 6D Software

        4. 6E Technology

      7. CATEGORY 7 — NAVIGATION AND AVIONICS

        1. 7A Systems, Equipment and Components

        2. 7B Test, Inspection and Production Equipment

        3. 7D Software

        4. 7E Technology

      8. CATEGORY 9 — AEROSPACE AND PROPULSION

        1. 9A Systems, Equipment and Components

        2. 9B Test, Inspection and Production Equipment

        3. 9C Materials

        4. 9D Software

        5. 9E Technology

    5. ANNEX IV

    6. ANNEX IVA

      Products referred to in Articles 14a and 31(1)

      1. . . . . . . . . . ....

    7. ANNEX V

    8. ANNEX VI

      List of key equipment and technology referred to in Articles 8 and 31(1)

      1. GENERAL NOTES

        1. 1. The object of the prohibitions contained in this Annex should...

        2. 2. . . . . .

        3. 3. . . . . .

        4. 4. . . . . .

      2. GENERAL TECHNOLOGY NOTE (GTN)

        1. 1. . . . . .

        2. 2. . . . . .

        3. 3. . . . . .

      3. EXPLORATION AND PRODUCTION OF CRUDE OIL AND NATURAL GAS

        1. 1.A Equipment

          1. 1. . . . . . . . . . ....

          2. 2. . . . . . . . . . ....

          3. 3. . . . . . . . . . ....

          4. 4. . . . . . . . . . ....

          5. 5. Drilling wellheads, 'blowout preventers' and 'Christmas or production trees' and...

            1. Technical Notes:

              1. a. . . . . .

              2. b. . . . . .

              3. c. . . . . .

          6. 6. . . . . . . . . . ....

          7. 7. . . . . . . . . . ....

          8. 8. . . . . . . . . . ....

          9. 9. . . . . . . . . . ....

          10. 10. Subsea production control equipment and the components thereof meeting 'API...

            1. Technical Note:

          11. 11. . . . . . . . . . ....

        2. 1.B Test and inspection equipment

          1. 1. . . . . . . . . . ....

          2. 2. . . . . . . . . . ....

          3. 3. . . . . . . . . . ....

        3. 1.C Materials

          1. 1. . . . . . . . . . ....

          2. 2. Cements and other materials meeting the 'API and ISO specifications'...

            1. Technical Note:

          3. 3. . . . . . . . . . ....

        4. 1.D Software

          1. 1. . . . . . . . . . ....

          2. 2. . . . . . . . . . ....

          3. 3. . . . . . . . . . ....

        5. 1.E Technology

          1. 1. . . . . . . . . . ....

      4. REFINING OF CRUDE OIL AND LIQUEFACTION OF NATURAL GAS

        1. 2.A Equipment

          1. 1. Heat exchangers as follows and specially designed components therefore:

          2. 2. . . . . . . . . . ....

          3. 3. 'Coldbox' and 'coldbox' equipment not specified by 2.A.1.

            1. Technical Note:

          4. 4. . . . . . . . . . ....

          5. 5. . . . . . . . . . ....

          6. 6. . . . . . . . . . ....

          7. 7. . . . . . . . . . ....

          8. 8. . . . . . . . . . ....

          9. 9. . . . . . . . . . ....

          10. 10. . . . . . . . . . ....

          11. 11. . . . . . . . . . ....

          12. 12. . . . . . . . . . ....

          13. 13. Tubes with an outer diameter of 0,2 m or more and...

            1. Technical Note:

          14. 14. . . . . . . . . . ....

          15. 15. 'Pig' launchers and 'pig' catchers for the integration or removing...

            1. Technical Note:

          16. 16. Tanks for the storage of crude oil and fuels with...

          17. 17. . . . . . . . . . ....

          18. 18. . . . . . . . . . ....

          19. 19. . . . . . . . . . ....

        2. 2.B Test and inspection equipment

          1. 1. . . . . . . . . . ....

          2. 2. . . . . . . . . . ....

        3. 2.C Materials

          1. 1. . . . . . . . . . ....

          2. 2. . . . . . . . . . ....

          3. 3. . . . . . . . . . ....

          4. 4. Catalysts for the cracking and conversion of hydrocarbons as follows:...

          5. 5. Gasoline additives specially formulated for increasing the octane number of...

            1. Note:

        4. 2.D Software

          1. 1. . . . . . . . . . ....

          2. 2. . . . . . . . . . ....

        5. 2.E Technology

          1. 1. . . . . . . . . . ....

          2. 2. . . . . . . . . . ....

          3. 3. . . . . . . . . . ....

          4. 4. . . . . . . . . . ....

          5. 5. . . . . . . . . . ....

          6. 6. "Technology" "required" for the "development", "production" or "use" of a...

      5. PETROCHEMICAL INDUSTRY

        1. 3.A Equipment

          1. 1. Reactors

          2. 2. . . . . . . . . . ....

          3. 3. . . . . . . . . . ....

          4. 4. . . . . . . . . . ....

          5. 5. . . . . . . . . . ....

          6. 6. . . . . . . . . . ....

        2. 3.B Test and inspection equipment

        3. 3.C Materials

          1. 1. . . . . . . . . . ....

          2. 2. . . . . . . . . . ....

        4. 3.D Software

          1. 1. . . . . . . . . . ....

          2. 2. . . . . . . . . . ....

        5. 3.E Technology

          1. 1. . . . . . . . . . ....

          2. 2. . . . . . . . . . ....

          3. 3. "Technology" for the "production" of MEG (Mono ethylene glycol), EO...

            1. Note:

    9. ANNEX VIA

    10. ANNEX VIB

    11. ANNEX VII

    12. ANNEX VIIA

      Software referred to in Article 10d

      1. 1. Enterprise Resource Planning software, designed specifically for use in nuclear...

        1. Explanatory note: Enterprise Resource Planning software is software used for financial accounting,...

    13. ANNEX VIIB

      Graphite and raw, fabricated semi-finished metals referred to in Article 15a

      1. HS Codes and descriptions

    14. ANNEX VIII

      List of persons and entities referred to in Article 23(1)

      1. Persons and entities involved in nuclear or ballistic missiles activities...

    15. ANNEX IX

      List of persons and entities referred to in Article 23(2)

      1. Persons and entities involved in nuclear or ballistic missile activities...

    16. ANNEX X

      Websites for information on the competent authorities and address for notification to the European Commission

      1. BELGIUM

      2. BULGARIA

      3. CZECH REPUBLIC

      4. DENMARK

      5. GERMANY

      6. ESTONIA

      7. IRELAND

      8. GREECE

      9. SPAIN

      10. FRANCE

      11. CROATIA

      12. ITALY

      13. CYPRUS

      14. LATVIA

      15. LITHUANIA

      16. LUXEMBOURG

      17. HUNGARY

      18. MALTA

      19. NETHERLANDS

      20. AUSTRIA

      21. POLAND

      22. PORTUGAL

      23. ROMANIA

      24. SLOVENIA

      25. SLOVAKIA

      26. FINLAND

      27. SWEDEN

      28. UNITED KINGDOM

      29. Address for notifications to the European Commission:

      30. European Commission Service for Foreign Policy Instruments (FPI) EEAS 07/99...

    17. ANNEX XI

    18. ANNEX XII

    19. ANNEX XIII

      List of persons, entities and bodies referred to in Article 23a(1)

      1. Natural persons Entities and bodies

    20. ANNEX XIV

      List of persons, entities and bodies referred to in Article 23a(2)

      1. Natural persons Entities and bodies