xmlns:atom="http://www.w3.org/2005/Atom" xmlns:atom="http://www.w3.org/2005/Atom"

ANNEX IU.K.

F1F2

Textual Amendments

F2Words “GB Annex” substituted for words “EU Annex” in Annex 1 form, box number 12 (31.12.2020) by The Environment and Wildlife (Miscellaneous Amendments etc.) (EU Exit) Regulations 2020 (S.I. 2020/1395), regs. 1(2), 9(5)(a)(ii)

Instructions and explanationsU.K.

[F31.Full name and address of the actual (re-)exporter, not of an agent. In the case of a personal ownership certificate or of a musical instrument certificate, the full name and address of the legal owner. In the case of a musical instrument certificate, if the applicant is different from the legal owner, the full name and address of both the owner and of the applicant should be included in the form and a copy of a loan agreement between owner and applicant should be provided to the relevant permit issuing authority.U.K.

Textual Amendments

2.The period of validity of an export permit or re-export certificate shall not exceed six months and of an import permit 12 months. The period of validity of a personal ownership certificate and of a musical instrument certificate shall not exceed three years. After its last day of validity, this document is void and the original and all copies must be returned by the holder to the issuing management authority without undue delay. An import permit is not valid where the corresponding CITES document from the (re-)exporting country was used for (re-)export after its last day of validity or if the date of introduction into [F4Great Britain] is more than six months from its date of issue.U.K.

Textual Amendments

3.Full name and address of the actual importer, not of an agent. To be left blank in the case of a personal ownership certificate or of a musical instrument certificate.]U.K.

[F35.To be left blank in the case of a personal ownership certificate or of a musical instrument certificate.]U.K.

6.For live specimens of Annex A species other than captive bred or artificially propagated specimens, the issuing authority may prescribe the location at which they are to be kept by including details thereof in this box. Any movement, except for urgent veterinary treatment and provided the specimens are returned directly to their authorised location, then requires prior authorisation from the competent management authority.U.K.

[F38.Description must be as precise as possible and include a three-letter code in accordance with Annex VII to Regulation (EC) No 865/2006 laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein. In the case of a musical instrument certificate, the description of the instrument should allow the competent authority to verify that the certificate corresponds to the specimen being imported or exported, and the description should include elements such as the manufacturer's name, the serial number or other means of identification such as photographs.]U.K.

9/10.Use the units of quantity and/or net mass in accordance with those contained in Annex VII to Regulation (EC) No 865/2006.U.K.

11.Enter the number of the CITES Appendix (I, II or III) in which the species is listed at the date of issue of the permit/certificate.U.K.

12.Enter the letter of the Annex to Regulation (EC) No 338/97 (A, B or C) in which the species is listed at the date of issue of the permit/certificate.U.K.

13.Use one of the following codes to indicate the source:U.K.

W

Specimens taken from the wild

R

Specimens of animals reared in a controlled environment, taken as eggs or juveniles from the wild, where they would otherwise have had a very low probability of surviving to adulthood

D

Annex A animals bred in captivity for commercial purposes in operations included in the Register of the CITES Secretariat, in accordance with Resolution Conf. 12.10 (Rev. CoP15), and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

A

Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

C

Animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

F

Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof

I

Confiscated or seized specimens(1)

O

Pre-convention(1)

U

Source unknown (must be justified)

[F5X

Specimens taken in the marine environment not under the jurisdiction of any State]

Textual Amendments

14.Use one of the following codes to indicate the purpose for which the specimens are to be (re-)exported/imported:U.K.

B

Breeding in captivity or artificial propagation

E

Educational

G

Botanical gardens

H

Hunting trophies

L

Law enforcement/judicial/forensic

M

Medical (including bio-medical research)

N

Reintroduction or introduction into the wild

P

Personal

[F3Q

Travelling exhibitions (sample collection, circus, menagerie, plant exhibition, orchestra or museums exhibition that is used for commercial display for the public)]

S

Scientific

T

Commercial

Z

Zoos

15 to 17.The country of origin is the country where the specimens were taken from the wild, born and bred in captivity or artificially propagated. Where this is [F6outside Great Britain], boxes 16 and 17 must contain details of the relevant permit. F7...U.K.

Textual Amendments

18 to 20.The country of last re-export is, in the case of a re-export certificate, the re-exporting third country from which the specimens were imported before being re-exported from [F8Great Britain]. In the case of an import permit, it is the re-exporting third country from which the specimens are to be imported. Boxes 19 and 20 must contain details of the relevant re-export certificate.U.K.

Textual Amendments

21.The scientific name must be in accordance with the standard references for nomenclature referred to in Annex VIII to Regulation (EC) No 865/2006.U.K.

23 to 25.For official use only.U.K.

26.The importer/(re)exporter or his agent must, where appropriate, indicate the number of the bill of lading or air waybill.U.K.

27.To be completed by the customs office of introduction into [F9Great Britain] or that of (re-)export as appropriate. In the case of introduction, the original (form 1) must be returned to the management authority of the [F10United Kingdom] and the copy for the holder (form 2) to the importer In the case of (re-)export, the copy for return by customs to the issuing authority (form 3) must be returned to the management authority of the [F10United Kingdom] and the original (form 1) and the copy for the holder (form 2) to the (re-)exporter.U.K.

Textual Amendments

F1F2

Instructions and explanationsU.K.

[F31.Full name and address of the actual (re-)exporter, not of an agent. In the case of a personal ownership certificate or of a musical instrument certificate, the full name and address of the legal owner. In the case of a musical instrument certificate, if the applicant is different from the legal owner, the full name and address of both the owner and of the applicant should be included in the form and a copy of a loan agreement between owner and applicant should be provided to the relevant permit issuing authority.U.K.

2.The period of validity of an export permit or re-export certificate shall not exceed six months and of an import permit 12 months. The period of validity of a personal ownership certificate and of a musical instrument certificate shall not exceed three years. After its last day of validity, this document is void and the original and all copies must be returned by the holder to the issuing management authority without undue delay. An import permit is not valid where the corresponding CITES document from the (re-)exporting country was used for (re-)export after its last day of validity or if the date of introduction into [F4Great Britain] is more than six months from its date of issue.U.K.

3.Full name and address of the actual importer, not of an agent. To be left blank in the case of a personal ownership certificate or of a musical instrument certificate.]U.K.

[F35.To be left blank in the case of a personal ownership certificate or of a musical instrument certificate.]U.K.

6.For live specimens of Annex A species other than captive bred or artificially propagated specimens, the issuing authority may prescribe the location at which they are to be kept by including details thereof in this box. Any movement, except for urgent veterinary treatment and provided the specimens are returned directly to their authorised location, then requires prior authorisation from the competent management authority.U.K.

[F38.Description must be as precise as possible and include a three-letter code in accordance with Annex VII to Regulation (EC) No 865/2006 laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein. In the case of a musical instrument certificate, the description of the instrument should allow the competent authority to verify that the certificate corresponds to the specimen being imported or exported, and the description should include elements such as the manufacturer's name, the serial number or other means of identification such as photographs.]U.K.

9/10.Use the units of quantity and/or net mass in accordance with those contained in Annex VII to Regulation (EC) No 865/2006.U.K.

11.Enter the number of the CITES Appendix (I, II or III) in which the species is listed at the date of issue of the permit/certificate.U.K.

12.Enter the letter of the Annex to Regulation (EC) No 338/97 (A, B or C) in which the species is listed at the date of issue of the permit/certificate.U.K.

13.Use one of the following codes to indicate the source:U.K.

W

Specimens taken from the wild

R

Specimens of animals reared in a controlled environment, taken as eggs or juveniles from the wild, where they would otherwise have had a very low probability of surviving to adulthood

D

Annex A animals bred in captivity for commercial purposes in operations included in the Register of the CITES Secretariat, in accordance with Resolution Conf. 12.10 (Rev. CoP15), and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

A

Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

C

Animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

F

Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof

I

Confiscated or seized specimens(2)

O

Pre-convention(2)

U

Source unknown (must be justified)

[F5X

Specimens taken in the marine environment not under the jurisdiction of any State]

14.Use one of the following codes to indicate the purpose for which the specimens are to be (re-)exported/imported:U.K.

B

Breeding in captivity or artificial propagation

E

Educational

G

Botanical gardens

H

Hunting trophies

L

Law enforcement/judicial/forensic

M

Medical (including bio-medical research)

N

Reintroduction or introduction into the wild

P

Personal

[F3Q

Travelling exhibitions (sample collection, circus, menagerie, plant exhibition, orchestra or museums exhibition that is used for commercial display for the public)]

S

Scientific

T

Commercial

Z

Zoos

15 to 17.The country of origin is the country where the specimens were taken from the wild, born and bred in captivity or artificially propagated. Where this is [F6outside Great Britain], boxes 16 and 17 must contain details of the relevant permit. F7...U.K.

18 to 20.The country of last re-export is, in the case of a re-export certificate, the re-exporting third country from which the specimens were imported before being re-exported from [F8Great Britain]. In the case of an import permit, it is the re-exporting third country from which the specimens are to be imported. Boxes 19 and 20 must contain details of the relevant re-export certificate.U.K.

21.The scientific name must be in accordance with the standard references for nomenclature referred to in Annex VIII to Regulation (EC) No 865/2006.U.K.

23 to 25.For official use only.U.K.

26.The importer/(re)exporter or his agent must, where appropriate, indicate the number of the bill of lading or air waybill.U.K.

27.To be completed by the customs office of introduction into [F9Great Britain] or that of (re-)export as appropriate. In the case of introduction, the original (form 1) must be returned to the management authority of the [F10United Kingdom] and the copy for the holder (form 2) to the importer In the case of (re-)export, the copy for return by customs to the issuing authority (form 3) must be returned to the management authority of the [F10United Kingdom] and the original (form 1) and the copy for the holder (form 2) to the (re-)exporter.U.K.

F1F2

Instructions and explanationsU.K.

[F31.Full name and address of the actual (re-)exporter, not of an agent. In the case of a personal ownership certificate or of a musical instrument certificate, the full name and address of the legal owner. In the case of a musical instrument certificate, if the applicant is different from the legal owner, the full name and address of both the owner and of the applicant should be included in the form and a copy of a loan agreement between owner and applicant should be provided to the relevant permit issuing authority.U.K.

2.The period of validity of an export permit or re-export certificate shall not exceed six months and of an import permit 12 months. The period of validity of a personal ownership certificate and of a musical instrument certificate shall not exceed three years. After its last day of validity, this document is void and the original and all copies must be returned by the holder to the issuing management authority without undue delay. An import permit is not valid where the corresponding CITES document from the (re-)exporting country was used for (re-)export after its last day of validity or if the date of introduction into [F4Great Britain] is more than six months from its date of issue.U.K.

3.Full name and address of the actual importer, not of an agent. To be left blank in the case of a personal ownership certificate or of a musical instrument certificate.]U.K.

[F35.To be left blank in the case of a personal ownership certificate or of a musical instrument certificate.]U.K.

6.For live specimens of Annex A species other than captive bred or artificially propagated specimens, the issuing authority may prescribe the location at which they are to be kept by including details thereof in this box. Any movement, except for urgent veterinary treatment and provided the specimens are returned directly to their authorised location, then requires prior authorisation from the competent management authority.U.K.

[F38.Description must be as precise as possible and include a three-letter code in accordance with Annex VII to Regulation (EC) No 865/2006 laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein. In the case of a musical instrument certificate, the description of the instrument should allow the competent authority to verify that the certificate corresponds to the specimen being imported or exported, and the description should include elements such as the manufacturer's name, the serial number or other means of identification such as photographs.]U.K.

9/10.Use the units of quantity and/or net mass in accordance with those contained in Annex VII to Regulation (EC) No 865/2006.U.K.

11.Enter the number of the CITES Appendix (I, II or III) in which the species is listed at the date of issue of the permit/certificate.U.K.

12.Enter the letter of the Annex to Regulation (EC) No 338/97 (A, B or C) in which the species is listed at the date of issue of the permit/certificate.U.K.

13.Use one of the following codes to indicate the source:U.K.

W

Specimens taken from the wild

R

Specimens of animals reared in a controlled environment, taken as eggs or juveniles from the wild, where they would otherwise have had a very low probability of surviving to adulthood

D

Annex A animals bred in captivity for commercial purposes in operations included in the Register of the CITES Secretariat, in accordance with Resolution Conf. 12.10 (Rev. CoP15), and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

A

Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

C

Animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

F

Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof

I

Confiscated or seized specimens(3)

O

Pre-convention(3)

U

Source unknown (must be justified)

[F5X

Specimens taken in the marine environment not under the jurisdiction of any State]

14.Use one of the following codes to indicate the purpose for which the specimens are to be (re-)exported/imported:U.K.

B

Breeding in captivity or artificial propagation

E

Educational

G

Botanical gardens

H

Hunting trophies

L

Law enforcement/judicial/forensic

M

Medical (including bio-medical research)

N

Reintroduction or introduction into the wild

P

Personal

[F3Q

Travelling exhibitions (sample collection, circus, menagerie, plant exhibition, orchestra or museums exhibition that is used for commercial display for the public)]

S

Scientific

T

Commercial

Z

Zoos

15 to 17.The country of origin is the country where the specimens were taken from the wild, born and bred in captivity or artificially propagated. Where this is [F6outside Great Britain], boxes 16 and 17 must contain details of the relevant permit. F7...U.K.

18 to 20.The country of last re-export is, in the case of a re-export certificate, the re-exporting third country from which the specimens were imported before being re-exported from [F8Great Britain]. In the case of an import permit, it is the re-exporting third country from which the specimens are to be imported. Boxes 19 and 20 must contain details of the relevant re-export certificate.U.K.

21.The scientific name must be in accordance with the standard references for nomenclature referred to in Annex VIII to Regulation (EC) No 865/2006.U.K.

23 to 25.For official use only.U.K.

26.The importer/(re)exporter or his agent must, where appropriate, indicate the number of the bill of lading or air waybill.U.K.

27.To be completed by the customs office of introduction into [F9Great Britain] or that of (re-)export as appropriate. In the case of introduction, the original (form 1) must be returned to the management authority of the [F10United Kingdom] and the copy for the holder (form 2) to the importer In the case of (re-)export, the copy for return by customs to the issuing authority (form 3) must be returned to the management authority of the [F10United Kingdom] and the original (form 1) and the copy for the holder (form 2) to the (re-)exporter.U.K.

F1F2

F1F2

Instructions and explanationsU.K.

[F31.Full name and address of the actual (re-)exporter, not of an agent. In the case of a personal ownership certificate or of a musical instrument certificate, the full name and address of the legal owner. In the case of a musical instrument certificate, if the applicant is different from the legal owner, the full name and address of both the owner and of the applicant should be included in the form and a copy of a loan agreement between owner and applicant should be provided to the relevant permit issuing authority.]U.K.

2.Not applicable.U.K.

[F33.Full name and address of the actual importer, not of an agent. To be left blank in the case of a personal ownership certificate or of a musical instrument certificate.]U.K.

[F35.To be left blank in the case of a personal ownership certificate or of a musical instrument certificate.]U.K.

6.To be completed only on the application form in the case of live specimens of Annex A species other than captive bred or artificially propagated specimens.U.K.

[F38.Description must be as precise as possible and include a 3-letter code in accordance with Annex VII to Regulation (EC) No 865/2006 laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein. In the case of a musical instrument certificate, the description of the instrument should allow the competent authority to verify that the certificate corresponds to the specimen being imported or exported, and the description should include elements such as the manufacturer's name, the serial number or other means of identification such as photographs.]U.K.

9/10.Use the units of quantity and/or net mass in accordance with those contained in Annex VII to Regulation (EC) No 865/2006.U.K.

11.Enter the number of the CITES Appendix (I, II or III) in which the species is listed at the date of application for the permit/certificate.U.K.

12.Enter the letter of the Annex to Regulation (EC) No 338/97 (A, B or C) in which the species is listed at the date of application.U.K.

13.Use one of the following codes to indicate the source:U.K.

W

Specimens taken from the wild

R

Specimens of animals reared in a controlled environment, taken as eggs or juveniles from the wild, where they would otherwise have had a very low probability of surviving to adulthood

D

Annex A animals bred in captivity for commercial purposes in operations included in the Register of the CITES Secretariat, in accordance with Resolution Conf. 12.10 (Rev. CoP15), and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

A

Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

C

Animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

F

Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof

I

Confiscated or seized specimens(4)

O

Pre-convention(4)

U

Source unknown (must be justified)

[F5X

Specimens taken in the marine environment not under the jurisdiction of any State]

14.Use one of the following codes to indicate the purpose for which the specimens are to be (re-)exported/imported:U.K.

B

Breeding in captivity or artificial propagation

E

Educational

G

Botanical gardens

H

Hunting trophies

L

Law enforcement/judicial/forensic

M

Medical (including bio-medical research)

N

Reintroduction or introduction into the wild

P

Personal

[F3Q

Travelling exhibitions (sample collection, circus, menagerie, plant exhibition, orchestra or museums exhibition that is used for commercial display for the public)]

S

Scientific

T

Commercial

Z

Zoos

Z

Zoos

15 to 17.The country of origin is the country where the specimens were taken form the wild, born and bred in captivity or artificially propagated. Where this is [F11outside Great Britain], boxes 16 and 17 must contain details of the relevant permit. F12...U.K.

Textual Amendments

18 to 20.The country of last re-export is, in the case of a re-export certificate, the re-exporting third country from which the specimens were imported before being re-exported from [F13Great Britain]. In the case of an import permit, it is the re-exporting third country from which the specimens are to be imported. Boxes 19 and 20 must contain details of the relevant re-export certificate.U.K.

Textual Amendments

21.The scientific name must be in accordance with the standard references for nomenclature referred to in Annex VIII to Regulation (EC) No 865/2006.U.K.

23.Provide as many details as possible and justify any omissions to the information required above.U.K.

ANNEX IIU.K.

F14F15

Textual Amendments

F15Words “GB Annex” substituted for words “EU Annex” in Annex 2 form, box number 12 (31.12.2020) by The Environment and Wildlife (Miscellaneous Amendments etc.) (EU Exit) Regulations 2020 (S.I. 2020/1395), regs. 1(2), 9(6)(a)(ii)

Instructions and explanationsU.K.

1.Enter full name and address of importer or authorised representative.U.K.

4.The country of origin is the country where the specimens were taken from the wild, born and bred in captivity or artificially propagated.U.K.

5.Only applies where the country from which the specimens are imported is not the country of origin.U.K.

6.Description must be as precise as possible.U.K.

9.The scientific name must be the name used in Annexes C or D to Regulation (EC) No 338/97.U.K.

10.Enter III for species listed in Appendix III to CITES.U.K.

12.Enter the letters (C or D) of the Annex to Regulation (EC) No 338/97 in which the species is listed.U.K.

13.The importer has to submit the signed original (form 1) and ‘copy for the importer’ (form 2), where appropriate together with CITES Appendix III documents from the (re-)exporting country to the customs office of introduction into [F16Great Britain] .U.K.

Textual Amendments

14.The customs office shall send the stamped original (form 1) to the management authority of his country and return the stamped ‘copy for the importer’ (form 2) to the importer or his authorised representative.U.K.

F14

Instructions and explanationsU.K.

1.Enter full name and address of importer or authorised representative.U.K.

4.The country of origin is the country where the specimens were taken from the wild, born and bred in captivity or artificially propagated.U.K.

5.Only applies where the country from which the specimens are imported is not the country of origin.U.K.

6.Description must be as precise as possible.U.K.

9.The scientific name must be the name used in Annexes C or D to Regulation (EC) No 338/97.U.K.

10.Enter III for species listed in Appendix III to CITES.U.K.

12.Enter the letters (C or D) of the Annex to Regulation (EC) No 338/97 in which the species is listed.U.K.

13.The importer has to submit the signed original (form 1) and ‘copy for the importer’ (form 2), where appropriate together with CITES Appendix III documents from the (re-)exporting country to the customs office of introduction into [F16Great Britain].U.K.

14.The customs office shall send the stamped original (form 1) to the management authority of his country and return the stamped ‘copy for the importer’ (form 2) to the importer or his authorised representative.U.K.

ANNEX IIIU.K.

F17F18F19

Textual Amendments

F17Words “European Union” in Annex 3 form heading omitted (31.12.2020) by virtue of The Environment and Wildlife (Miscellaneous Amendments etc.) (EU Exit) Regulations 2020 (S.I. 2020/1395), regs. 1(2), 9(7)(a)(i)

F18Words “GB Annex” substituted for words “EU Annex” in Annex 3 form, box number 13 (31.12.2020) by The Environment and Wildlife (Miscellaneous Amendments etc.) (EU Exit) Regulations 2020 (S.I. 2020/1395), regs. 1(2), 9(7)(a)(ii)

F19Words “Great Britain” substituted for words “a Member State of the Union” in Annex 3 form, box number 18 (31.12.2020) by The Environment and Wildlife (Miscellaneous Amendments etc.) (EU Exit) Regulations 2020 (S.I. 2020/1395), regs. 1(2), 9(7)(a)(iii)

Instructions and explanationsU.K.

1.A unique number should be generated by the issuing management authority for the certificate.U.K.

2.The date of expiry of the document may not be more than three years after the date of issuance. Where the travelling exhibition originates from [F20outside Great Britain] the expiry date shall be no later than that indicated on the equivalent certificate from that country.U.K.

Textual Amendments

3.Complete the full name, permanent address and country of the owner of the specimen covered by the certificate. Absence of the signature of the owner renders the certificate invalid.U.K.

4.The name, address and country of the issuing management authority should already be pre-printed on the form.U.K.

5.This block has been pre-printed to indicate the validity of the certificate for multiple cross-border movements of the specimen with its exhibition for exhibition purposes only, allowing the specimens to be displayed to the public in accordance with Article 8(3) of Regulation (EC) No 338/97 and to clarify that the certificate is not to be collected but is to remain with the specimen/owner. This block also can be used to justify the omission of certain information.U.K.

6.This block has been pre-printed to indicate that cross-border movement is permitted to any country accepting this certificate as a matter of national law.U.K.

7.This block has been pre-printed with the code Q for circuses and travelling exhibitions.U.K.

8.Where appropriate, indicate the number of the security stamp affixed in block 19.U.K.

9.The scientific name must be in accordance with the standard references for nomenclature referred to in Annex VIII to Regulation (EC) No 865/2006 laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein.U.K.

10.Describe, as precisely as possible, the specimen covered by the certificate, including identifying marks (tags, rings, unique markings, etc.) sufficient to permit the authorities of the country into which the exhibition enters to verify that the certificate corresponds to the specimen covered. The sex and age, at the time of the issuance of the certificate, should be recorded, where possible.U.K.

11.Indicate the total number of specimens. In the case of live animals it should normally be one. If more than one specimen, state ‘see attached inventory’.U.K.

12.Enter the number of the Appendix to the Convention (I, II or III) in which the species is listed at the time of issuance of the certificate.U.K.

13.Enter the letter of the Annex to Regulation (EC) No 338/97 (A, B or C) in which the species is listed at the time of issuance of the certificate.U.K.

14.Use the codes below to indicate the source. This certificate may not be used for specimens with source code W, R, F or U unless they were acquired in, or were introduced into, [F21a Member State] before the provisions relating to species listed in Appendices I, II or III to the Convention or Annex C to Regulation (EEC) No 3626/82 or Annexes A, B and C to Regulation (EC) No 338/97 [F22(pre-exit)] became applicable to them [F23, were acquired in, or were introduced into, the United Kingdom before IP completion day] and the code O is also used.U.K.

W

Specimens taken from the wild

R

Specimens of animals reared in a controlled environment, taken as eggs or juveniles from the wild, where they would otherwise have had a very low probability of surviving to adulthood

A

Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

C

Animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

F

Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof

U

Source unknown (must be justified)

O

Pre-Convention (may be used in conjunction with any other code).

[F5X

Specimens taken in the marine environment not under the jurisdiction of any State]

Textual Amendments

15/16.The country of origin is the country where the specimens were taken from the wild, born and bred in captivity or artificially propagated. Where this is [F24outside Great Britain], box 16 must contain details of the relevant permit. F25...U.K.

Textual Amendments

17.This block must contain the exhibition registration number.U.K.

18.Enter the date of acquisition only for specimens which were acquired in or were introduced into, [F26a Member State] before the provisions relating to species listed in Appendices I, II or III to the Convention or Annex C to Regulation (EEC) No 3626/82 or Annexes A, B and C to Regulation (EC) No 338/97 [F27(pre-exit)] applied to them [F28and were acquired in, or were introduced into, the United Kingdom before IP completion day].U.K.

Textual Amendments

19.To be completed by the official who issues the certificate. A certificate may only be issued by the management authority of the country where an exhibition is based and only when the owner of the exhibition has registered full details of the specimen with that management authority. In the case of an exhibition originating [F29outside Great Britain], a certificate may only be issued by the management authority of the country of first destination. The name of the issuing official must be written in full. The seal, signature and, where appropriate, security stamp number, should be clearly legible.U.K.

Textual Amendments

20.This block may be used to refer to national legislation or additional special conditions placed on the cross-border movement by the issuing management authority.U.K.

21.This block has been pre-printed to refer to the attached continuation sheet, which should indicate all cross-border movements.U.K.

Subject to point 5, upon expiration, this document must be returned to the issuing management authority.

The holder or his authorised representative shall surrender the original of this certificate (form 1) — and, where applicable, the travelling exhibition certificate issued [F30outside Great Britain] — for verification purposes and submit the accompanying continuation sheet or (where the certificate is issued on the basis of an equivalent certificate [F30issued outside Great Britain]) the two continuation sheets and copies thereof to a customs office designated in accordance with Article 12(1) of Regulation (EC) No 338/97. The customs office shall, after completing the continuation sheet or sheets, return the original of this certificate (form 1), the original certificate issued [F31outside Great Britain] (where applicable) — and the continuation sheet or sheets — to the holder or to his authorised representative and forward an endorsed copy of the continuation sheet of the certificate issued by [F31Great Britain’s] management authority to the relevant management authority in accordance with Article 45 of Regulation (EC) No 865/2006.

Textual Amendments

F17F18F19

F17F18F19

Instructions and explanationsU.K.

3.Complete the full name, permanent address and country of the owner of the specimen covered by the certificate (not of an agent). Absence of the signature of the owner renders the certificate invalid.U.K.

8.Where appropriate, indicate the number of the security stamp affixed in block 19.U.K.

9.The scientific name must be in accordance with the standard references for nomenclature referred to in Annex VIII to Regulation (EC) No 865/2006 laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein.U.K.

10.Describe, as precisely as possible, the specimen covered by the certificate, including identifying marks (tags, rings, unique markings, etc.) sufficient to permit the authorities of the country into which the exhibition enters to verify that the certificate corresponds to the specimen covered. The sex and age, at the time of the issuance of the certificate, should be recorded, where possible.U.K.

11.Indicate the total number of specimens. In the case of live animals it should normally be one. If more than one specimen, state ‘see attached inventory’.U.K.

12.Enter the number of the Appendix to the Convention (I, II or III) in which the species is listed at the time of application.U.K.

13.Enter the letter of the Annex to Regulation (EC) No 338/97 (A, B or C) in which the species is listed at the time of application.U.K.

14.Use the codes below to indicate the source. This certificate may not be used for specimens with source code W, R, F or U unless they were acquired in, or were introduced into, [F32Great Britain] before the provisions relating to species listed in Appendices I, II or III to the Convention or Annex C to Regulation (EEC) No 3626/82 or Annexes A, B and C to Regulation (EC) No 338/97 became applicable to them and the code O is also used.U.K.

W

Specimens taken from the wild

R

Specimens of animals reared in a controlled environment, taken as eggs or juveniles from the wild, where they would otherwise have had a very low probability of surviving to adulthood

A

Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

C

Animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

F

Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof

U

Source unknown (must be justified)

O

Pre-Convention (may be used in conjunction with any other code)F33...

[F5X

Specimens taken in the marine environment not under the jurisdiction of any State]

Textual Amendments

Textual Amendments

15/16.The country of origin is the country where the specimens were taken from the wild, born and bred in captivity, or artificially propagated. Where this is [F34outside Great Britain], box 16 must contain details of the relevant permit. F35...U.K.

Textual Amendments

17.This block must contain the exhibition registration number.U.K.

18.Enter the date of acquisition only for specimens which were acquired in, or were introduced into, [F36Great Britain] before the provisions relating to species listed in Appendices I, II or III to the Convention or Annex C to Regulation (EEC) No 3626/82 or Annexes A, B and C to Regulation (EC) No 338/97 applied to them.U.K.

Textual Amendments

19.Provide as many details as possible and justify any omissions to the information required above.U.K.

ANNEX IVU.K.

F37

Textual Amendments

F37Words “European Union” in Annex 4 form heading omitted (31.12.2020) by virtue of The Environment and Wildlife (Miscellaneous Amendments etc.) (EU Exit) Regulations 2020 (S.I. 2020/1395), regs. 1(2), 9(8)

ANNEX VU.K.

F38F39F40F41F42F43F44F45F46F47F48F49

Textual Amendments

F38Words “European Union” in Annex 5 form heading omitted (31.12.2020) by virtue of The Environment and Wildlife (Miscellaneous Amendments etc.) (EU Exit) Regulations 2020 (S.I. 2020/1395), regs. 1(2), 9(9)(a)(i)

F39Words “Great Britain” substituted for words “the European Union” in Annex 5 form (31.12.2020) by The Environment and Wildlife (Miscellaneous Amendments etc.) (EU Exit) Regulations 2020 (S.I. 2020/1395), regs. 1(2), 9(9)(a)(ii)

F40Words “GB Annex” substituted for words “EU Annex” in Annex 5 form, box number 8 (31.12.2020) by The Environment and Wildlife (Miscellaneous Amendments etc.) (EU Exit) Regulations 2020 (S.I. 2020/1395), regs. 1(2), 9(9)(a)(iii)

F41Word “Country” substituted for words “Member State” in Annex 5 form, box number 13 (31.12.2020) by The Environment and Wildlife (Miscellaneous Amendments etc.) (EU Exit) Regulations 2020 (S.I. 2020/1395), regs. 1(2), 9(9)(a)(iv)

F42Words “United Kingdom” substituted for words “issuing Member State” in Annex 5 form, box number 18, tick boxes a) and b) (31.12.2020) by The Environment and Wildlife (Miscellaneous Amendments etc.) (EU Exit) Regulations 2020 (S.I. 2020/1395), regs. 1(2), 9(9)(a)(v)(aa)

F43Words “a member State” substituted for words “the Union” in Annex 5 form, box number 18, tick box d) (31.12.2020) by The Environment and Wildlife (Miscellaneous Amendments etc.) (EU Exit) Regulations 2020 (S.I. 2020/1395), regs. 1(2), 9(9)(a)(v)(bb)

F44Words “as it had effect immediately before IP completion day” in Annex 5 form, box number 18, tick box d) inserted (31.12.2020) by The Environment and Wildlife (Miscellaneous Amendments etc.) (EU Exit) Regulations 2020 (S.I. 2020/1395), regs. 1(2), 9(9)(a)(v)(bb)

F45Words “a member State” substituted for words “the Union” in Annex 5 form, box number 18, tick box e) (31.12.2020) by The Environment and Wildlife (Miscellaneous Amendments etc.) (EU Exit) Regulations 2020 (S.I. 2020/1395), regs. 1(2), 9(9)(a)(v)(cc)

F46Words “a member State” substituted for words “the Union” in Annex 5 form, box number 18, tick box f) (31.12.2020) by The Environment and Wildlife (Miscellaneous Amendments etc.) (EU Exit) Regulations 2020 (S.I. 2020/1395), regs. 1(2), 9(9)(a)(v)(dd)

F47Words “United Kingdom” substituted for words “issuing Member State” in Annex 5 form, tick box g) (31.12.2020) by The Environment and Wildlife (Miscellaneous Amendments etc.) (EU Exit) Regulations 2020 (S.I. 2020/1395), regs. 1(2), 9(9)(a)(v)(ee)

F48Words “(as it had effect immediately before IP completion day)” in Annex 5 form, tick box g) inserted (31.12.2020) by The Environment and Wildlife (Miscellaneous Amendments etc.) (EU Exit) Regulations 2020 (S.I. 2020/1395), regs. 1(2), 9(9)(a)(v)(ee)

F49Words “Great Britain” substituted for words “the Union” in Annex 5 form box 19 tick box e) (31.12.2020) by The Environment and Wildlife (Miscellaneous Amendments etc.) (EU Exit) Regulations 2020 (S.I. 2020/1395), regs. 1(2), 9(9)(a)(vi)

Instructions and explanationsU.K.

1.Full name and address of the holder of the certificate, not of an agent.U.K.

2.Only to be completed in case the import permit for the specimens concerned prescribes the location at which they are to be kept, or where specimens that were taken from the wild in [F50Great Britain] shall be required to be kept at an authorised address.U.K.

Any movement, except for urgent veterinary treatment and provided the specimens are returned directly to their authorised location, from the location indicated shall then be subject to prior authorisation from the competent management authority (see box 19).

Textual Amendments

4.Description must be as precise as possible and include a three-letter code in accordance with Annex VII to Regulation (EC) No 865/2006 laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein.U.K.

5/6.Use the units of quantity and/or net mass in accordance with those contained in Annex VII to Regulation (EC) No 865/2006.U.K.

7.Enter the number of the CITES Appendix (I, II or III) in which the species is listed at the date of issue of the certificate.U.K.

8.Enter the letter of the Annex to Regulation (EC) No 338/97 (A, B or C) in which the species is listed at the date of issue of the certificate.U.K.

9.Use one of the following codes to indicate the source:U.K.

W

Specimens taken from the wild

R

Specimens of animals reared in a controlled environment, taken as eggs or juveniles from the wild, where they would otherwise have had a very low probability of surviving to adulthood

D

Annex A animals bred in captivity for commercial purposes in operations included in the Register of the CITES Secretariat, in accordance with Resolution Conf. 12.10 (Rev. CoP15), and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

A

Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

C

Animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

F

Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof

I

Confiscated or seized specimens(5)

O

Pre-convention(5)

U

Source unknown (must be justified)

[F5X

Specimens taken in the marine environment not under the jurisdiction of any State]

10 to 12.The country of origin is the country where the specimens were taken form the wild, born and bred in captivity, or artificially propagated.U.K.

13 to 15.The [F51country] of import is, where applicable, the [F51country] having issued the import permit for the specimens concerned.U.K.

Textual Amendments

16.The scientific name must be in accordance with the standard references for nomenclature referred to in Annex VIII to Regulation (EC) No 865/2006.U.K.

F38F39F40F41F42F43F44F45F46F47F48F49F38F39F40F41F42F43F44F45F46F47F48F49

Instructions and explanationsU.K.

1.Full name and address of the applicant for the certificate, not of an agent.U.K.

2.To be completed only on the application form in the case of live specimens of Annex A species other than captive bred or artificially propagated specimens.U.K.

4.Description must be as precise as possible and include a three-letter code in accordance with Annex VII to Regulation (EC) No 865/2006 laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein.U.K.

5/6.Use the units of quantity and/or net mass in accordance with those contained in Annex VII to Regulation (EC) No 865/2006.U.K.

7.Enter the number of the CITES Appendix (I, II or III) in which the species is listed at the date of application.U.K.

8.Enter the letter of the Annex to Regulation (EC) No 338/97 (A, B or C) in which the species is listed at the date application.U.K.

9.Use one of the following codes to indicate the source:U.K.

W

Specimens taken from the wild

R

Specimens of animals reared in a controlled environment, taken as eggs or juveniles from the wild, where they would otherwise have had a very low probability of surviving to adulthood

D

Annex A animals bred in captivity for commercial purposes in operations included in the Register of the CITES Secretariat, in accordance with Resolution Conf. 12.10 (Rev. CoP15), and Annex A plants artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

A

Annex A plants artificially propagated for non-commercial purposes and Annexes B and C plants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

C

Animals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof

F

Animals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof

I

Confiscated or seized specimens(6)

O

Pre-convention(6)

U

Source unknown (must be justified)

[F5X

Specimens taken in the marine environment not under the jurisdiction of any State]

10 to 12.The country of origin is the country where the specimens were taken from the wild, born and bred in captivity, or artificially propagated.U.K.

13 to 15.The [F52country] of import is, where applicable, the [F52country] having issued the import permit for the specimens concerned.U.K.

Textual Amendments

16.The scientific name must be in accordance with the standard references for nomenclature referred to in Annex VIII to Regulation (EC) No 865/2006.U.K.

18.Provide as many details as possible and justify any omissions to the information required above.U.K.

ANNEX VIU.K.

(1)

To be used only in conjunction with another source code.

(2)

To be used only in conjunction with another source code.

(3)

To be used only in conjunction with another source code.

(4)

To be used only in conjunction with another source code.

(5)

To be used only in conjunction with another source code.

(6)

To be used only in conjunction with another source code.