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Commission Delegated Regulation (EU) No 150/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards specifying the details of the application for registration as a trade repository (Text with EEA relevance)
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There are currently no known outstanding effects for the Commission Delegated Regulation (EU) No 150/2013,
Article 11
.
EUR 2013 No. 150 may be subject to amendment by EU Exit Instruments made by the Financial Conduct Authority under powers set out in The Financial Regulators' Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 (S.I. 2018/1115), regs. 2, 3, Sch. Pt. 1. These amendments are not currently available on legislation.gov.uk. Details of relevant amending instruments can be found on their website/s.
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An application for registration as a trade repository shall contain the following information about the applicant's staff:
a general list of the staff directly employed by the trade repository, including their role and qualifications per role;
a specific description of the information technology staff directly employed to provide trade repository services, together with the role and the qualifications of each individual;
a description of the roles and qualifications of each individual who is responsible for internal audit, internal controls, compliance and risk assessment;
the identity of the dedicated staff members and those members of the staff that are operating under an outsourcing arrangement;
details of the training on the applicant's policies and procedures as well as the trade repository business, including any examination or other type of formal assessment required for staff regarding the conduct of trade repository activities.
The description referred to in point (b) shall include written evidence of the academic diploma and experience in information technology of at least one senior staff member responsible for IT matters.;]
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