ANNEX I
Account type name | Account holder | Account Administrator | No. of accounts of this type | Non-Kyoto units | Kyoto units | ||||||
---|---|---|---|---|---|---|---|---|---|---|---|
Allowances | AEAs | AAU | CER | ERU | lCER/tCER | RMU/ERU from RMU | |||||
General allowances | Aviation allowances | ||||||||||
I. ETS management accounts in the Union Registry | |||||||||||
EU Total Quantity Account | EU | central administrator | 1 | Yes | No | No | No | No | No | No | No |
EU Aviation Total Quantity Account | EU | central administrator | 1 | No | Yes | No | No | No | No | No | No |
EU Auction Account | EU | central administrator | 1 | Yes | No | No | No | No | No | No | No |
EU Allocation Account | EU | central administrator | 1 | Yes | No | No | No | No | No | No | No |
EU New Entrant Reserve Account | EU | central administrator | 1 | Yes | No | No | No | No | No | No | No |
EU Aviation Auction Account | EU | central administrator | 1 | No | Yes | No | No | No | No | No | No |
EU Special Reserve Account | EU | central administrator | 1 | No | Yes | No | No | No | No | No | No |
EU Aviation Allocation Account | EU | central administrator | 1 | No | Yes | No | No | No | No | No | No |
Union Deletion Account | EU | central administrator | 1 | Yes | Yes | No | No | No | No | No | No |
Auction Delivery Account | Auctioneer, Auction platform, Clearing System or Settlement System | national administrator that has opened the account | one or more for each auction platform | Yes | Yes | No | No | No | No | No | No |
EU International Credit Account | EU | central administrator | 2 | No | No | No | No | Yes23 | Yes23 | No | No |
EU Credit Exchange Account | EU | central administrator | 2 | Yes | Yes | No | No | No | No | No | No |
II. ETS holding accounts in the Union Registry | |||||||||||
Operator holding account | Operator | national administrator of the Member State where installation is located | one for each installation | Yes | No | No | No | Yes23 | Yes23 | No | No |
Aircraft operator holding account | Aircraft operator | national administrator of the Member State administering the aircraft operator | one for each aircraft operator | Yes | Yes | No | No | Yes23 | Yes23 | No | No |
Person holding account | Person | national administrator or central administrator that has opened the account | as approved | Yes | Yes | No | No | Yes23 | Yes23 | No | No |
National holding account | Member State | national administrator of the Member State holding the account | one or more for each Member State | Yes | Yes | No | No | Yes23 | Yes23 | No | No |
III. ETS trading accounts in the Union Registry | |||||||||||
Trading account | Person | national administrator or central administrator that has opened the account | as approved | Yes | Yes | No | No | Yes23 | Yes23 | No | No |
IV. Other ETS accounts in the Union Registry | |||||||||||
External trading platform account | External trading platform | national administrator that has opened the account | one per Member State for each external trading platform | This account type does not hold any unit. | |||||||
Verifier account | Verifier | national administrator that has opened the account | one per Member State for each verifier | This account type does not hold any unit. | |||||||
National administrative platform account | Member State | central administrator | maximum one for each Member State | This account type does not hold any unit. | |||||||
V. KP accounts in the consolidated system of European registries | |||||||||||
Party holding Account | party to the Kyoto Protocol | KP registry administrator (in the Union Registry: the central administrator) | at least 1 | No | No | No | Yes | Yes | Yes | Yes | Yes |
Cancellation Account | 1 | No | No | No | Yes | Yes | Yes | Yes | Yes | ||
Retirement Account | 1 | No | No | No | Yes | Yes | Yes | Yes | Yes | ||
ETS AAU Deposit Account | 1 | No | No | No | Yes | No | No | No | No | ||
tCER Replacement Account | EU | central administrator | 1 | No | No | No | Yes | Yes | Yes | Yes | Yes |
lCER Replacement Account | EU | central administrator | 1 | No | No | No | Yes | Yes | Yes | Yes | Yes |
Person holding account24 | Person | national administrator or central administrator that has opened the account | 1 | No | No | No | by MS22 | by MS22 | by MS22 | by MS22 | by MS22 |
VI. Accounts for the purpose of accounting transactions under Title 4 | |||||||||||
EU AEA Total Quantity Account | EU | central admininistrator | 1 | No | No | Yes | No | No | No | No | No |
ESD Deletion Account | EU | central admininistrator | 1 | No | No | Yes | No | No | No | No | No |
ESD Compliance Account | Member State | central administrator | 1 for each of the 8 compliance years for each Member State | No | No | Yes | No | Yes | Yes | Yes | No |
The MS national administrator can decide whether the account type may hold this type of unit. | |||||||||||
Excluding units which are not eligible for use pursuant to Articles 11a and 11b of Directive 2003/87/EC, Article 58 of this Regulation and measures adopted pursuant to Article 11a(9) of Directive 2003/87/EC. | |||||||||||
KP operator holding accounts existing in national KP registries before the consolidation referred to in Article 8(4) can hold the same unit types. |
ANNEX IITerms and conditions (Article 11)
Payment of fees
1.
The terms and conditions regarding any registry fees for establishing and maintaining accounts.
Modification of core terms and conditions
2.
Modification of the core terms to reflect changes to this Regulation or changes to domestic legislation.
Dispute resolution
3.
Provisions relating to disputes between account holders and choice of court for national administrator.
Responsibility and liability
4.
The limitation of liability for the national administrator.
5.
The limitation of liability for the account holder.
ANNEX IIIInformation to be submitted with requests for opening an account (Articles 13, 14 and 19)
1.The information set out in Table III-I.
Table III-I | ||||||
Account details for all accounts | ||||||
A | B | C | D | E | F | |
---|---|---|---|---|---|---|
Item No. | Account detail item | Mandatory or Optional? | Type | Can be updated? | Update requires the approval of the administrator? | Displayed on the EUTL public website? |
1 | Account ID (given by Union Registry) | M | Preset | No | n.a. | No |
2 | Account type | M | Choice | No | n.a. | Yes |
3 | Commitment period | M | Choice | No | n.a. | Yes |
4 | Account holder ID (given by Union Registry) | M | Free | Yes | Yes | No |
5 | Account holder name | M | Free | Yes | Yes | Yes |
6 | Account identifier (given by account holder) | M | Free | Yes | No | No |
7 | Account holder's address – country | M | Choice | Yes | Yes | Yes |
8 | Account holder's address - region or state | O | Free | Yes | Yes | Yes |
9 | Account holder's address – city | M | Free | Yes | Yes | Yes |
10 | Account holder's address – postcode | M | Free | Yes | Yes | Yes |
11 | Account holder's address – line 1 | M | Free | Yes | Yes | Yes |
12 | Account holder's address – line 2 | O | Free | Yes | Yes | Yes |
13 | Account holder's company registration number | M | Free | Yes | Yes | Yes |
14 | Account holder's telephone 1 | M | Free | Yes | No | No |
15 | Account holder's telephone 2 | M | Free | Yes | No | No |
16 | Account holder's email address | M | Free | Yes | No | No |
17 | Date of birth (for natural persons) | M for natural persons | Free | No | n.a. | No |
18 | Place of birth – city (for natural persons) | M for natural persons | Free | No | n.a. | No |
19 | Place of birth - country | O | Free | No | n.a. | No |
20 | Type of document supporting identity (for natural persons) | M | Choice | Yes | Yes | No |
21 | Identity document number (for natural persons) | M | Free | Yes | Yes | No |
22 | Identity document expiry date | O | Free | Yes | Yes | No |
23 | VAT registration number with country code | M where assigned | Free | Yes | Yes | No |
24 | Account opening date | M | Preset | No | n.a. | Yes |
25 | Account closing date | O | Preset | Yes | Yes | Yes |
2.
The account identifier shall be unique within the registry system.
ANNEX IVInformation to be provided for opening an auction delivery account, a person holding account, a trading accounts or an external trading platform accounts (Articles 15, 18 and 20)
1.
The information set out in Table III-I of Annex III. (The account ID and the alphanumeric identifier are unique within the registry system.)
2.
Proof that the person requesting the account opening has an open bank account in a Member State of the European Economic Area.
3.Evidence to support the identity of the natural person requesting the account opening, which may be a copy of one of the following:
- (a)
an identity card issued by a State that is a member of the European Economic Area or the Organisation for Economic Cooperation and Development;
- (b)
a passport.
4.Evidence to support the address of the permanent residence of the natural person account holder, which may be a copy of one of the following:
- (a)
the identity document submitted under point 3, if it contains the address of the permanent residence;
- (b)
any other government-issued identity document that contains the address of permanent residence;
- (c)
if the country of permanent residence does not issue identity documents that contain the address of permanent residence, a statement from the local authorities confirming the nominee's permanent residence;
- (d)
any other document that is customarily accepted in the Member State of the administrator of the account as evidence of the permanent residence of the nominee.
5.The following documents in case of a legal person requesting the account opening:
- (a)
a copy of the instruments establishing the legal entity and a copy of a document proving the registration of the legal entity;
- (b)
bank account details;
- (c)
a confirmation of VAT registration;
- (d)
information on the legal entity's beneficial owner as defined in Directive 2005/60/EC including the type of ownership or control they are exercising;
- (e)
list of directors;
- (f)
a copy of the annual report or of the latest audited financial statements, or if no audited financial statements available, a copy of the financial statements stamped by the tax office or the financial director.
6.
Evidence to support the registered address of the legal person account holder, if this is not clear from the document submitted in accordance with point 5.
7.
The criminal record of the natural person requesting the account opening or if it is a legal person, of its directors.
8.
Any copy of a document submitted as evidence under this annex must be certified as a true copy by a notary public or other similar person specified by the national administrator. Regarding documents issued outside the Member State requesting a copy, the copy must be legalised. The date of the certification or legalisation must not be more than three months prior to the date of application.
9.
The administrator of the account may require that the documents submitted are accompanied with a certified translation into a language specified by the administrator.
10.
Instead of obtaining paper documents, the administrator of the account may use electronic mechanisms to check the evidence to be submitted in accordance with this Annex.
ANNEX VAdditional information to be provided for opening a verifier account (Article 21)
1.
A document proving that the person requesting the account opening is accredited as a verifier in accordance with Article 15 of Directive 2003/87/EC.
ANNEX VIInformation to be provided for opening an operator holding account (Article 16)
1.
The information set out in Table III-I of Annex III.
2.
Under the data provided in accordance with Table III-I of Annex III, the operator of the installation shall be named the account holder. The name provided for the account holder should be identical to name of the natural or legal person that is the holder of the relevant greenhouse gas permit.
3.The information set out in Table VI-I and VI-II of this Annex.
Table VI-I | ||||||
Account details for operator holding accounts | ||||||
A | B | C | D | E | F | |
---|---|---|---|---|---|---|
Item No. | Account detail item | Mandatory or Optional? | Type | Can be updated? | Update requires the approval of the administrator? | Displayed on the EUTL public website? |
1 | Installation ID | M | Preset | No | — | Yes |
2 | Permit ID | M | Free | Yes | Yes | Yes |
3 | Permit entry into force date | M | Free | No | — | Yes |
4 | Permit expiry date | O | Free | Yes | Yes | Yes |
5 | Installation name | M | Free | Yes | Yes | Yes |
6 | Installation activity type | M | Choice | Yes | Yes | Yes |
7 | Installation address – country | M | Preset | Yes | Yes | Yes |
8 | Installation address - region or state | O | Free | Yes | Yes | Yes |
9 | Installation address – city | M | Free | Yes | Yes | Yes |
10 | Installation address – postcode | M | Free | Yes | Yes | Yes |
11 | Installation address – line 1 | M | Free | Yes | Yes | Yes |
12 | Installation address – line 2 | O | Free | Yes | Yes | Yes |
13 | Installation telephone 1 | M | Free | Yes | No | No |
14 | Installation telephone 2 | M | Free | Yes | No | No |
15 | Installation email address | M | Free | Yes | No | No |
16 | Parent company | O | Free | Yes | No | Yes |
17 | Subsidiary company | O | Free | Yes | No | Yes |
18 | EPRTR identification number | M where assigned | Free | Yes | No | Yes |
19 | Latitude | O | Free | Yes | No | Yes |
20 | Longitude | O | Free | Yes | No | Yes |
Table VI-II | ||||||
Details of the installation contact person | ||||||
A | B | C | D | E | F | |
---|---|---|---|---|---|---|
Item No. | Account detail item | Mandatory or Optional? | Type | Can be updated? | Update requires the approval of the administrator? | Displayed on the EUTL public website? |
1 | Verifier | O | Choice | Yes | No | No |
Company name | O | Free | Yes | No | No | |
Company department | O | Free | Yes | No | No | |
2 | Contact person within Member State first name | O | Free | Yes | No | No |
3 | Contact person within Member State last name | O | Free | Yes | No | No |
4 | Contact person address – country | O | Preset | Yes | No | No |
5 | Contact person address - region or state | O | Free | Yes | No | No |
6 | Contact person address – city | O | Free | Yes | No | No |
7 | Contact person address – postcode | O | Free | Yes | No | No |
8 | Contact person address – line 1 | O | Free | Yes | No | No |
9 | Contact person address – line 2 | O | Free | Yes | No | No |
10 | Contact person telephone 1 | O | Free | Yes | No | No |
11 | Contact person telephone 2 | O | Free | Yes | No | No |
12 | Contact person email address | O | Free | Yes | No | No |
ANNEX VIIInformation to be provided for opening an aircraft operator holding account (Article 17)
1.
The information set out in Table III-I of Annex III and VII-I of Annex VII.
2.Under the data provided in accordance with Table III-I, the aircraft operator shall be named as the account holder. The name recorded for the account holder shall be identical to the name in the Monitoring Plan. In case the name in the Monitoring Plan is obsolete, the name in the trading registry or the name used by Eurocontrol shall be used.
Table VII-I | ||||||
Account details for aircraft operator holding accounts | ||||||
A | B | C | D | E | F | |
---|---|---|---|---|---|---|
Item No. | Account detail item | Mandatory or Optional? | Type | Can be updated? | Update requires the approval of the administrator? | Displayed on the EUTL public website? |
1 | Aircraft operator ID (assigned by Union Registry) | M | Free | No | — | Yes |
2 | Unique code under Commission Regulation 748/2009 | M | Free | Yes | Yes | Yes |
3 | Call sign (ICAO designator) | O | Free | Yes | Yes | Yes |
4 | Monitoring plan ID | M | Free | Yes | Yes | Yes |
5 | Monitoring plan – first year of applicability | M | Free | No | — | Yes |
6 | Monitoring plan – year of expiry | O | Free | Yes | Yes | Yes |
3.
The call sign is International Civil Aviation Organisation (ICAO) designator in box 7 of the flight plan or, if not available, the registration marking of the aircraft.
ANNEX VIIIInformation concerning authorised representatives and additional authorised representatives to be provided to the administrator of the account (Article 24)
1.The information set out in Table VIII-I of Annex VIII.
Table VIII-I | ||||||
Authorised representative details | ||||||
A | B | C | D | E | F | |
---|---|---|---|---|---|---|
Item No. | Account detail item | Mandatory or Optional? | Type | Can be updated? | Update requires the approval of the administrator? | Displayed on the EUTL public website? |
1 | Person ID | M | Free | No | n.a. | No |
2 | Type of account representative | M | Choice | Yes | No | No |
3 | First name | M | Free | Yes | Yes | No |
4 | Last name | M | Free | Yes | Yes | No |
5 | Title | O | Free | Yes | No | No |
6 | Job title | O | Free | Yes | No | No |
Company name | O | Free | Yes | No | No | |
Company department | O | Free | Yes | No | No | |
7 | Country | M | Preset | No | n.a. | No |
8 | Region or state | O | Free | Yes | Yes | No |
9 | City | M | Free | Yes | Yes | No |
10 | Postcode | M | Free | Yes | Yes | No |
11 | Address – line 1 | M | Free | Yes | Yes | No |
12 | Address – line 2 | O | Free | Yes | Yes | No |
13 | Telephone 1 | M | Free | Yes | No | No |
14 | Mobile phone | M | Free | Yes | Yes | No |
15 | E-mail address | M | Free | Yes | Yes | No |
16 | Date of birth | M | Free | No | n.a. | No |
17 | Place of birth – city | M | Free | No | n.a. | No |
18 | Place of birth – country | M | Free | No | n.a. | No |
19 | Type of document supporting identity | M | Choice | Yes | Yes | No |
20 | Identity document number | M | Free | Yes | Yes | No |
21 | Identity document expiry date | O | Free | Yes | Yes | No |
22 | Preferred language | O | Choice | Yes | No | No |
23 | Confidentiality level | O | Choice | Yes | No | No |
24 | Rights as additional account representative | M | Multiple Choice | Yes | Yes | No |
2.
A signed statement from the account holder indicating that it wishes to nominate a particular person as authorised representative or additional authorised representative, confirming that the authorised representative has the right to initiate or that additional authorised representative has the right to approve transactions on behalf of the account holder and indicating any limitations to that right.
3.Evidence to support the identity of the nominee, which may be a copy of one of the following:
- (a)
an identity card issued by a state that is a member of the European Economic Area or the Organisation for Economic Cooperation and Development;
- (b)
a passport.
4.Evidence to support the address of the permanent residence of the nominee, which may be a copy of one of the following:
- (a)
the identity document submitted under point 3., if it contains the address of the permanent residence;
- (b)
any other government-issued identity document that contains the address of permanent residence;
- (c)
if the country of permanent residence does not issue identity documents that contain the address of permanent residence, a statement from the local authorities confirming the nominee's permanent residence;
- (d)
any other document that is customarily accepted in the Member State of the administrator of the account as evidence of the permanent residence of the nominee;
5.
Criminal record of the nominee.
6.
Any copy of a document submitted as evidence under this annex must be certified as a true copy by a notary public or other similar person specified by the national administrator. Regarding documents issued outside the Member State requesting a copy, the copy must be legalised. The date of the certification or legalisation must not be more than three months prior to the date of application.
7.
The administrator of the account may require that the documents submitted are accompanied with a certified translation into a language specified by the national administrator.
8.
Instead of obtaining paper documents, the administrator of the account may use electronic mechanisms to check the evidence to be submitted in accordance with this Annex.
ANNEX IXFormats for submitting annual emissions data (Article 35)
1.Emissions data for operators shall contain the information set out in Table IX-I, having regard to the electronic format for submitting emissions data described in the data exchange and technical specifications provided for in Article 105.
Table IX-I | |||
Emissions data for operators | |||
1 | Installation ID or aircraft operator ID: | ||
2 | Reporting year | ||
Greenhouse Gas Emissions | |||
---|---|---|---|
in tons | in tons of CO2eq | ||
3 | CO2 emissions | ||
4 | N2O emissions | ||
5 | PFC emissions | ||
6 | Total emissions | — |
ANNEX XNational allocation table for the 2013-2020 period (Article 51)
Row No | Quantity of general allowances allocated free of charge | |||||||
---|---|---|---|---|---|---|---|---|
Pursuant to Art. 10a(7) of Directive 2003/87/EC | Pursuant to Art. 10c of Directive 2003/87/EC (transferrable) | Pursuant to another provision of Directive 2003/87/EC | Total | |||||
1 | Country code of Member State | Manual input | ||||||
2 | Installation ID | Manual input | ||||||
3 | Quantity to be allocated: | |||||||
4 | in year 2013 | Manual input | ||||||
5 | in year 2014 | Manual input | ||||||
6 | in year 2015 | Manual input | ||||||
7 | in year 2016 | Manual input | ||||||
8 | in year 2017 | Manual input | ||||||
9 | in year 2018 | Manual input | ||||||
10 | in year 2019 | Manual input | ||||||
11 | in year 2020 | Manual input |
Rows No 2 to 11 shall be repeated for each installation.
ANNEX XINational aviation allocation table for the 2013-2020 period (Article 54)
Row No | Quantity of aviation allowances allocated free of charge | ||||||
---|---|---|---|---|---|---|---|
Pursuant to Art. 3e of Directive 2003/87/EC | Pursuant to Art. 3f of Directive 2003/87/EC | In Total | |||||
1 | Country code of Member State | Manual input | |||||
2 | Aircraft operator ID | Manual input | |||||
3 | Quantity to be allocated | ||||||
4 | in year 2013 | Manual input | |||||
5 | in year 2014 | Manual input | |||||
6 | in year 2015 | Manual input | |||||
7 | in year 2016 | Manual input | |||||
8 | in year 2017 | Manual input | |||||
9 | in year 2018 | Manual input | |||||
10 | in year 2019 | Manual input | |||||
11 | in year 2020 | Manual input |
Rows No 2 to 11 shall be repeated for each aircraft operator.
ANNEX XIINational international credit entitlement table for the 2008-2020 period (Article 59)
Row No | International credit entitlement | |||||
---|---|---|---|---|---|---|
Pursuant to third subparagraph Article 11a(8) of Directive 2003/87/EC | Pursuant to another provision of Article 11a(8) of Directive 2003/87/EC | Total | ||||
1 | Country code of Member State | Manual input | ||||
2 | Installation ID | Manual input | ||||
3 | Initial international credit entitlement | Manual input | ||||
4 | Aircraft operator ID | Manual input | ||||
5 | Initial international credit entitlement | Manual input |
Rows 2 to 3 shall be repeated for each installation.
Rows 4 to 5 shall be repeated for each aircraft operator.
ANNEX XIII
Row No | Information on the auction platform | ||||
---|---|---|---|---|---|
1 | Identification code of the auction platform | ||||
2 | Identity of the auction monitor | ||||
3 | The Auction Delivery Account number | ||||
4 | Information on individual auctions of (general allowances / aviation allowances) | ||||
5 | Individual volume of the auction | Date and time of delivery to the Auction Delivery Account | Identity of the auctioneer(s) connected to each auction | Manual input | |
6 | Manual input | ||||
7 | Manual input | ||||
8 | Manual input | ||||
9 | Manual input | ||||
10 | Manual input | ||||
11 | Manual input | ||||
12 | Manual input | ||||
13 | Manual input | ||||
14 | Manual input | ||||
15 | Manual input | ||||
16 | Manual input | ||||
17 | Manual input | ||||
18 | Manual input | ||||
19 | Manual input |
ANNEX XIVReporting requirements of the central administrator (Article 109)
I.UNION REGISTRY INFORMATION RELATED TO THE UNION EMISSIONS TRADING SCHEME
Information available to the public
1.The EUTL shall display on the public website of the EUTL the following information for each account:
- (a)
all information indicated as to be ‘displayed on the EUTL public website’ in Tables III-I of Annex III, Table VI-I of Annex VI, and Table VII-I of Annex VII. This information shall be updated every 24 hours;
- (b)
allowances allocated to individual account holders pursuant to Article 43 and Article 44. This information shall be updated every 24 hours;
- (c)
the status of the account in accordance with Article 10(1). This information shall be updated every 24 hours;
- (d)
the number of allowances surrendered in accordance with Article 67.
- (e)
the verified emissions figure, along with its corrections for the installation related to the operator holding account for year X shall be displayed from 1 April onwards of year (X+1);
- (f)
a symbol and a statement indicating whether the installation or aircraft operator related to the operator holding account surrendered a number of allowances by 30 April that is at least equal to all its emissions in all past years. The symbols and the statements to be displayed are set out in Table XIV-I. The symbol shall be updated on 1 May and, except for the addition of a * in cases described under row 5 of Table XIV-I, it shall not change until the next 1 May.
Table XIV-I
Compliance statements
Row No.
Compliance status figure according to Article 34
Verified emissions are recorded for last complete year?
Symbol
Statement
to be displayed on the EUTL public website
1
0 or any positive number
Yes
A
The number of allowances surrendered by 30 April is greater than or equal to verified emissions
2
any negative number
Yes
B
The number of allowances surrendered by 30 April is lower than verified emissions
3
any number
No
C
Verified emissions for preceding year were not entered until 30 April
4
any number
No (because the allowance surrender process and/or verified emissions update process being suspended for the Member State's registry)
X
Entering verified emissions and/or surrendering was impossible until 30 April due to the allowance surrender process and/or verified emissions update process being suspended for the Member State's registry
5
any number
Yes or No (but subsequently updated by the competent authority)
* [added to the initial symbol]
Verified emissions were estimated or corrected by the competent authority.
2.The EUTL shall display on the public website of the EUTL the following general information, and shall update it every 24 hours:
- (a)
the national allocation table of each Member State, including indications of any changes made to the table in accordance with Article 52;
- (b)
the national aviation allocation table of each Member State, including indications of any changes made to the table in accordance with Article 55;
- (c)
the international credit entitlement table of each Member State;
- (d)
the total number of allowances, ERUs and CERs held in the Union Registry in all user accounts on the previous day;
- (e)
a listing of the types of Kyoto units other than CERs and ERUs that can be held in user accounts in KP registries administered by a particular national administrator in accordance with Annex I;
- (f)
up-to-date information regarding the eligibility of international credits pursuant to Articles 11a and 11b of Directive 2003/87/EC, Article 58 of this Regulation and any measure adopted pursuant to Article 11a(9) of Directive 2003/87/EC;
- (g)
the fees charged by national administrators in accordance with Article 111.
3.The EUTL shall display on its public website the following general information, on 30 April of each year:
- (a)
the sum of verified emissions by Member State entered for the preceding calendar year as a percentage of the sum of verified emissions of the year before that year;
- (b)
the percentage share belonging to accounts administered by a particular Member State in the number and volume of all allowance and Kyoto unit transfer transactions in the preceding calendar year;
- (c)
the percentage share belonging to accounts administered by a particular Member State in the number and volume of all allowance and Kyoto unit transfer transactions in the preceding calendar year between accounts administered by different Member States.
4.The EUTL shall display on the public website of the EUTL the following information about each completed transaction recorded by the EUTL by 30 April of a given year on 1 May three years later.
- (a)
account holder name and Account identifier of the transferring account;
- (b)
account holder name and Account identifier of the acquiring account;
- (c)
F2the amount of allowances or Kyoto units involved in the transaction, including the country code but without unique unit identification code of the allowances and the unique numeric value of the unit serial number of the Kyoto units;
- (d)
transaction identification code;
- (e)
date and time at which the transaction was completed (in Central European Time);
- (f)
type of the transaction.
F14a.On 1 May each year, the following information shall be published on agreements which are in force pursuant to Article 25 of Directive 2003/87/EC recorded by the EUTL by 30 April:
- (a)
holdings of allowances issued in the linked emissions trading system on all accounts in the Union Registry;
- (b)
number of allowances issued in the linked emissions trading system used for compliance in the EU ETS;
- (c)
sum of allowances issued in the linked emissions trading system that were transferred to accounts in the Union Registry in the preceding calendar year;
- (d)
sum of allowances that were transferred to accounts in the linked emissions trading system in the preceding calendar year.
Information available to account holders
5.The Union Registry shall display on the part of the Union Registry's website only accessible to the account holder the following information, and shall update it in real time:
- (a)
F2current holdings of allowances and Kyoto units, including the country code but without the unique unit identification code of the allowances and the unique numeric value of the unit serial number of the Kyoto units;
- (b)
list of proposed transactions initiated by that account holder, detailing for each proposed transaction
- (i)
the elements in point 4 of this Annex;
- (ii)
the date and time at which the transaction was proposed (in Central European Time);
- (iii)
the current status of that proposed transaction;
- (iv)
any response codes returned consequent to the checks made by the registry and the EUTL;
- (i)
- (c)
a list of allowances or Kyoto units acquired by that account as a result of completed transactions, detailing for each transaction the elements in point 4;
- (d)
list of allowances or Kyoto units transferred out of that account as a result of completed transactions, detailing for each transaction the elements in point 4 of this Annex.
Information available to national administrators
6.
The Union Registry shall display on the part of the Union Registry's website only accessible to national administrators: account holders and authorised representatives whose access to any account in the Union Registry was suspended by any national administrator in accordance with Article 34.
II.INFORMATION RELATED TO ACCOUNTING OF TRANSACTIONS UNDER DECISION No 406/2009/EC
Information available to the public
7.The central administrator shall make publicly available the following information for each account and update it within 24 hours when relevant:
- (a)
all information indicated as to be ‘displayed on the EUTL public website’ in Table III-I of Annex III;
- (b)
Annual Emission Allocations as determined pursuant to Article 3(2) of Decision No 406/2009/EC and any further adjustment pursuant to Article 10 of Decision No 406/2009/EC;
- (c)
the status of each ESD Compliance Account in accordance with Article 10;
- (d)
the total number of ERUs, CERs, tCERs and lCERs used pursuant to Article 81;
- (e)
the relevant greenhouse gas emissions data pursuant to Article 77;
- (f)
the compliance status figure pursuant to Article 79 for each ESD Compliance Account as follows:
- (i)
A for compliance,
- (ii)
I for noncompliance;
- (i)
- (g)
the quantity of greenhouse gas emissions introduced pursuant to Article 80;
- (h)
the following information about each completed transaction recorded by the EUTL:
- (i)
account holder name and account holder ID of the transferring account;
- (ii)
account holder name and account holder ID of the acquiring account;
- (iii)
the amount of AEAs or credit entitlement involved in the transaction, without unique unit identification code of the AEA;
- (iv)
transaction identification code;
- (v)
date and time at which the transaction was completed (in Central European Time);
- (vi)
type of the transaction.
- (i)
Information available to account holders
8.The Union Registry shall display on the part of the Union Registry’s website only accessible to the account holder the following information, and shall update it in real time:
- (a)
current holdings of AEAs, credit entitlement and Kyoto units, without the unique unit identification code of the AEAs and the unique numeric value of the unit serial number of the Kyoto units;
- (b)
list of proposed transactions initiated by that account holder, detailing for each proposed transaction;
- (i)
the elements in point 7(f)(i) of this Annex;
- (ii)
the date and time at which the transaction was proposed (in central European time);
- (iii)
the current status of that proposed transaction;
- (iv)
any response codes returned consequent to the checks made by the registry and the EUTL;
- (i)
- (c)
a list of AEAs, Kyoto units and credit entitlement acquired by that account as a result of completed transactions, detailing for each transaction the elements in point 7(f) (i) of this Annex;
- (d)
a list of AEAs and credit entitlement transferred out of that account as a result of completed transactions, detailing for each transaction the elements in point 7(f)(i) of this Annex.