http://www.legislation.gov.uk/id/eur/2014/600

http://www.legislation.gov.uk/eur/2014/600/article/39

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Regulation (EU) No 600/2014 of the European Parliament and of the Council

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

King's Printer of Acts of Parliament

https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02014R0600-20200326

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2024-06-20

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2024-04-05

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 Text with EEA relevance

Title IVa

Regulation (EU) 2019/2175 of the European Parliament and of the Council of 18 December 2019 amending Regulation (EU) No 1093/2010 establishing a European Supervisory Authority (European Banking Authority), Regulation (EU) No 1094/2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), Regulation (EU) No 1095/2010 establishing a European Supervisory Authority (European Securities and Markets Authority), Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) 2016/1011 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds, and Regulation (EU) 2015/847 on information accompanying transfers of funds (Text with EEA relevance) (Text with EEA relevance)

Regulation

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 Text with EEA relevance

Art. 54b

Regulation

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 Text with EEA relevance

Title VIa

Regulation

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 Text with EEA relevance

Art. 54a

Regulation

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 Text with EEA relevance

Art. 46(2A)

The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019

reg. 16(15)(a)(ii)

reg. 1(2)

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Art. 3(4)

(5)

Financial Services and Markets Act 2023

Sch. 2

para. 2

s. 2(3)

s. 86(3)

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Art. 2.1(12)

(12A)

Financial Services and Markets Act 2023

Sch. 2

para. 8

s. 2(3)

s. 86(3)

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Art. 18-18b

Financial Services and Markets Act 2023

Sch. 2

para. 10

s. 2(3)

s. 86(3)

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Art. 28a

Financial Services and Markets Act 2023

Sch. 2

para. 17

s. 2(3)

s. 86(3)

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Art. 2.1(17)

Financial Services and Markets Act 2023

Sch. 2

para. 19(a)

s. 2(3)

s. 86(3)

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Art. 50C(2)

Financial Services and Markets Act 2023

Sch. 2

para. 26(2)

s. 2(3)

s. 86(3)

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Art. 50C(3)

Financial Services and Markets Act 2023

Sch. 2

para. 26(3)

s. 2(3)

s. 86(3)

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Art. 50C(4)

Financial Services and Markets Act 2023

Sch. 2

para. 26(4)

s. 2(3)

s. 86(3)

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Art. 50D(1)

Financial Services and Markets Act 2023

Sch. 2

para. 27(2)(a)

s. 2(3)

s. 86(3)

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Art. 50D(1)

Financial Services and Markets Act 2023

Sch. 2

para. 27(2)(b)

s. 2(3)

s. 86(3)

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Art. 50D(2A)

Financial Services and Markets Act 2023

Sch. 2

para. 27(4)

s. 2(3)

s. 86(3)

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Art. 50D(3)

Financial Services and Markets Act 2023

Sch. 2

para. 27(5)

s. 2(3)

s. 86(3)

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Sch. 3

para. 31

Financial Services and Markets Act 2023

Sch. 2

para. 50(c)(ii)

s. 2(3)

s. 86(3)

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Sch. 3

para. 32

Financial Services and Markets Act 2023

Sch. 2

para. 50(c)(ii)

s. 2(3)

s. 86(3)

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 Text with EEA relevance

Art. 46(2A)

Financial Services Act 2021

Sch. 10

para. 5(4)

s. 49(5)

reg. 3(o)

TITLE VIISUPERVISORY MEASURES ON PRODUCT INTERVENTION AND POSITIONS

CHAPTER 1Product monitoring and intervention

Article 39Market monitoring

F11

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F12

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3

F2The FCA shall monitor the market for financial instruments and structured deposits which are marketed, distributed or sold in or from F3the United Kingdom.