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Commission Implementing Regulation (EU) No 680/2014Show full title
Commission Implementing Regulation (EU) No 680/2014 of 16 April 2014 laying down implementing technical standards with regard to supervisory reporting of institutions according to Regulation (EU) No 575/2013 of the European Parliament and of the Council (Text with EEA relevance)
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- Regulations originating from the EU
- 2014 No. 680
- ANNEX I
- Annex I Table 23
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- Revised 20/04/201614.70 MB
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Changes over time for: C 17.01 - OPERATIONAL RISK: LOSSES AND RECOVERIES BY BUSINESS LINES AND EVENT TYPES IN THE LAST YEAR (OPR DETAILS 1)
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Commission Implementing Regulation (EU) No 680/2014,
C 17.01 - OPERATIONAL RISK: LOSSES AND RECOVERIES BY BUSINESS LINES AND EVENT TYPES IN THE LAST YEAR (OPR DETAILS 1)
is up to date with all changes known to be in force on or before 23 July 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
EUR 2014 No. 680 may be subject to amendment by EU Exit Instruments made by both the Prudential Regulation Authority and the Financial Conduct Authority under powers set out in The Financial Regulators' Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 (S.I. 2018/1115), regs. 2, 3, Sch. Pt. 4. These amendments are not currently available on legislation.gov.uk. Details of relevant amending instruments can be found on their website/s.
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[F1C 17.01 - OPERATIONAL RISK: LOSSES AND RECOVERIES BY BUSINESS LINES AND EVENT TYPES IN THE LAST YEAR (OPR DETAILS 1)
ANNEX I Table 23: rows 1 - 95
| [F1MAPPING OF LOSSES TO BUSINESS LINES | EVENT TYPES | TOTAL EVENT TYPES | MEMORANDUM ITEM: THRESHOLD APPLIED IN DATA COLLECTION | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| INTERNAL FRAUD | EXTERNAL FRAUD | EMPLOYMENT PRACTICES AND WORKPLACE SAFETY | CLIENTS, PRODUCTS & BUSINESS PRACTICES | DAMAGE TO PHYSICAL ASSETS | BUSINESS DISRUPTION AND SYSTEM FAILURES | EXECUTION, DELIVERY & PROCESS MANAGEMENT | LOWEST | HIGHEST | ||||
| Rows | 010 | 020 | 030 | 040 | 050 | 060 | 070 | 080 | 090 | 100 | ||
| 0010 | CORPORATE FINANCE[CF] | Number of events (new events) | ||||||||||
| 0020 | Gross loss amount (new events) | |||||||||||
| 0030 | Number of events subject to loss adjustments | |||||||||||
| 0040 | Loss adjustments relating to previous reporting periods | |||||||||||
| 0050 | Maximum single loss | |||||||||||
| 0060 | Sum of the five largest losses | |||||||||||
| 0070 | Total direct loss recovery | |||||||||||
| 0080 | Total recovery from insurance and other risk transfer mechanisms | |||||||||||
| 0110 | TRADINGAND SALES[TS] | Number of events (new events) | ||||||||||
| 0120 | Gross loss amount (new events) | |||||||||||
| 0130 | Number of events subject to loss adjustments | |||||||||||
| 0140 | Loss adjustments relating to previous reporting periods | |||||||||||
| 0150 | Maximum single loss | |||||||||||
| 0160 | Sum of the five largest losses | |||||||||||
| 0170 | Total direct loss recovery | |||||||||||
| 0180 | Total recovery from insurance and other risk transfer mechanisms | |||||||||||
| 0210 | RETAIL BROKERAGE [RBr] | Number of events (new events) | ||||||||||
| 0220 | Gross loss amount (new events) | |||||||||||
| 0230 | Number of events subject to loss adjustments | |||||||||||
| 0240 | Loss adjustments relating to previous reporting periods | |||||||||||
| 0250 | Maximum single loss | |||||||||||
| 0260 | Sum of the five largest losses | |||||||||||
| 0270 | Total direct loss recovery | |||||||||||
| 0280 | Total recovery from insurance and other risk transfer mechanisms | |||||||||||
| 0310 | COMMERCIAL BANKING[CB] | Number of events (new events) | ||||||||||
| 0320 | Gross loss amount (new events) | |||||||||||
| 0330 | Number of events subject to loss adjustments | |||||||||||
| 0340 | Loss adjustments relating to previous reporting periods | |||||||||||
| 0350 | Maximum single loss | |||||||||||
| 0360 | Sum of the five largest losses | |||||||||||
| 0370 | Total direct loss recovery | |||||||||||
| 0380 | Total recovery from insurance and other risk transfer mechanisms | |||||||||||
| 0410 | RETAILBANKING[RB] | Number of events (new events) | ||||||||||
| 0420 | Gross loss amount (new events) | |||||||||||
| 0430 | Number of events subject to loss adjustments | |||||||||||
| 0440 | Loss adjustments relating to previous reporting periods | |||||||||||
| 0450 | Maximum single loss | |||||||||||
| 0460 | Sum of the five largest losses | |||||||||||
| 0470 | Total direct loss recovery | |||||||||||
| 0480 | Total recovery from insurance and other risk transfer mechanisms | |||||||||||
| 0510 | PAYMENT AND SETTLEMENT [PS] | Number of events (new events) | ||||||||||
| 0520 | Gross loss amount (new events) | |||||||||||
| 0530 | Number of events subject to loss adjustments | |||||||||||
| 0540 | Loss adjustments relating to previous reporting periods | |||||||||||
| 0550 | Maximum single loss | |||||||||||
| 0560 | Sum of the five largest losses | |||||||||||
| 0570 | Total direct loss recovery | |||||||||||
| 0580 | Total recovery from insurance and other risk transfer mechanisms | |||||||||||
| 0610 | AGENCYSERVICES[AS] | Number of events (new events) | ||||||||||
| 0620 | Gross loss amount (new events) | |||||||||||
| 0630 | Number of events subject to loss adjustments | |||||||||||
| 0640 | Loss adjustments relating to previous reporting periods | |||||||||||
| 0650 | Maximum single loss | |||||||||||
| 0660 | Sum of the five largest losses | |||||||||||
| 0670 | Total direct loss recovery | |||||||||||
| 0680 | Total recovery from insurance and other risk transfer mechanisms | |||||||||||
| 0710 | ASSET MANAGEMENT [AM] | Number of events (new events) | ||||||||||
| 0720 | Gross loss amount (new events) | |||||||||||
| 0730 | Number of events subject to loss adjustments | |||||||||||
| 0740 | Loss adjustments relating to previous reporting periods | |||||||||||
| 0750 | Maximum single loss | |||||||||||
| 0760 | Sum of the five largest losses | |||||||||||
| 0770 | Total direct loss recovery | |||||||||||
| 0780 | Total recovery from insurance and other risk transfer mechanisms | |||||||||||
| 0810 | CORPORATE ITEMS[CI] | Number of events (new events) | ||||||||||
| 0820 | Gross loss amount (new events) | |||||||||||
| 0830 | Number of events subject to loss adjustments | |||||||||||
| 0840 | Loss adjustments relating to previous reporting periods | |||||||||||
| 0850 | Maximum single loss | |||||||||||
| 0860 | Sum of the five largest losses | |||||||||||
| 0870 | Total direct loss recovery | |||||||||||
| 0880 | Total recovery from insurance and other risk transfer mechanisms | |||||||||||
| 0910 | TOTALBUSINESSLINES | Number of events (new events). Of which: | ||||||||||
| 0911 | related to losses ≥ 10,000 and < 20.000 | |||||||||||
| 0912 | related to losses ≥ 20,000 and < 100.000 | |||||||||||
| 0913 | related to losses ≥ 100,000 and < 1 000 000 | |||||||||||
| 0914 | related to losses ≥ 1 000 000 | |||||||||||
| 0920 | Gross loss amount (new events). Of which: | |||||||||||
| 0921 | related to losses ≥ 10,000 and < 20.000 | |||||||||||
| 0922 | related to losses ≥ 20,000 and < 100.000 | |||||||||||
| 0923 | related to losses ≥ 100,000 and < 1 000 000 | |||||||||||
| 0924 | related to losses ≥ 1 000 000 | |||||||||||
| 0930 | Number of events subject to loss adjustments. Of which: | |||||||||||
| 0935 | of which: number of events with a positive loss adjustment | |||||||||||
| 0936 | of which: number of events with a negative loss adjustment | |||||||||||
| 0940 | Loss adjustments relating to previous reporting periods | |||||||||||
| 0945 | of which: positive loss adjustment amounts (+) | |||||||||||
| 0946 | of which: negative loss adjustment amounts (-) | |||||||||||
| 0950 | Maximum single loss | |||||||||||
| 0960 | Sum of the five largest losses | |||||||||||
| 0970 | Total direct loss recovery | |||||||||||
| 0980 | Total recovery from insurance and other risk transfer mechanisms | ] | ||||||||||
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