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Commission Implementing Regulation (EU) No 680/2014Show full title
Commission Implementing Regulation (EU) No 680/2014 of 16 April 2014 laying down implementing technical standards with regard to supervisory reporting of institutions according to Regulation (EU) No 575/2013 of the European Parliament and of the Council (Text with EEA relevance)
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- Regulations originating from the EU
- 2014 No. 680
- ANNEX XVI
- Annex XVI Table 9
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Revised version PDFs
- Revised 01/06/202027.32 MB
- Revised 01/12/201819.94 MB
- Revised 01/03/201819.40 MB
- Revised 01/01/201818.30 MB
- Revised 01/12/201616.46 MB
- Revised 10/09/201616.23 MB
- Revised 20/04/201614.70 MB
- Revised 25/03/20169.95 MB
- Revised 01/06/20159.09 MB
- Revised 21/02/20159.02 MB
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Changes to legislation:
Commission Implementing Regulation (EU) No 680/2014,
F 36.01 - ADVANCE DATA. PART I (AE-ADV-1)
is up to date with all changes known to be in force on or before 24 July 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
EUR 2014 No. 680 may be subject to amendment by EU Exit Instruments made by both the Prudential Regulation Authority and the Financial Conduct Authority under powers set out in The Financial Regulators' Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 (S.I. 2018/1115), regs. 2, 3, Sch. Pt. 4. These amendments are not currently available on legislation.gov.uk. Details of relevant amending instruments can be found on their website/s.
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Changes and effects yet to be applied to Annex XVI Table 9:
- Regulation revoked by 2023 c. 29 Sch. 1 Pt. 1 3
- Regulation revoked by S.I. 2021/1078, reg. 13(2)(aa) (as inserted) by S.I. 2021/1376 reg. 32(7)(a)(i) (This amendment not applied to legislation.gov.uk. The affected provision Pt. 2 (PRA) was modified by a non-legislative instrument (Technical Standards (Capital Requirements) (EU Exit) (No.3) Instrument 2019) and is not present in the text of the retained EU legislation. Details of the non-legislative modifications can be found on the Bank of England's website on the page entitled 'The Bank of England's amendments to financial services legislation under the European Union (Withdrawal) Act 2018')
Changes and effects yet to be applied to the whole legislation item and associated provisions
- Art. 1(a)-(c) omitted by S.I. 2021/1078 reg. 13(4)(a) (amending provision omitted by S.I. 2021/1376)
- Art. 1(e)-(g) omitted by S.I. 2021/1078 reg. 13(4)(a) (amending provision omitted by S.I. 2021/1376)
[F1F 36.01 - ADVANCE DATA. PART I (AE-ADV-1)
ANNEX XVI Table 9: rows 1 - 28
| [F1Sources of encumbrance | Assets/Liabilities | Collateral Type - Classification by Asset type | Total | |||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Loans on demand | Equity instruments | Debt Securities | Loans and advances other than loans on demand | Other assets | ||||||||||||||||
| Total | of which: covered bonds | of which: asset-backed securities | of which: issued by general governments | of which: issued by financial corporations | of which: issued by non financial corporations | Central banks and general governments | Financial corporations | Non financial Corporations | Households | |||||||||||
| of which: issued by other entities of the group | of which: issued by other entities of the group | of which: mortgage loans | of which: mortgage loans | |||||||||||||||||
| 010 | 020 | 030 | 040 | 050 | 060 | 070 | 080 | 090 | 100 | 110 | 120 | 130 | 140 | 150 | 160 | 170 | 180 | |||
| 010 | Central bank funding (of all types, including e.g. repos) | Encumbered assets | ||||||||||||||||||
| 020 | Matching liabilities | |||||||||||||||||||
| 030 | Exchange traded derivatives | Encumbered assets | ||||||||||||||||||
| 040 | Matching liabilities | |||||||||||||||||||
| 050 | Over-the-counter derivatives | Encumbered assets | ||||||||||||||||||
| 060 | Matching liabilities | |||||||||||||||||||
| 070 | Repurchase agreements | Encumbered assets | ||||||||||||||||||
| 080 | Matching liabilities | |||||||||||||||||||
| 090 | Collateralised deposits other than repurchase agreements | Encumbered assets | ||||||||||||||||||
| 100 | Matching liabilities | |||||||||||||||||||
| 110 | Covered bonds securities issued | Encumbered assets | ||||||||||||||||||
| 120 | Matching liabilities | |||||||||||||||||||
| 130 | Asset-backed securities issued | Encumbered assets | ||||||||||||||||||
| 140 | Matching liabilities | |||||||||||||||||||
| 150 | Debt securities issued other than covered bonds and ABSs | Encumbered assets | ||||||||||||||||||
| 160 | Matching liabilities | |||||||||||||||||||
| 170 | Other sources of encumbrance | Encumbered assets | ||||||||||||||||||
| 180 | Contingent liabilities or securities lent | |||||||||||||||||||
| 190 | Total encumbered assets | |||||||||||||||||||
| 200 | of which central bank eligible | |||||||||||||||||||
| 210 | Total non-encumbered Assets | |||||||||||||||||||
| 220 | of which central bank eligible | |||||||||||||||||||
| 230 | Encumbered + Non-encumbered Assets | ] | ||||||||||||||||||
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