General comments:
This section relates to annual submission of information for individual entities.
As regards the Solvency II value, the instructions define the items from a recognition perspective. Valuation principles are laid down in Directive 2009/138/EC, Delegated Regulation (EU) 2015/35, Solvency II Technical Standards and Guidelines.
Unlimited guarantees refer to guarantees with unlimited amount, regardless of the date being limited or unlimited.
The guarantees listed in this template are not reported in S.03.01.
ITEM | INSTRUCTIONS | |
---|---|---|
C0010 | Code of guarantee | Code of guarantee provided. This number, attributed by the undertaking, must be unique and consistent over time. It shall not be reused for other guarantees. |
C0020 | Name of receiver of guarantee | Identification of the name of the receiver of the guarantee. |
C0030 | Code of receiver of guarantee | Identification code of receiver of guarantee using the using the Legal Entity Identifier (LEI) if available. If none is available this item shall not be reported. |
C0040 | Type of code of receiver of guarantee | Identification of the code used for the ‘code of receiver of guarantee’ item. One of the options in the following closed list shall be used:
|
C0050 | Receiver of guarantee belonging to the same group | Indication if the receiver of the guarantee belongs to the same group as undertaking. One of the options in the following closed list shall be used:
|
C0060 | Triggering event(s) of guarantee | List of triggering events. One of the options in the following closed list shall be used:
|
C0070 | Estimation of the maximum value of guarantee | Sum of all possible cash flows if events triggering guarantees were all to happen in relation to guarantees provided by the undertaking to another party |
C0080 | Specific triggering event(s) of guarantee | Description of the triggering event in case undertakings selected ‘0 — Other’ for item C0060 ‘Triggering event(s) of guarantee’ |
C0090 | Effective date of guarantee | Identify the ISO 8601 (yyyy–mm–dd) code of the date indicating the start of the guarantee being valid. |