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TITLE VU.K. OPERATIONAL NOTIFICATION PROCEDURE FOR CONNECTION

CHAPTER 1 U.K. Connection of new HVDC systems

Article 55U.K.General provisions

1.The HVDC system owner shall demonstrate to the relevant system operator that it has complied with the requirements set out in Title II to Title IV at the respective connection point by successfully completing the operational notification procedure for connection of the HVDC system as described in Articles 56 to 59.

2.The relevant system operator shall specify any detailed provisions of the operational notification procedure and make the details publicly available.

3.The operational notification procedure for connection for each new HVDC system shall comprise:

(a)energisation operational notification (EON);

(b)interim operational notification (ION); and

(c)final operational notification (FON).

Article 56U.K.EON for HVDC systems

1.An EON shall entitle the HVDC system owner to energise its internal network and auxiliaries and connect it to the network at its specified connection points.

2.An EON shall be issued by the relevant system operator, subject to completion of preparation and the fulfilment of the requirements specified by the relevant system operator in the relevant operational procedures. This preparation will include agreement on the protection and control settings relevant to the connection points between the relevant system operator and the HVDC system owner.

Article 57U.K.ION for HVDC systems

1.An ION shall entitle a HVDC system owner or HVDC converter unit owner to operate the HVDC system or HVDC converter unit by using the network connections specified for the connection points for a limited period of time.

2.An ION shall be issued by the relevant system operator subject to the completion of the data and study review process.

3.For the purpose of the completion of data and study review, the HVDC system owner or HVDC converter unit owner shall provide the following upon request from the relevant system operator:

(a)itemised statement of compliance;

(b)detailed technical data of the HVDC system with relevance to the network connection, that is specified with respect to the connection points, as specified by the relevant system operator, in coordination with the relevant TSOs;

(c)equipment certificates of HVDC systems or HVDC converter units where these are relied upon as part of the evidence of compliance;

(d)simulation models or a replica of the exact control system as specified by Article 54 and by the relevant system operator in coordination with the relevant TSOs;

(e)studies demonstrating expected steady-state and dynamic performance as required by Titles II, III and IV;

(f)details of intended compliance tests according to Article 72;

(g)details of intended practical method of completing compliance tests pursuant to Title VI.

4.Except where paragraph 5 applies, the maximum period for the HVDC system owner or HVDC converter unit owner to remain in the ION status shall not exceed twenty four months. The relevant system operator may specify a shorter ION validity period. The ION validity period shall be notified to the regulatory authority in accordance with the applicable F1... regulatory framework. ION extension shall be granted only if the HVDC system owner demonstrates substantial progress towards full compliance. At the time of ION extension, the outstanding issues shall be explicitly identified.

5.The maximum period for an HVDC system owner or HVDC converter unit owner to remain in the ION status may be extended beyond 24 months upon request for a derogation made to the relevant system operator in accordance with the procedure in Title VII. The request shall be made before the expiry of the twenty four month period.

Article 58U.K.FON for HVDC systems

1.A FON shall entitle an HVDC system owner to operate the HVDC system or HVDC converter units by using the grid connection points.

2.A FON shall be issued by the relevant system operator upon prior removal of all incompatibilities identified for the purpose of the ION status and subject to the completion of the data and study review process.

3.For the purpose of the completion of data and study review, the HVDC system owner shall provide the following upon request from the relevant system operator in coordination with the relevant TSO:

(a)itemised statement of compliance; and

(b)update of applicable technical data, simulation models, a replica of the exact control system and studies as referred to in Article 57, including use of actual measured values during testing.

4.In case of incompatibility identified for the purpose of the granting of the FON, a derogation may be granted upon a request to the relevant system operator, in accordance with Articles 79 and 80. A FON shall be issued by the relevant system operator, if the HVDC system is compliant with the provisions of the derogation.

Where a request for a derogation is rejected, the relevant system operator shall have the right to refuse the operation of the HVDC system or HVDC converter units, whose owner's request for a derogation was rejected, until the HVDC system owner and the relevant system operator have resolved the incompatibility and the relevant system operator considers that the HVDC system complies with the provisions of this Regulation.

If the relevant system operator and the HVDC system owner do not resolve the incompatibility within a reasonable timeframe, but in any case not later than six months after the notification of the rejection of the request for a derogation, each party may refer the issue for decision to the regulatory authority.

Article 59U.K.Limited operational notification for HVDC systems/derogations

1.HVDC system owners to whom a FON has been granted shall inform the relevant system operator immediately in the following circumstances:

(a)the HVDC system is temporarily subject to either a significant modification or loss of capability, due to implementation of one or more modifications of significance to its performance; or

(b)in case of equipment failures leading to non-compliance with some relevant requirements.

2.The HVDC system owner shall apply to the relevant system operator for a limited operational notification (LON) if the HVDC system owner reasonably expects the circumstances detailed in paragraph 1 to persist for more than three months.

3.A LON shall be issued by the relevant system operator with a clear identification of:

(a)the unresolved issues justifying the granting of the LON;

(b)the responsibilities and timescales for expected solution; and

(c)a maximum period of validity which shall not exceed 12 months. The initial period granted may be shorter with the possibility for extension if evidence to the satisfaction of the relevant system operator demonstrates that substantial progress has been made towards achieving full compliance.

4.The FON shall be suspended during the period of validity of the LON with regard to the subjects for which the LON has been issued.

5.A further prolongation of the period of validity of the LON may be granted upon request for a derogation made to the relevant system operator before the expiry of that period, in accordance with Articles 79 and 80.

6.The relevant system operator may refuse the operation of the HVDC system if the LON terminates and the circumstance which caused it to be issued remains. In such a case the FON shall automatically be invalid.

7.If the relevant system operator does not grant an extension of the period of validity of the LON in accordance with paragraph 5 or if it refuses to allow the operation of the HVDC system once the LON is no longer valid in accordance with paragraph 6, the HVDC system owner may refer the issue for decision to the regulatory authority within six months after the notification of the decision of the relevant system operator.