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Commission Implementing Regulation (EU) 2016/99Show full title
Commission Implementing Regulation (EU) 2016/99 of 16 October 2015 laying down implementing technical standards with regard to determining the operational functioning of the colleges of supervisors according to Directive 2013/36/EU of the European Parliament and of the Council (Text with EEA relevance)
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Changes over time for: ANNEX I
Changes to legislation:
Commission Implementing Regulation (EU) 2016/99, ANNEX I is up to date with all changes known to be in force on or before 07 February 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
EUR 2016 No. 99 may be subject to amendment by EU Exit Instruments made by both the Prudential Regulation Authority and the Financial Conduct Authority under powers set out in The Financial Regulators' Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 (S.I. 2018/1115), regs. 2, 3, Sch. Pt. 4. These amendments are not currently available on legislation.gov.uk. Details of relevant amending instruments can be found on their website/s.
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Changes and effects yet to be applied to Annex I:
- Regulation revoked by 2023 c. 29 Sch. 1 Pt. 3
ANNEX IU.K. Mapping template
| EU parent institution / EU parent financial holding company / EU parent mixed financial holding company / institution | |
|---|---|
| Total amount of assets and off-balance sheet items (in million euros) | |
| Is it identified as global systemically important institution (G-SII) or other systemically important institution (O-SII)? | |
| Has a waiver been granted pursuant to Article 7 or 10 of Regulation (EU) No 575/2013 (waivers from capital requirements)? (Y/N) | |
| Has a waiver been granted pursuant to Article 8 or 10 of Regulation (EU) No 575/2013 (waivers from liquidity requirements)? (Y/N) |
| Institutions authorised in a Member State / Financial sector entities authorised in a Member State | Is the institution / financial sector entity important for the group?(Y/N) | Is the institution / financial sector entity important for the Member State in which it is authorised?(Y/N) | Total amount of assets and off-balance sheet items of the institution / financial sector entity (in million euros) | Criteria used for determining the importance for the Member State, as applicable | Criteria used for determining the importance for the group, as applicable | Has a waiver been granted pursuant to Article 7 or Article 10 of Regulation (EU) No 575/2013(waivers from capital requirements)?(Y/N) | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Competent authority / Other authority | Member State | Institution / Financial sector entity | Legal Identifier Code, where such a code exists (pre-Legal Entity Identifiers or Global Legal Entity Identifier System) | Is the institution / financial sector entity identified as O-SII? | Immediate parent of the institution / financial sector entity | Legal Identifier Code, where such a code exists (pre-Legal Entity Identifiers or Global Legal Entity Identifier System) | Is the immediate parent identified as O-SII? | ||||||
| Resolution college: | Member and observers countries: | Member and observers authorities: | |||||||||||
| Crisis Management Group (CMG): | Member countries: | Member authorities: | |||||||||||
| Name of the consolidating supervisor or competent authority of the home Member State: | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Address of the consolidating supervisor or competent authority of the home Member State: | |||||||||||
| Contact person (name, email address, phone number) of the consolidating supervisor or competent authority of the home Member State: | |||||||||||
| Has a waiver been granted pursuant to Article 8 or Article 10 of Regulation (EU) No 575/2013 (waivers from liquidity requirements)? (Y/N) | Is the relevant authority a member or an observer of the college? If yes and part of a specific-college substructure, please specify. | Branches established in a Member State | Is the branch important for the group?(Y/N) | Criteria used for determining the importance, as applicable | Is the branch important for the Member State as pursuant to Article 51 of Directive 2013/36/EU?(Y/N) | Is the relevant authority a member or an observer of the college? If yes and part of a specific-college substructure, please specify. | |||||
| Competent authority / Other authority | Member State | Branch | Institution under which the branch is established | Legal Identifier Code of the institution under which the branch is established, where such a code exists (pre-Legal Entity Identifiers or Global Legal Entity Identifier System) | Is the institution under which the branch is established identified as O-SII? (Y/N) | ||||||
| Institutions authorised and branches established in a third country | Is the institution / branch important for the group?(Y/N) | Criteria used for determining the importance, as applicable | Are the confidentiality and professional secrecy requirements applicable to the third country supervisory authority assessed as equivalent by all college members?(Y/N) | Is the third country supervisory authority an observer of the college? If yes and part of a specific college substructure, please specify. | |||||
|---|---|---|---|---|---|---|---|---|---|
| Third country supervisory authority | Third country | Institution / branch | Legal Identifier Code of the institution, where such a code exists (pre-Legal Entity Identifiers or Global Legal Entity Identifier System) | Immediate parent of the institution | Legal Identifier Code of the immediate parent, where such a code exists(pre-Legal Entity Identifiers or Global Legal Entity Identifier System) | ||||
| Is there another non-European college structure? (Y/N) (if yes, please specify the name of the college and hosting supervisor): | Member countries: | Member authorities: | |||||||
| Name of college | |||||||||
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