Commission Delegated Regulation (EU) 2017/2359Show full title

1. Introductory Text

2. CHAPTER I SCOPE AND DEFINITIONS

   1. Article 1. Scope

   2. Article 2. Definitions

3. CHAPTER II CONFLICTS OF INTEREST AND INDUCEMENTS

   1. Article 3. Identification of conflicts of interest

   2. Article 4. Conflicts of interest policy

   3. Article 5. Procedures and measures under the conflicts of interest policy

   4. Article 6. Disclosure

   5. Article 7. Review and record keeping

   6. Article 8. Assessment of inducements and inducement schemes

4. CHAPTER III ASSESSMENT OF SUITABILITY AND APPROPRIATENESS

   1. SECTION 1 Assessment of suitability

      1. Article 9. Information to be obtained for the purposes of the assessment of suitability

      2. Article 10. Reliability of information

      3. Article 11. Communication with customers regarding the assessment of suitability

      4. Article 12. Automated advice

      5. Article 13. Group insurance

      6. Article 14. Suitability statement

   2. SECTION 2 Assessment of appropriateness

      1. Article 15. Assessment procedure

      2. Article 16. Non-complex insurance-based investment products

   3. SECTION 3 Provisions common to the assessment of suitability and appropriateness

      1. Article 17. Information to be obtained from the customer

      2. Article 18. Periodic report

      3. Article 19. Retention of records

5. CHAPTER IV FINAL PROVISIONS

   1. Article 20. Entry into force and application

6. Signature