CHAPTER II RESILIENCE OF TRADING SYSTEMS
SECTION I Testing and deployment of trading algorithms systems and strategies
SECTION 3 Means to ensure resilience
Article 12.Kill functionality(Article 17(1) of Directive 2014/65/EU)
Article 13.Automated surveillance system to detect market manipulation(Article 17(1) of Directive 2014/65/EU)
Article 14.Business continuity arrangements(Article 17(1) of Directive 2014/65/EU)
Article 15.Pre-trade controls on order entry(Article 17(1) of Directive 2014/65/EU)
Article 16.Real-time monitoring(Article 17(1) of Directive 2014/65/EU)
Article 17.Post-trade controls(Article 17(1) of Directive 2014/65/EU)
Article 18.Security and limits to access(Article 17(1) of Directive 2014/65/EU)
CHAPTER III DIRECT ELECTRONIC ACCESS
Article 19.General provisions for DEA(Article 17(5) of Directive 2014/65/EU)
Article 20.Controls of DEA providers(Article 17(5) of Directive 2014/65/EU)
Article 21.Specifications for the systems of DEA providers(Article 17(5) of Directive 2014/65/EU)
Article 22.Due diligence assessment of prospective DEA clients(Article 17(5) of Directive 2014/65/EU)
Article 23.Periodic review of DEA clients(Article 17(5) of Directive 2014/65/EU)
CHAPTER IV INVESTMENT FIRMS ACTING AS GENERAL CLEARING MEMBERS
Article 24.Systems and controls of investment firms acting as general clearing members(Article 17(6) of Directive 2014/65/EU)
Article 25.Due diligence assessments of prospective clearing clients(Article 17(6) of Directive 2014/65/EU)
Article 26.Position limits(Article 17(6) of Directive 2014/65/EU)
Article 27.Disclosure of information about the services provided(Article 17(6) of Directive 2014/65/EU)
CHAPTER V HIGH-FREQUENCY ALGORITHMIC TRADING TECHNIQUE AND FINAL PROVISIONS