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Council Directive 93/6/EEC (repealed)Show full title

Council Directive 93/6/EEC of 15 March 1993 on the capital adequacy of investments firms and credit institutions (repealed)

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  1. Introductory Text

  2. Article 1.. . . . . . . . . ....

  3. DEFINITIONS

    1. Article 2.. . . . . . . . . ....

  4. INITIAL CAPITAL

    1. Article 3.. . . . . . . . . ....

  5. PROVISIONS AGAINST RISKS

    1. Article 4.. . . . . . . . . ....

  6. MONITORING AND CONTROL OF LARGE EXPOSURES

    1. Article 5.. . . . . . . . . ....

  7. VALUATION OF POSITIONS FOR REPORTING PURPOSES

    1. Article 6.. . . . . . . . . ....

  8. SUPERVISION ON A CONSOLIDATED BASIS

    1. Article 7.. . . . . . . . . ....

  9. REPORTING REQUIREMENTS

    1. Article 8.. . . . . . . . . ....

  10. COMPETENT AUTHORITIES

    1. Article 9.. . . . . . . . . ....

    2. Article 10.. . . . . . . . . ....

  11. TRANSITIONAL PROVISIONS

    1. Article 11.. . . . . . . . . ....

    2. Article 11a.. . . . . . . . . ....

  12. FINAL PROVISIONS

    1. Article 12.. . . . . . . . . ....

    2. Article 13.. . . . . . . . . ....

  13. REVIEW CLAUSE

    1. Article 14.. . . . . . . . . ....

    2. Article 15.. . . . . . . . . ....

    1. ANNEX I

      POSITION RISK

      1. INTRODUCTION

        1. Netting

          1. 1. . . . . . . . . . ....

          2. 2. . . . . . . . . . ....

          3. 3. . . . . . . . . . ....

        2. Particular instruments 4. . . . . . . . . ....

          1. 4. . . . . . . . . . ....

          2. 5. . . . . . . . . . ....

          3. 6. . . . . . . . . . ....

          4. 7. . . . . . . . . . ....

          5. 8. . . . . . . . . . ....

          6. 9. . . . . . . . . . ....

          7. 10. . . . . . . . . . ....

          8. 11. . . . . . . . . . ....

        3. Specific and general risks

          1. 12. . . . . . . . . . ....

      2. TRADED DEBT INSTRUMENTS

        1. 13. . . . . . . . . . ....

        2. Specific risk

          1. 14. . . . . . . . . . ....

        3. General risk

          1. (a) Maturity-based

            1. 15. . . . . . . . . . ....

            2. 16. . . . . . . . . . ....

            3. 17. . . . . . . . . . ....

            4. 18. . . . . . . . . . ....

            5. 19. . . . . . . . . . ....

            6. 20. . . . . . . . . . ....

            7. 21. . . . . . . . . . ....

            8. 22. . . . . . . . . . ....

            9. 23. . . . . . . . . . ....

          2. (b) Duration-based

            1. 24. . . . . . . . . . ....

            2. 25. . . . . . . . . . ....

            3. 26. . . . . . . . . . ....

            4. 27. . . . . . . . . . ....

            5. 28. . . . . . . . . . ....

            6. 29. . . . . . . . . . ....

            7. 30. . . . . . . . . . ....

      3. EQUITIES

        1. 31. . . . . . . . . . ....

        2. Specific risk

          1. 32. . . . . . . . . . ....

          2. 33. . . . . . . . . . ....

        3. General risk

          1. 34. . . . . . . . . . ....

        4. Stock-index futures

          1. 35. . . . . . . . . . ....

          2. 36. . . . . . . . . . ....

          3. 37. . . . . . . . . . ....

          4. 38. . . . . . . . . . ....

      4. UNDERWRITING

        1. 39. . . . . . . . . . ....

    2. ANNEX II

      SETTLEMENT AND COUNTER-PARTY RISK

      1. SETTLEMENT/DELIVERY RISK

        1. 1. . . . . . . . . . ....

        2. 2. . . . . . . . . . ....

      2. COUNTER-PARTY RISK

        1. Free deliveries

          1. 3.1. . . . . . . . . . ....

          2. 3.2. . . . . . . . . . ....

        2. Repurchase and reverse repurchase agreements, securities or commodities lending and...

          1. 4.1. . . . . . . . . . ....

          2. 4.2. . . . . . . . . . ....

        3. OTC derivative instruments

          1. 5. . . . . . . . . . ....

      3. OTHER

        1. 6. . . . . . . . . . ....

    3. ANNEX III

      FOREIGN-EXCHANGE RISK

      1. 1. . . . . . . . . . ....

      2. 2. . . . . . . . . . ....

      3. 3.1. . . . . . . . . . ....

      4. 3.2. . . . . . . . . . ....

      5. 4. . . . . . . . . . ....

      6. 5. . . . . . . . . . ....

      7. 6. . . . . . . . . . ....

      8. 7. . . . . . . . . . ....

      9. 8. . . . . . . . . . ....

      10. 9. . . . . . . . . . ....

      11. 10. . . . . . . . . . ....

      12. 11. . . . . . . . . . ....

    4. ANNEX IV

      OTHER RISKS

      1. . . . . . . . . . ....

    5. ANNEX V

      OWN FUNDS

      1. 1. . . . . . . . . . ....

      2. 2. . . . . . . . . . ....

      3. 3. . . . . . . . . . ....

      4. 4. . . . . . . . . . ....

      5. 5. . . . . . . . . . ....

      6. 6. . . . . . . . . . ....

      7. 7. . . . . . . . . . ....

      8. 8. . . . . . . . . . ....

      9. 9. . . . . . . . . . ....

    6. ANNEX VI

      LARGE EXPOSURES

      1. 1. . . . . . . . . . ....

      2. 2. . . . . . . . . . ....

      3. 3. . . . . . . . . . ....

      4. 4. . . . . . . . . . ....

      5. 5. . . . . . . . . . ....

      6. 6. . . . . . . . . . ....

      7. 7. . . . . . . . . . ....

      8. 8. . . . . . . . . . ....

      9. 9. . . . . . . . . . ....

      10. 10. . . . . . . . . . ....

    7. ANNEX VII

      COMMODITIES RISK

      1. 1. . . . . . . . . . ....

      2. 2. . . . . . . . . . ....

      3. 3. . . . . . . . . . ....

      4. 4. . . . . . . . . . ....

      5. 5. . . . . . . . . . ....

      6. 6. . . . . . . . . . ....

      7. 7. . . . . . . . . . ....

      8. Particular instruments

        1. 8. . . . . . . . . . ....

        2. 9. . . . . . . . . . ....

        3. 10. . . . . . . . . . ....

        4. 11. . . . . . . . . . ....

        5. 12. . . . . . . . . . ....

        6. (a) Maturity ladder approach

          1. 13. . . . . . . . . . ....

          2. 14. . . . . . . . . . ....

          3. 15. . . . . . . . . . ....

          4. 16. . . . . . . . . . ....

          5. 17. . . . . . . . . . ....

          6. 18. . . . . . . . . . ....

        7. (b) Simplified approach

          1. 19. . . . . . . . . . ....

          2. 20. . . . . . . . . . ....

    8. ANNEX VIII

      INTERNAL MODELS

      1. 1. . . . . . . . . . ....

      2. 2. . . . . . . . . . ....

      3. 3. . . . . . . . . . ....

      4. 4. . . . . . . . . . ....

      5. 5. . . . . . . . . . ....

      6. 6. . . . . . . . . . ....

      7. 7. . . . . . . . . . ....

      8. 8. . . . . . . . . . ....

      9. 9. . . . . . . . . . ....

      10. 10. . . . . . . . . . ....

      11. 11. . . . . . . . . . ....

      12. 12. . . . . . . . . . ....

      13. 13. . . . . . . . . . ....

      14. 14. . . . . . . . . . ....

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