Search Legislation

Regulation (EU) No 1286/2014 of the European Parliament and of the CouncilShow full title

Regulation (EU) No 1286/2014 of the European Parliament and of the Council of 26 November 2014 on key information documents for packaged retail and insurance-based investment products (PRIIPs) (Text with EEA relevance)

 Help about what version

What Version

 Help about opening options

Opening Options

Close

This is a legislation item that originated from the EU

After exit day there will be three versions of this legislation to consult for different purposes. The legislation.gov.uk version is the version that applies in the UK. The EU Version currently on EUR-lex is the version that currently applies in the EU i.e you may need this if you operate a business in the EU.

The web archive version is the official version of this legislation item as it stood on exit day before being published to legislation.gov.uk and any subsequent UK changes and effects applied. The web archive also captured associated case law and other language formats from EUR-Lex.

Changes to legislation:

There are outstanding changes not yet made to Regulation (EU) No 1286/2014 of the European Parliament and of the Council. Those changes will be listed when you open the content using the Table of Contents below. Any changes that have already been made to the legislation appear in the content and are referenced with annotations. Help about Changes to Legislation

Close

Changes to Legislation

Revised legislation carried on this site may not be fully up to date. Changes and effects are recorded by our editorial team in lists which can be found in the ‘Changes to Legislation’ area. Where those effects have yet to be applied to the text of the legislation by the editorial team they are also listed alongside the affected provisions when you open the content using the Table of Contents below.

View outstanding changes

Changes and effects yet to be applied to :

Changes and effects yet to be applied to the whole legislation item and associated provisions

  1. Introductory Text

  2. CHAPTER I SUBJECT MATTER, SCOPE AND DEFINITIONS

    1. Article 1.This Regulation lays down uniform rules on the format and...

    2. Article 2.(1) This Regulation shall apply to PRIIP manufacturers and persons...

    3. Article 3.(1) Where PRIIP manufacturers subject to this Regulation are also...

    4. Article 4.For the purposes of this Regulation, the following definitions apply:...

  3. CHAPTER II KEY INFORMATION DOCUMENT

    1. SECTION I Drawing up the key information document

      1. Article 5.(1) Before a PRIIP is made available to retail investors,...

    2. SECTION II Form and content of the key information document

      1. Article 6.(1) The key information document shall constitute pre-contractual information. It...

      2. Article 7.(1) The key information document shall be written in the...

      3. Article 8.(1) The title ‘Key Information Document’ shall appear prominently at...

      4. Article 9.Marketing communications that contain specific information relating to the PRIIP...

      5. Article 10.(1) The PRIIP manufacturer shall review the information contained in...

      6. Article 11.(1) The PRIIP manufacturer shall not incur civil liability solely...

      7. Article 12.Where the key information document concerns an insurance contract, the...

    3. SECTION III Provision of the key information document

      1. Article 13.(1) A person advising on, or selling, a PRIIP shall...

      2. Article 14.(1) The person advising on, or selling, a PRIIP shall...

  4. CHAPTER III MARKET MONITORING AND PRODUCT INTERVENTION POWERS

    1. Article 15.(1) In accordance with Article 9(2) of Regulation (EU) No...

    2. Article 16.(1) In accordance with Article 9(5) of Regulation (EU) No...

    3. Article 17.(1) A competent authority may prohibit or restrict the following...

    4. Article 18.(1) EIOPA shall perform a facilitation and coordination role in...

  5. CHAPTER IV COMPLAINTS, REDRESS, COOPERATION AND SUPERVISION

    1. Article 19.The PRIIP manufacturer and the person advising on, or selling,...

    2. Article 20.(1) For the purposes of the application of this Regulation...

    3. Article 21.(1) Member States shall apply Directive 95/46/EC to the processing...

  6. CHAPTER V ADMINISTRATIVE PENALTIES AND OTHER MEASURES

    1. Article 22.(1) Without prejudice to the supervisory powers of competent authorities...

    2. Article 23.Competent authorities shall exercise their powers to impose sanctions in...

    3. Article 24.(1) This Article applies to infringements of Article 5(1), Articles...

    4. Article 25.The competent authorities shall apply the administrative sanctions and measures...

    5. Article 26.Decisions to impose sanctions and measures taken pursuant to this...

    6. Article 27.(1) Where the competent authority has disclosed administrative sanctions or...

    7. Article 28.(1) Competent authorities shall establish effective mechanisms to enable reporting...

    8. Article 29.(1) A decision, against which there is no appeal, imposing...

  7. CHAPTER VI FINAL PROVISIONS

    1. Article 30.(1) The power to adopt delegated acts is conferred on...

    2. Article 31.Where the Commission adopts regulatory technical standards pursuant to Article...

    3. Article 32.(1) Management companies as defined in Article 2(1)(b) of Directive...

    4. Article 33.(1) By 31 December 2019, the Commission shall review this Regulation. The...

    5. Article 34.This Regulation shall enter into force on the twentieth day...

  8. Signature

Back to top

Options/Help

Print Options

Close

Legislation is available in different versions:

Latest Available (revised):The latest available updated version of the legislation incorporating changes made by subsequent legislation and applied by our editorial team. Changes we have not yet applied to the text, can be found in the ‘Changes to Legislation’ area.

Original (As adopted by EU): The original version of the legislation as it stood when it was first adopted in the EU. No changes have been applied to the text.

Close

Opening Options

Different options to open legislation in order to view more content on screen at once

Close

More Resources

Access essential accompanying documents and information for this legislation item from this tab. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as adopted version that was used for the EU Official Journal
  • lists of changes made by and/or affecting this legislation item
  • all formats of all associated documents
  • correction slips
  • links to related legislation and further information resources
Close

Timeline of Changes

This timeline shows the different versions taken from EUR-Lex before exit day and during the implementation period as well as any subsequent versions created after the implementation period as a result of changes made by UK legislation.

The dates for the EU versions are taken from the document dates on EUR-Lex and may not always coincide with when the changes came into force for the document.

For any versions created after the implementation period as a result of changes made by UK legislation the date will coincide with the earliest date on which the change (e.g an insertion, a repeal or a substitution) that was applied came into force. For further information see our guide to revised legislation on Understanding Legislation.

Close

More Resources

Use this menu to access essential accompanying documents and information for this legislation item. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as adopted version that was used for the print copy
  • correction slips

Click 'View More' or select 'More Resources' tab for additional information including:

  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • links to related legislation and further information resources