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Article 2
Column 1 (provisions of the Act) | Column 2 (subject matter) |
---|---|
Section 10(2) to (6) | Authorisation to act |
Section 11 | Request for authorisation |
Section 17 | Licensing appeals |
Section 31 | Assessment of licensed providers |
Section 32 | Giving information to SLAB |
Section 33 | Reporting to Law Society |
Section 34 | Steps open to Society |
Section 35 | Financial inspection by Society |
Section 36 | Review of own performance |
Section 37 | Monitoring by Ministers |
Section 38 | Measures open to Ministers |
Section 39 | Surrender of authorisation |
Section 40 | Cessation directions |
Section 41 | Transfer arrangements |
Section 43 | Change of approved regulator |
Section 46 | Guidance on functions |
Section 48 | Eligibility criteria |
Section 49 | Majority ownership |
Section 50 | Key duties |
Section 51 | Head of Legal Services |
Section 52 | Head of Practice |
Section 53 | Practice Committee |
Section 54 | Notice of appointment |
Section 55 | Challenge to appointment |
Section 56 | Disqualification from position |
Section 57 | Effect of disqualification |
Section 58 | Conditions for disqualification |
Section 60 | Working context |
Section 61 | Listing and information |
Section 62 | Fitness for involvement |
Section 63 | Exemption from fitness text |
Section 64 | Factors as to fitness |
Section 65 | Ban for improper behaviour |
Section 66 | Behaving properly |
Section 67 | More about investors |
Section 68 | Duty to warn |
Section 69 | Inability to operate |
Section 70 | Safeguarding clients |
Section 71 | Distribution of client account |
Section 72 | Employing disqualified lawyer |
Section 73 | Concealing disqualification |
Section 74 | Pretending to be licensed |
Section 75 | Professional privilege |
Section 77 | Role of approved regulators |
Section 79 | Complaints about regulators |
Section 80 | Levy payable by regulators |
Section 81 | Complaints about providers |
Section 82 | Register of approved regulators |
Section 83 | Registers of licence providers |
Section 84 | Lists of disqualified persons |
Section 85 | Privileged material |
Section 86 | Immunity from damages |
Section 87 | Appeal procedure |
Section 88 | Corporate offences |
Section 89 | Effect of professional or other rules |
Section 123 | Licensed providers as qualified persons |
Section 124 | Practice rules for licensed providers |
Section 128(1)(a)(i) and (iii), (b)(ii), (c) and (d) | Use of Guarantee Fund |
Section 129(1)(a)(iii) and (b) to (g) and (3) | Contributions to the Fund |
Schedule 1 | Performance targets |
Schedule 2 | Directions |
Schedule 3 | Censure |
Schedule 4 | Financial penalties |
Schedule 5 | Amendment of authorisation |
Schedule 6 | Rescission of authorisation |
Schedule 7 | Surrender of authorisation |
Schedule 8 | Investors in licensed providers |
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Original (As Enacted or Made): The original version of the legislation as it stood when it was enacted or made. No changes have been applied to the text.
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