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(1)Subject to subsection (2) below, it shall be the duty of any person who imports, produces, carries, keeps, treats or disposes of controlled waste or, [F1as a dealer or broker] , has control of such waste, to take all such measures applicable to him in that capacity as are reasonable in the circumstances—
(a)to prevent any contravention by any other person of section 33 above;
[F2[F3(aa)to prevent any contravention by any other person of regulation 12 of [F4the Environmental Permitting Regulations] or of a condition of an environmental permit;]]
(b)to prevent the escape of the waste from his control or that of any other person; and
(c)on the transfer of the waste, to secure—
(i)that the transfer is only to an authorised person or to a person for authorised transport purposes; and
(ii)that there is transferred such a written description of the waste as will enable other persons to avoid a contravention of that section [F5or regulation 12 of [F6the Environmental Permitting Regulations], or a contravention of a condition of an environmental permit,] and to comply with the duty under this subsection as respects the escape of waste.
[F7(1A)It shall be the duty of any person who is responsible for the management of extractive waste to take all such measures applicable to him in that capacity as are reasonable in the circumstances —
(a)to prevent any contravention by any other person of section 33 above;
(b)to prevent any contravention by another person of regulation 12 of [F8the Environmental Permitting Regulations] or of a condition of an environmental permit; and
(c)to prevent the escape of the waste from his control or that of any other person.]
(2)The duty imposed by subsection (1) above does not apply to an occupier of domestic property as respects the household waste produced on the property.
[F9(2A)It shall be the duty of the occupier of any domestic property in England [F10or Wales] to take all such measures available to him as are reasonable in the circumstances to secure that any transfer by him of household waste produced on the property is only to an authorised person or to a person for authorised transport purposes.]
(3)The following are authorised persons for the [F11purposes of subsections (1)(c) and (2A)] above—
(a)any authority which is a waste collection authority for the purposes of this Part;
(b)any person who is the holder of a waste management licence under section 35 below or of a disposal licence under section 5 of the Control M1of Pollution Act 1974;
(c)any person to whom section 33(1) above does not apply by virtue of regulations under subsection (3) of that section [F12or by virtue of regulations under section 2 of the Pollution Prevention and Control Act 1999] ;
(d)any person registered as a carrier of controlled waste under section 2 of M2 the Control of Pollution (Amendment) Act 1989;
(e)any person who is not required to be so registered by virtue of regulations under section 1(3) of that Act; and
(f)a waste disposal authority in Scotland.
F13[(3A)The Secretary of State may by regulations amend subsection (3) above so as to add, whether generally or in such circumstances as may be prescribed in the regulations, any person specified in the regulations, or any description of person so specified, to the persons who are authorised persons for the purposes of [F14subsections (1)(c) and (2A)] above.]
(4)The following are authorised transport purposes for the purposes of [F15subsections (1)(c) and (2A)] above—
(a)the transport of controlled waste within the same premises between different places in those premises;
(b)the transport to a place in Great Britain of controlled waste which has been brought from a country or territory outside Great Britain not having been landed in Great Britain until it arrives at that place; and
(c)the transport by air or sea of controlled waste from a place in Great Britain to a place outside Great Britain;
and “transport” has the same meaning in this subsection as in the Control of Pollution (Amendment) Act 1989.
F16[(4A)For the purposes of subsection (1)(c)(ii) above—
(a)a transfer of waste in stages shall be treated as taking place when the first stage of the transfer takes place, and
(b)a series of transfers between the same parties of waste of the same description shall be treated as a single transfer taking place when the first of the transfers in the series takes place.]
(5)The Secretary of State may, by regulations, make provision imposing requirements on any person who is subject to the duty imposed by subsection (1) above as respects the making and retention of documents and the furnishing of documents or copies of documents.
(6)Any person who fails to comply with the duty imposed by subsection (1) [F17, (1A)][F18or (2A)] above or with any requirement imposed under subsection (5) above shall be liable—
(a)on summary conviction, to a fine not exceeding the statutory maximum; and
(b)on conviction on indictment, to a fine.
(7)The Secretary of State shall, after consultation with such persons or bodies as appear to him representative of the interests concerned, prepare and issue a code of practice for the purpose of providing to persons practical guidance on how to discharge the duty imposed on them by subsection (1) above.
(8)The Secretary of State may from time to time revise a code of practice issued under subsection (7) above by revoking, amending or adding to the provisions of the code.
(9)[F19A] code of practice prepared in pursuance of subsection (7) above shall be laid
[F20(a)]before both Houses of Parliament [F21; or
(b)if it relates only to Scotland before the Scottish Parliament.]
(10)A code of practice issued under subsection (7) above shall be admissible in evidence and if any provision of such a code appears to the court to be relevant to any question arising in the proceedings it shall be taken into account in determining that question.
(11)Different codes of practice may be prepared and issued under subsection (7) above for different areas.
Extent Information
E1This version of this provision extends to England and Wales only; a separate version has been created for Scotland only
Textual Amendments
F1Words in s. 34(1) substituted (E.W.) (29.3.2011) by The Waste (England and Wales) Regulations 2011 (S.I. 2011/988), reg. 1(2), Sch. 4 para. 3(3) (with regs. 2, 47(2))
F2S. 34(1)(aa) inserted (E.W.) (1.8.2000) by S.I. 2000/1973, reg. 39, Sch. 10 Pt. 1 para. 4(a)
F3S. 34(1)(aa) substituted (E.W.) (6.4.2008) by The Environmental Permitting (England and Wales) Regulations 2007 (S.I. 2007/3538), reg. 73, Sch. 21, para. 8(2) (with reg. 72, Sch. 4)
F4Words in s. 34(1)(aa) substituted (E.W.) (6.4.2010) by The Environmental Permitting (England and Wales) Regulations 2010 (S.I. 2010/675), regs. 1(1)(b), 107, Sch. 26 para. 5(4)(b) (with Sch. 4)
F5Words in s. 34(1)(c)(ii) substituted (E.W.) (6.4.2008) by The Environmental Permitting (England and Wales) Regulations 2007 (S.I. 2007/3538), reg. 73, Sch. 21, para. 8(3) (with reg. 72, Sch. 4)
F6Words in s. 34(1)(c)(ii) substituted (E.W.) (6.4.2010) by The Environmental Permitting (England and Wales) Regulations 2010 (S.I. 2010/675), regs. 1(1)(b), 107, Sch. 26 para. 5(4)(b) (with Sch. 4)
F7S. 34(1A) inserted (E.W.) (7.7.2009) by The Environmental Permitting (England and Wales) (Amendment) Regulations (S.I. 2009/1799), reg. 28, Sch. 2 para. 1(6)(a)
F8Words in s. 34(1A)(b) substituted (E.W.) (6.4.2010) by The Environmental Permitting (England and Wales) Regulations 2010 (S.I. 2010/675), regs. 1(1)(b), 107, Sch. 26 para. 5(4)(b) (with Sch. 4)
F9S. 34(2A) inserted (E.W.) (21.11.2005) by The Waste (Household Waste Duty of Care) (England and Wales) Regulations 2005 (S.I. 2005/2900), reg. 2(2)
F10Words in s. 34(2A) inserted (26.1.2006) by The Waste (Household Waste Duty of Care) (Wales) Regulations 2006 (S.I. 2006/123), reg. 2(1)
F11Words in s. 34(3) substituted (E.W.) (21.11.2005) by The Waste (Household Waste Duty of Care) (England and Wales) Regulations 2005 (S.I. 2005/2900), reg. 2(3)
F12Words in s. 34(3)(c) inserted (E.W.) (29.3.2011) by The Waste (England and Wales) Regulations 2011 (S.I. 2011/988), reg. 1(2), Sch. 4 para. 3(4) (with regs. 2, 47(2))
F13S. 34(3A) inserted (1.4.1996) by 1995 c. 25, s. 120(1), Sch. 22 para. 65 (with ss. 7(6), 115, 117); S.I. 1996/186, art. 3
F14Words in s. 34(3A) substituted (E.W.) (21.11.2005) by The Waste (Household Waste Duty of Care) (England and Wales) Regulations 2005 (S.I. 2005/2900), reg. 2(4)
F15Words in s. 34(4) substituted (E.W.) (21.11.2005) by The Waste (Household Waste Duty of Care) (England and Wales) Regulations 2005 (S.I. 2005/2900), reg. 2(5)
F16S. 34(4A) inserted (retrospectively) by 1994 c. 40, s. 33(1) (with s. 33(2))
F17Words in s. 34(6) inserted (E.W.) (7.7.2009) by The Environmental Permitting (England and Wales) (Amendment) Regulations (S.I. 2009/1799), reg. 28, Sch. 2 para. 1(6)(b)
F18Words in s. 34(6) inserted (E.W.) (21.11.2005) by The Waste (Household Waste Duty of Care) (England and Wales) Regulations 2005 (S.I. 2005/2900), reg. 2(6)
F19Word in s. 34(9) substituted (1.7.1999) by S.I. 1999/1820, art. 4, Sch. 2 Pt. I para. 102(2)(a)
F20S. 34(9): “(a)” inserted (1.7.1999) by S.I. 1999/1820, art. 4, Sch. 2 Pt. I para. 102(2)(b)
F21S. 34(9)(b) and the word “or” immediately preceding it inserted (1.7.1999) by S.I. 1999/1820, art. 4, Sch. 2 Pt. I para. 102(2)(c)
Modifications etc. (not altering text)
C4S. 34 restricted (E.) (13.4.2001) by S.I. 2001/1478, reg. 3(b)
C5Ss. 33-34C applied (29.3.2011) by The Waste (England and Wales) Regulations 2011 (S.I. 2011/988), regs. 1(2), 47(3) (with regs. 2, 47(2))
C6S. 34(1)(c) extended (27.7.1999) by 1999 c. 24, s. 4(6)(e)(8)
Commencement Information
I2S. 34 wholly in force at 1.4.1992; s.34 not in force at Royal Assent see s. 164(3); s. 34(5)(7)-(9)(11) in force at 13.12.1991; s. 34(1)-(4)(6)(10) in force at 1.4.1992 by S.I. 1991/2829, arts. 2, 4
Marginal Citations
(1)Subject to subsection (2) below, it shall be the duty of any person who imports, produces, [F22keeps or manages] controlled waste or, as a broker [F23or dealer] , has control of such waste, to take all such measures applicable to him in that capacity as are reasonable in the circumstances—
(a)to prevent any contravention by any other person of section 33 above;
[F24(aa)to prevent a contravention by any other person of regulation 11 of the Pollution Prevention and Control (Scotland) Regulations 2012, or of a condition of a permit granted under those Regulations;]
[F25(ab)to prevent any contravention by any other person of subsection (2A), (2E), (2F), (2I) or (2K);]
(b)to prevent the escape of the waste from his control or that of any other person; F26...
[F27(ba)on the transfer of any waste oil, to ensure that [F28it is collected separately from other types of waste so as to facilitate a specific treatment,] [F29unless doing so is not technically feasible, taking into account good practices]; and]
(c)on the transfer of the waste, to secure—
(i)that the transfer is only to an authorised person or to a person for authorised transport purposes; and
(ii)that there is transferred such a written description of the waste as will enable other persons to avoid a contravention of that section [F30or any condition of a permit granted under regulation 7 of those Regulations]and to comply with the duty under this subsection as respects the escape of waste.
[F31(2)An occupier of domestic property–
(a)shall, as respects the household waste produced on the property, take reasonable steps to secure that any transfer of waste is only to an authorised person or to a person for authorised transport purposes; and
(b)shall not otherwise be subject to the duty imposed by subsection (1) above.]
[F32(2A)It shall be the duty of any person who produces, keeps or manages controlled waste, or as a broker or dealer has control of such waste, to take all such measures available to that person as are reasonable in the circumstances to apply the waste hierarchy set out in Article 4(1) of the [F33Waste Framework Directive].
(2B)The duty in subsection (2A)—
(a)may be departed from where this is justified having regard to the overall impacts of the generation and management of such waste; and
(b)does not apply to an occupier of domestic property as respects the household waste produced on the property.
(2C)The Scottish Ministers may give guidance on the discharge of the duty in subsection (2A), including the circumstances in which that duty may be departed from under subsection (2B)(a).
(2D)A person seeking to discharge the duty in subsection (2A) must, in doing so, have regard to any guidance given under subsection (2C).]
[F34(2E)It shall, from 1st January 2014, be the duty of any person who produces controlled waste (other than an occupier of domestic property as respects household waste produced on the property) to take all reasonable steps to ensure the separate collection of dry recyclable waste.
(2F)It shall, from 1st January 2014, be the duty of any person who controls or manages a food business that produces controlled waste to take all reasonable steps to ensure the separate collection of food waste produced by the business.
(2G)The duty in subsection (2F) does not apply to food waste—
(a)produced on premises in a rural area;
(b)produced in the period beginning on 1st January 2014 and ending on 31st December 2015—
(i)on premises in use as a hospital (as defined in section 108 of the National Health Service (Scotland) Act 1978); or
(ii)by a business that produces less than 50 kilograms of food waste a week;
(c)produced, on or after 1st January 2016, by a business that produces less than 5 kilograms of food waste a week;
(d)that includes catering waste that originates from means of transport operating internationally.
(2H)The duty in subsection (2F) may be departed from where food waste is mixed with other biodegradable waste to the extent that the mixed waste is presented for collection in a manner that ensures that the amount of food waste collected is not significantly less than would be the case were the wastes not mixed.
(2I)It shall be the duty of any person who transports controlled waste to collect and transport separately from other waste any waste presented—
(a)for collection in accordance with subsection (2E) or (2F);
(b)for collection in a receptacle provided under an arrangement made in accordance with section 45C(2) or (5).
(2J)The duties in subsection (2E) or (2I) may be departed from where dry recyclable waste is managed in such a manner as will ensure that—
[F35(a)the output is of comparable quantity and quality to that achieved through separate collection, and]
(b)the waste is not mixed with other waste that cannot be recycled.
(2K)It shall, from 1st January 2016, be the duty of any person who produces food waste (other than an occupier of domestic property as respects household waste, or an occupier of property in a rural area as respects food waste, produced on such properties) to ensure that food waste is not deposited in a public drain or sewer, or in a drain or sewer that connects to a public drain or sewer.
(2L)It shall be the duty of any person who produces or manages controlled waste, or who as a broker or dealer has control of such waste, to take all reasonable steps to—
(a)ensure that the waste meets any quality standard for the management of material included in the waste;
(b)ensure that the waste is managed in a manner that promotes high quality recycling; and
(c)prevent any contravention by another person of this subsection.]
(3)The following are authorised persons for the purpose of subsection (1)(c) above—
(a)any authority which is a waste collection authority for the purposes of this Part;
(b)any person who is the holder of a waste management licence under section 35 below F36...;
(c)any person to whom section 33(1) above does not apply by virtue of regulations under subsection (3) of that section;
(d)any person registered as a carrier of controlled waste under section 2 of M2 the Control of Pollution (Amendment) Act 1989;
(e)any person who is not required to be so registered by virtue of regulations under section 1(3) of that Act; and
(f)a waste disposal authority in Scotland.
F13[(3A)The Secretary of State may by regulations amend subsection (3) above so as to add, whether generally or in such circumstances as may be prescribed in the regulations, any person specified in the regulations, or any description of person so specified, to the persons who are authorised persons for the purposes of subsection (1)(c) above.]
(4)The following are authorised transport purposes for the purposes of subsection (1)(c) above—
(a)the transport of controlled waste within the same premises between different places in those premises;
(b)the transport to a place in Great Britain of controlled waste which has been brought from a country or territory outside Great Britain not having been landed in Great Britain until it arrives at that place; and
(c)the transport by air or sea of controlled waste from a place in Great Britain to a place outside Great Britain;
and “transport” has the same meaning in this subsection as in the Control of Pollution (Amendment) Act 1989.
[F37(4A)For the purposes of subsection (1)(c)(ii) above—
(a)a transfer of waste in stages shall be treated as taking place when the first stage of the transfer takes place, and
(b)a series of transfers between the same parties of waste of the same description shall be treated as a single transfer taking place when the first of the transfers in the series takes place.]
[F38(4AB)In subsection (1)(c), a reference to a written description of the waste includes a description that is—
(a)transmitted by electronic means;
(b)received in legible form; and
(c)capable of being used for subsequent reference.]
[F39(4B)In this section—
[F40“business” includes the undertaking of a canteen, club, school, hospital or institution, whether carried on for profit or not, and any undertaking or activity carried on by a council constituted under section 2 of the Local Government etc. (Scotland) Act 1994 or any other public authority;
“drain”, “public drain”, “public sewer” and “sewer” have the same meanings as in section 59 of the Sewerage (Scotland) Act 1968;
“food business” means an undertaking, whether for profit or not, and whether public or private, carrying out any activity related to the processing, distribution, preparation or sale of food;
“rural area” means a remote small town, accessible rural area or remote rural area as described by reference to postcode units in table 2 of “Defining Rural Areas and Non-Rural Areas to support Zero Waste Policies”, published by the Scottish Government on 13th March 2012;]
“waste oil” means any mineral or synthetic lubrication or industrial oil which has become unfit for the use for which it was originally intended, such as used combustion engine oil and gearbox oil, lubricating oil, oil for turbines and hydraulic oil.]
(5)The Secretary of State may, by regulations, make provision imposing requirements on any person who is subject to [F41a duty imposed by subsection (1), (2E), (2F), (2I), (2K) or (2L)] above as respects the making and retention of documents and the furnishing of documents or copies of documents.
(6)Any person who fails [F42without reasonable excuse] to comply with the [F43duties imposed by subsections (1) [F44, (2A), (2E), (2F), (2I), (2K) or (2L)]] above or with any requirement imposed under subsection (5) above shall be liable—
(a)on summary conviction, to a fine not exceeding the statutory maximum; and
(b)on conviction on indictment, to a fine.
(7)The Secretary of State shall, after consultation with such persons or bodies as appear to him representative of the interests concerned, prepare and issue a code of practice for the purpose of providing to persons practical guidance on how to discharge the [F45duty imposed on them by subsection (1), (2E), (2F), (2I), (2K) or (2L)].
(8)The Secretary of State may from time to time revise a code of practice issued under subsection (7) above by revoking, amending or adding to the provisions of the code.
(9)[F19A] code of practice prepared in pursuance of subsection (7) above shall be laid
[F20(a)]before both Houses of Parliament [F21; or
(b)if it relates only to Scotland before the Scottish Parliament.]
(10)A code of practice issued under subsection (7) above shall be admissible in evidence and if any provision of such a code appears to the court to be relevant to any question arising in the proceedings it shall be taken into account in determining that question.
(11)Different codes of practice may be prepared and issued under subsection (7) above for different areas.
Extent Information
E2This version of this provision extends to Scotland only; a separate version has been created for England and Wales only
Textual Amendments
F13S. 34(3A) inserted (1.4.1996) by 1995 c. 25, s. 120(1), Sch. 22 para. 65 (with ss. 7(6), 115, 117); S.I. 1996/186, art. 3
F19Word in s. 34(9) substituted (1.7.1999) by S.I. 1999/1820, art. 4, Sch. 2 Pt. I para. 102(2)(a)
F20S. 34(9): “(a)” inserted (1.7.1999) by S.I. 1999/1820, art. 4, Sch. 2 Pt. I para. 102(2)(b)
F21S. 34(9)(b) and the word “or” immediately preceding it inserted (1.7.1999) by S.I. 1999/1820, art. 4, Sch. 2 Pt. I para. 102(2)(c)
F22Words in s. 34(1) substituted (S.) (17.5.2012) by The Waste (Scotland) Regulations 2012 (S.S.I. 2012/148), regs. 1(1), 2(3)(a)(i)
F23Words in s. 34(1) inserted (S.) (27.3.2011) by The Waste (Scotland) Regulations 2011 (S.S.I. 2011/226), regs. 1(1), 2(4)(a)(i)
F24S. 34(1)(aa) substituted (S.) (7.1.2013) by The Pollution Prevention and Control (Scotland) Regulations2012 (S.S.I. 2012/360), reg. 1(2), sch. 11 para. 1(3) (with reg. 71)
F25S. 34(1)(ab) inserted (S.) (17.5.2012) by The Waste (Scotland) Regulations 2012 (S.S.I. 2012/148), regs. 1(1), 2(3)(a)(ii)
F26Word in s. 34(1) omitted (S.) (27.3.2011) by virtue of The Waste (Scotland) Regulations 2011 (S.S.I. 2011/226), regs. 1(1), 2(4)(a)(ii)
F27S. 34(1)(ba) inserted (S.) (27.3.2011) by The Waste (Scotland) Regulations 2011 (S.S.I. 2011/226), regs. 1(1), 2(4)(a)(ii)
F28Words in s. 34(1)(ba) substituted (S.) (17.5.2012) by The Waste (Scotland) Regulations 2012 (S.S.I. 2012/148), regs. 1(1), 2(3)(a)(iii)
F29Words in s. 34(1)(ba) substituted (S.) (4.12.2020) by The Waste (Miscellaneous Amendments) (Scotland) Regulations 2020 (S.S.I. 2020/314), regs. 1(1), 2(3)(a)
F30Words in s. 34(1)(c)(ii) inserted after the words “that section” (S.) (28.9.2000) by S.S.I. 2000/323, reg. 36, Sch. 10 Pt. 1 para. 3(3)(b)
F31S. 34(2) substituted (S.) (21.1.2005) by The Waste (Scotland) Regulations 2005 (S.S.I. 2005/22), regs. 1, 3(3)
F32S. 34(2A)-(2D) inserted (S.) (27.3.2011) by The Waste (Scotland) Regulations 2011 (S.S.I. 2011/226), regs. 1(1), 2(4)(b)
F33Words in s. 34(2A) substituted (S.) (20.3.2019) by The Waste (Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/620), regs. 1(2)(a), 2(3)
F34S. 34(2E)-(2L) inserted (S.) (17.5.2012) by The Waste (Scotland) Regulations 2012 (S.S.I. 2012/148), regs. 1(1), 2(3)(b)
F35S. 34(2J)(a) substituted (S.) (4.12.2020) by The Waste (Miscellaneous Amendments) (Scotland) Regulations 2020 (S.S.I. 2020/314), regs. 1(1), 2(3)(b)
F36Words in s. 34(3)(b) repealed (1.4.2015 for S.) by Environmental Protection Act 1990 (c. 43), s. 164(3), Sch. 16 Pt. II; S.S.I. 2015/72, art. 2(2)(e)
F37S. 34(4A) inserted (retrospectively) by 1994 c. 40, s. 33(1) (with s. 33(2))
F38S. 34(4AB) inserted (S.) (17.5.2012) by The Waste (Scotland) Regulations 2012 (S.S.I. 2012/148), regs. 1(1), 2(3)(c)
F39S. 34(4B) inserted (S.) (27.3.2011) by The Waste (Scotland) Regulations 2011 (S.S.I. 2011/226), regs. 1(1), 2(4)(c)
F40Words in s. 34(4B) substituted (S.) (17.5.2012) by The Waste (Scotland) Regulations 2012 (S.S.I. 2012/148), regs. 1(1), 2(3)(d)
F41Words in s. 34(5) substituted (S.) (17.5.2012) by The Waste (Scotland) Regulations 2012 (S.S.I. 2012/148), regs. 1(1), 2(3)(e)
F42Words in s. 34(6) inserted (S.) (17.5.2012) by The Waste (Scotland) Regulations 2012 (S.S.I. 2012/148), regs. 1(1), 2(3)(f)(i)
F43Words in s. 34(6) substituted (S.) (27.3.2011) by The Waste (Scotland) Regulations 2011 (S.S.I. 2011/226), regs. 1(1), 2(4)(d)
F44Words in s. 34(6) substituted (S.) (17.5.2012) by The Waste (Scotland) Regulations 2012 (S.S.I. 2012/148), regs. 1(1), 2(3)(f)(ii)
F45Words in s. 34(7) substituted (S.) (17.5.2012) by The Waste (Scotland) Regulations 2012 (S.S.I. 2012/148), regs. 1(1), 2(3)(g)
Modifications etc. (not altering text)
C6S. 34(1)(c) extended (27.7.1999) by 1999 c. 24, s. 4(6)(e)(8)
Commencement Information
I2S. 34 wholly in force at 1.4.1992; s.34 not in force at Royal Assent see s. 164(3); s. 34(5)(7)-(9)(11) in force at 13.12.1991; s. 34(1)-(4)(6)(10) in force at 1.4.1992 by S.I. 1991/2829, arts. 2, 4
Marginal Citations
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