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Financial Services Act 2012
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- UK Public General Acts
- 2012 c. 21
- SCHEDULE 14
- Paragraph 10
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Financial Services Act 2012, Paragraph 10 is up to date with all changes known to be in force on or before 04 March 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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Changes and effects yet to be applied to Schedule 14 Paragraph 10:
- Act power to apply conferred (temp.) by 2014 c. 21 s. 79(4)
- Act power to apply conferred (temp.) by 2014 c. 21 s. 81(10)
Changes and effects yet to be applied to the whole Act associated Parts and Chapters:
- Act power to apply conferred (temp.) by 2014 c. 21 s. 79(4)
- Act power to apply conferred (temp.) by 2014 c. 21 s. 81(10)
This section has no associated Explanatory Notes
10(1)Section 363 (powers to participate in proceedings: receivership) is amended as follows.U.K.
(2)In subsection (1)(a), after “authorised person” insert “ or recognised investment exchange ”.
(3)In subsections (2) to (5), for “Authority” substitute “ appropriate regulator ”.
(4)After subsection (5) insert—
“(6)The appropriate regulator” means—
(a)for the purposes of subsections (2) to (4)—
(i)where the company is a PRA-regulated person, each of the FCA and the PRA, and
(ii)in any other case, the FCA;
(b)for the purposes of subsection (5)—
(i)where the company is a PRA-regulated person, the FCA or the PRA, and
(ii)in any other case, the FCA.”
(5)In the heading, for “Authority's powers” substitute “ Powers of FCA and PRA ”.
Commencement Information
I1Sch. 14 para. 10 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.
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