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The Financial Services Act 1986 (Extension of Scope of Act and Meaning of Collective Investment Scheme) Order 1988
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- UK Statutory Instruments
- 1988 No. 496
- Article 3
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Sale of goods and supply of services
3. Paragraph 19 of Schedule 1 to the Act shall be amended by—
(a)inserting “subject to sub-paragraph (9) below,” before the words “this paragraph” in sub-paragraph (1); and
(b)adding the following sub-paragraph after sub-paragraph (8)—
“(9) This paragraph does not have effect where either—
(a)the customer is an individual; or
(b)the transaction in question is the purchase or sale of an investment which falls within paragraph 6 or 10 above or, so far as relevant to either of those paragraphs, paragraph 11 above; or
(c)the investments which the supplier manages or offers or agrees to manage consist of investments falling within paragraph 6 or 10 above or, so far as relevant to either of those paragraphs, paragraph 11 above; or
(d)the advice which the supplier gives is advice on an investment falling within the paragraph 6 or 10 above or, so far as relevant to either of those paragraphs, paragraph 11 above.”.
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